Senate Bill sb1258e2

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  1                      A bill to be entitled

  2         An act relating to substance abuse and mental

  3         health services; creating s. 394.499, F.S.;

  4         authorizing the Department of Children and

  5         Family Services, in consultation with the

  6         Agency for Health Care Administration, to

  7         establish children's behavioral crisis unit

  8         demonstration models to provide integrated

  9         emergency mental health and substance abuse

10         services to persons under 18 years of age at

11         facilities licensed as children's crisis

12         stabilization units; providing for standards,

13         procedures, and requirements for services;

14         providing eligibility criteria; requiring the

15         department to report on the initial

16         demonstration models; providing for expanding

17         the demonstration models; providing for

18         independent evaluation and report; providing

19         rulemaking authority; amending s. 394.66, F.S.;

20         providing legislative intent relating to the

21         accreditation and cost-efficiency of substance

22         abuse and mental health service providers;

23         creating s. 394.741, F.S., relating to

24         accreditation requirements for providers of

25         behavioral health care services; defining the

26         term "behavioral health care services";

27         requiring the accreditation of certain entities

28         to be accepted in lieu of licensure,

29         administrative, and program monitoring

30         requirements; authorizing the adoption of

31         rules; requiring that the Department of


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  1         Children and Family Services and the Agency for

  2         Health Care Administration be allowed access to

  3         all accreditation reports, corrective action

  4         plans, and performance data submitted to

  5         accrediting organizations; authorizing followup

  6         monitoring by the department and the agency if

  7         major deficiencies are identified through the

  8         accreditation process; preserving the right of

  9         the department and agency to perform

10         inspections, including contract monitoring;

11         requiring the department and the agency to

12         report to the Legislature on the viability of

13         mandating accreditation and privatizing

14         licensure and monitoring functions; specifying

15         that the accreditation requirements of s.

16         394.741, F.S., apply to contracted

17         organizations that are already accredited;

18         amending s. 394.90, F.S., relating to substance

19         abuse and mental health services; revising

20         provisions relating to licensure,

21         accreditation, and inspection of facilities, to

22         conform; providing a cross reference; amending

23         s. 397.411, F.S., relating to substance abuse

24         service providers; revising provisions relating

25         to licensure, accreditation, and inspection of

26         facilities, to conform; providing a cross

27         reference; amending ss. 397.403 and 409.1671,

28         F.S.; revising the name of the Commission on

29         Accreditation of Rehabilitation Facilities;

30         providing legislative findings with respect to

31         providing mental health and substance abuse


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  1         treatment services; permitting the Department

  2         of Children and Family Services and the Agency

  3         for Health Care Administration to contract for

  4         the establishment of two behavioral health

  5         service delivery strategies to test methods and

  6         techniques for coordinating, integrating, and

  7         managing the delivery of mental health services

  8         and substance abuse treatment services for

  9         persons with emotional, mental, or addictive

10         disorders; requiring a managing entity for each

11         service delivery strategy; requiring that costs

12         be shared by the Department of Children and

13         Family Services and the Agency for Health Care

14         Administration; requiring certain contracts for

15         overlay services remain fee-for-services;

16         specifying the goals of the service delivery

17         strategies; specifying the target population of

18         persons to be enrolled under each strategy;

19         requiring a continuing care system; requiring

20         an advisory body for each demonstration model;

21         requiring certain cooperative agreements;

22         providing reporting requirements; requiring an

23         independent entity to evaluate the service

24         delivery strategies; requiring annual reports;

25         creating a Behavioral Health Services

26         Integration Workgroup; requiring the Secretary

27         of Children and Family Services to appoint

28         members to the Workgroup; providing authority

29         for a transfer of funds to support the

30         Workgroup; requiring the Workgroup to report to

31


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  1         the Governor and the Legislature; providing an

  2         effective date.

  3

  4  Be It Enacted by the Legislature of the State of Florida:

  5

  6         Section 1.  Section 394.499, Florida Statutes, is

  7  created to read:

  8         394.499  Integrated children's crisis stabilization

  9  unit/juvenile addictions receiving facility services.--

10         (1)  Beginning July 1, 2001, the Department of Children

11  and Family Services, in consultation with the Agency for

12  Health Care Administration, is authorized to establish

13  children's behavioral crisis unit demonstration models in

14  Collier, Lee, and Sarasota Counties. By December 31, 2003, the

15  department shall submit to the President of the Senate, the

16  Speaker of the House of Representatives, and the chairs of the

17  Senate and House committees that oversee departmental

18  activities a report that evaluates the number of clients

19  served, quality of services, performance outcomes, and

20  feasibility of continuing or expanding the demonstration

21  models. Beginning July 1, 2004, subject to approval by the

22  Legislature, the department, in cooperation with the agency,

23  may expand the demonstration models to other areas in the

24  state. The children's behavioral crisis unit demonstration

25  models will integrate children's mental health crisis

26  stabilization units with substance abuse juvenile addictions

27  receiving facility services, to provide emergency mental

28  health and substance abuse services that are integrated within

29  facilities licensed and designated by the agency for children

30  under 18 years of age who meet criteria for admission or

31  examination under this section. The services shall be


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  1  designated as "integrated children's crisis stabilization

  2  unit/juvenile addictions receiving facility services," shall

  3  be licensed by the agency as children's crisis stabilization

  4  units, and shall meet all licensure requirements for crisis

  5  stabilization units. The department, in cooperation with the

  6  agency, shall develop standards that address eligibility

  7  criteria, clinical procedures, staffing requirements,

  8  operational, administrative, and financing requirements, and

  9  investigation of complaints for such integrated facility

10  services. Standards that are implemented specific to substance

11  abuse services shall meet or exceed existing standards for

12  addictions receiving facilities.

13         (2)  Children eligible to receive integrated children's

14  crisis stabilization unit/juvenile addictions receiving

15  facility services include:

16         (a)  A person under 18 years of age for whom voluntary

17  application is made by his or her guardian, if such person is

18  found to show evidence of mental illness and to be suitable

19  for treatment pursuant to s. 394.4625. A person under 18 years

20  of age may be admitted for integrated facility services only

21  after a hearing to verify that the consent to admission is

22  voluntary.

23         (b)  A person under 18 years of age who may be taken to

24  a receiving facility for involuntary examination, if there is

25  reason to believe that he or she is mentally ill and because

26  of his or her mental illness, pursuant to s. 394.463:

27         1.  Has refused voluntary examination after

28  conscientious explanation and disclosure of the purpose of the

29  examination; or

30         2.  Is unable to determine for himself or herself

31  whether examination is necessary; and


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  1         a.  Without care or treatment is likely to suffer from

  2  neglect or refuse to care for himself or herself; such neglect

  3  or refusal poses a real and present threat of substantial harm

  4  to his or her well-being; and it is not apparent that such

  5  harm may be avoided through the help of willing family members

  6  or friends or the provision of other services; or

  7         b.  There is a substantial likelihood that without care

  8  or treatment he or she will cause serious bodily harm to

  9  himself or herself or others in the near future, as evidenced

10  by recent behavior.

11         (c)  A person under 18 years of age who wishes to enter

12  treatment for substance abuse and applies to a service

13  provider for voluntary admission, pursuant to s. 397.601.

14         (d)  A person under 18 years of age who meets the

15  criteria for involuntary admission because there is good faith

16  reason to believe the person is substance abuse impaired

17  pursuant to s. 397.675 and, because of such impairment:

18         1.  Has lost the power of self-control with respect to

19  substance use; and

20         2.a.  Has inflicted, or threatened or attempted to

21  inflict, or unless admitted is likely to inflict, physical

22  harm on himself or herself or another; or

23         b.  Is in need of substance abuse services and, by

24  reason of substance abuse impairment, his or her judgment has

25  been so impaired that the person is incapable of appreciating

26  his or her need for such services and of making a rational

27  decision in regard thereto; however, mere refusal to receive

28  such services does not constitute evidence of lack of judgment

29  with respect to his or her need for such services.

30         (e)  A person under 18 years of age who meets the

31  criteria for examination or admission under paragraph (b) or


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  1  paragraph (d) and has a coexisting mental health and substance

  2  abuse disorder.

  3         (3)  The department shall contract for an independent

  4  evaluation of the children's behavioral crisis unit

  5  demonstration models to identify the most effective ways to

  6  provide integrated crisis stabilization unit/juvenile

  7  addiction receiving facility services to children. The

  8  evaluation shall be reported to the Legislature by December

  9  31, 2003.

10         (4)  The department, in cooperation with the agency, is

11  authorized to adopt rules regarding standards and procedures

12  for integrated children's crisis stabilization unit/juvenile

13  addictions receiving facility services.

14         Section 2.  Nothing in section 394.499, Florida

15  Statutes, shall be construed to require an existing crisis

16  stabilization unit or juvenile addictions receiving facility

17  to convert to a children's behavioral crisis unit.

18         Section 3.  Subsections (13) and (14) are added to

19  section 394.66, Florida Statutes, to read:

20         394.66  Legislative intent with respect to substance

21  abuse and mental health services.--It is the intent of the

22  Legislature to:

23         (13)  Promote best practices and the highest quality of

24  care in contracted alcohol, drug abuse, and mental health

25  services through achievement of national accreditation.

26         (14)  Ensure that the state agencies licensing and

27  monitoring contracted providers perform in the most

28  cost-efficient and effective manner with limited duplication

29  and disruption to organizations providing services.

30         Section 4.  Section 394.741, Florida Statutes, is

31  created to read:


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  1         394.741  Accreditation requirements for providers of

  2  behavioral health care services.--

  3         (1)  As used in this section, the term "behavioral

  4  health care services" means mental health and substance abuse

  5  treatment services.

  6         (2)  Notwithstanding any provision of law to the

  7  contrary, accreditation shall be accepted by the agency and

  8  department in lieu of the agency's and department's facility

  9  licensure on-site review requirements and shall be accepted as

10  a substitute for the department's administrative and program

11  monitoring requirements, except as required by subsections (3)

12  and (4):

13         (a)  Any organization from which the department

14  purchases behavioral health care services that is accredited

15  by the Joint Commission on Accreditation of Healthcare

16  Organizations or the Council on Accreditation for Children and

17  Family Services, or have those services that are being

18  purchased by the department accredited by CARF--the

19  Rehabilitation Accreditation Commission.

20         (b)  Any mental health facility licensed by the agency

21  or any substance abuse component licensed by the department

22  that is accredited by the Joint Commission on Accreditation of

23  Healthcare Organizations, CARF--the Rehabilitation

24  Accreditation Commission, or the Council on Accreditation of

25  Children and Family Services.

26         (c)  Any network of providers from which the department

27  or the agency purchase behavioral health care services

28  accredited by the Joint Commission on Accreditation of

29  Healthcare Organizations, CARF--the Rehabilitation

30  Accreditation Commission, the Council on Accreditation of

31  Children and Family Services, or the National Committee for


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  1  Quality Assurance. A provider organization, which is part of

  2  an accredited network, is afforded the same rights under this

  3  part.

  4         (3)  For mental health services, the department and the

  5  agency may adopt rules that establish:

  6         (a)  Additional standards for monitoring and licensing

  7  accredited programs and facilities that the department and the

  8  agency have determined are not specifically and distinctly

  9  covered by the accreditation standards and processes. These

10  standards and the associated monitoring must not duplicate the

11  standards and processes already covered by the accrediting

12  bodies.

13         (b)  An on-site monitoring process between 24 months

14  and 36 months after accreditation for nonresidential

15  facilities to assure that accredited organizations exempt from

16  licensing and monitoring activities under this part continue

17  to comply with critical standards.

18         (c)  An on-site monitoring process between 12 months

19  and 24 months after accreditation for residential facilities

20  to assure that accredited organizations exempt from licensing

21  and monitoring activities under this part continue to comply

22  with critical standards.

23         (4)  For substance abuse services, the department shall

24  conduct full licensure inspections every 3 years and shall

25  develop in rule criteria which would justify more frequent

26  inspections.

27         (5)  The department and the agency shall be given

28  access to all accreditation reports, corrective action plans,

29  and performance data submitted to the accrediting

30  organizations. When major deficiencies, as defined by the

31  accrediting organization, are identified through the


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  1  accreditation process, the department and the agency may

  2  perform followup monitoring to assure that such deficiencies

  3  are corrected and that the corrections are sustained over

  4  time. Proof of compliance with fire and health safety

  5  standards will be submitted as required by rule.

  6         (6)  The department or agency, by accepting the survey

  7  or inspection of an accrediting organization, does not forfeit

  8  its rights to perform inspections at any time, including

  9  contract monitoring to ensure that deliverables are provided

10  in accordance with the contract.

11         (7)  The department and the agency shall report to the

12  Legislature by January 1, 2003, on the viability of mandating

13  all organizations under contract with the department for the

14  provision of behavioral health care services, or licensed by

15  the agency or department to be accredited. The department and

16  the agency shall also report to the Legislature by January 1,

17  2003, on the viability of privatizing all licensure and

18  monitoring functions through an accrediting organization.

19         (8)  The accreditation requirements of this section

20  shall apply to contracted organizations that are already

21  accredited immediately upon becoming law.

22         Section 5.  Subsection (5) of section 394.90, Florida

23  Statutes, is amended to read:

24         394.90  Inspection; right of entry; records.--

25         (5)(a)  The agency shall may accept, in lieu of its own

26  inspections for licensure, the survey or inspection of an

27  accrediting organization, if the provider is accredited

28  according to the provisions of s. 394.741 and the agency

29  receives the report of the accrediting organization. The

30  department, in consultation with the agency, shall develop,

31  and adopt by rule, specific criteria for assuring that the


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  1  accrediting organization has specific standards and experience

  2  related to the program area being licensed, specific criteria

  3  for accepting the standards and survey methodologies of an

  4  accrediting organization, delineations of the obligations of

  5  accrediting organizations to assure adherence to those

  6  standards, criteria for receiving, accepting and maintaining

  7  the confidentiality of the survey and corrective action

  8  reports, and allowance for the agency's participation in

  9  surveys.

10         (b)  The agency shall conduct compliance investigations

11  and sample validation inspections to evaluate the inspection

12  process of accrediting organizations to ensure minimum

13  standards are maintained as provided in Florida statute and

14  rule. The agency may conduct a lifesafety inspection in

15  calendar years in which an accrediting organization survey is

16  not conducted and shall conduct a full state inspection,

17  including a lifesafety inspection, if an accrediting

18  organization survey has not been conducted within the previous

19  36 months.  The agency, by accepting the survey or inspection

20  of an accrediting organization, does not forfeit its right to

21  perform inspections.

22         Section 6.  Subsection (3) of section 397.403, Florida

23  Statutes, is amended to read:

24         397.403  License application.--

25         (3)  The department shall accept proof of accreditation

26  by CARF--the Rehabilitation Accreditation Commission on

27  Accreditation of Rehabilitation Facilities (CARF) or the Joint

28  Commission on Accreditation of Health Care Organizations

29  (JCAHCO), or through any other nationally recognized

30  certification process that is acceptable to the department and

31  meets the minimum licensure requirements under this chapter,


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  1  in lieu of requiring the applicant to submit the information

  2  required by paragraphs (1)(a)-(c).

  3         Section 7.  Subsection (2) of section 397.411, Florida

  4  Statutes, is amended to read:

  5         397.411  Inspection; right of entry; records.--

  6         (2)(a)  The department shall may accept, in lieu of its

  7  own inspections for licensure, the survey or inspection of an

  8  accrediting organization, if the provider is accredited

  9  according to the provisions of s. 394.741 and the department

10  receives the report of the accrediting organization. The

11  department shall develop, and adopt by rule, specific criteria

12  for assuring that the accrediting organization has specific

13  standards and experience related to the program area being

14  licensed; specific criteria for accepting the standards and

15  survey methodologies of an accrediting organization;

16  delineations of the obligations of accrediting organizations

17  to assure adherence to those standards; criteria for

18  receiving, accepting, and maintaining the confidentiality of

19  the survey and corrective action reports; and allowance for

20  the department's participation in surveys.

21         (b)  The department shall conduct compliance

22  investigations and sample validation inspections to evaluate

23  the inspection process of accrediting organizations to ensure

24  minimum standards are maintained as provided in Florida

25  statute and rule. The department may conduct a fire, safety,

26  and health inspection in calendar years in which an

27  accrediting organization survey is not conducted and shall

28  conduct a full state inspection, including a lifesafety

29  inspection, if an accrediting organization survey has not been

30  conducted within the previous 36 months.  The department, by

31  accepting the survey or inspection of an accrediting


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  1  organization, does not forfeit its right to perform

  2  inspections.

  3         Section 8.  Paragraph (a) of subsection (4) of section

  4  409.1671, Florida Statutes, is amended to read:

  5         409.1671  Foster care and related services;

  6  privatization.--

  7         (4)(a)  The department shall establish a quality

  8  assurance program for privatized services. The quality

  9  assurance program shall be based on standards established by a

10  national accrediting organization such as the Council on

11  Accreditation of Services for Families and Children, Inc.

12  (COA) or CARF--the Rehabilitation Accreditation Commission the

13  Council on Accreditation of Rehabilitation Facilities (CARF).

14  The department may develop a request for proposal for such

15  oversight. This program must be developed and administered at

16  a statewide level. The Legislature intends that the department

17  be permitted to have limited flexibility to use funds for

18  improving quality assurance. To this end, effective January 1,

19  2000, the department may transfer up to 0.125 percent of the

20  total funds from categories used to pay for these

21  contractually provided services, but the total amount of such

22  transferred funds may not exceed $300,000 in any fiscal year.

23  When necessary, the department may establish, in accordance

24  with s. 216.177, additional positions that will be exclusively

25  devoted to these functions. Any positions required under this

26  paragraph may be established, notwithstanding ss.

27  216.262(1)(a) and 216.351. The department, in consultation

28  with the community-based agencies that are undertaking the

29  privatized projects, shall establish minimum thresholds for

30  each component of service, consistent with standards

31  established by the Legislature. Each program operated under


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  1  contract with a community-based agency must be evaluated

  2  annually by the department. The department shall submit an

  3  annual report regarding quality performance, outcome measure

  4  attainment, and cost efficiency to the President of the

  5  Senate, the Speaker of the House of Representatives, the

  6  minority leader of each house of the Legislature, and the

  7  Governor no later than January 31 of each year for each

  8  project in operation during the preceding fiscal year.

  9         Section 9.  Behavioral Health Service Delivery

10  Strategies.--

11         (1)  LEGISLATIVE FINDINGS AND INTENT.--The Legislature

12  finds that a management structure that places the

13  responsibility for mental health and substance abuse treatment

14  services within a single entity and that contains a flexible

15  funding arrangement will allow for customized services to meet

16  individual client needs and will provide incentives for

17  provider agencies to serve persons in the target population

18  who have the most complex treatment and support needs. The

19  Legislature recognizes that in order for the state's publicly

20  funded mental health and substance abuse treatment systems to

21  evolve into a single well-integrated behavioral health system,

22  a transition period is needed and demonstration sites must be

23  established where new ideas and technologies can be tested and

24  critically reviewed.

25         (2)  DEFINITIONS.--As used in this section, the term:

26         (a)  "Behavioral health services" means mental health

27  services and substance abuse treatment services that are

28  provided with state and federal funds.

29         (b)  "Managing entity" means an entity that manages the

30  delivery of behavioral health services.

31


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  1         (3)  SERVICE DELIVERY STRATEGIES.--The Department of

  2  Children and Family Services and the Agency for Health Care

  3  Administration shall develop service delivery strategies that

  4  will improve the coordination, integration, and management of

  5  the delivery of mental health and substance abuse treatment

  6  services to persons with emotional, mental, or addictive

  7  disorders. It is the intent of the Legislature that a

  8  well-managed service delivery system will increase access for

  9  those in need of care, improve the coordination and continuity

10  of care for vulnerable and high-risk populations, redirect

11  service dollars from restrictive care settings and out-of-date

12  service models to community-based psychiatric rehabilitation

13  services, and reward cost-effective and appropriate care

14  patterns. The Legislature recognizes that the Medicaid, mental

15  health, and substance abuse treatment programs are three

16  separate systems and that each has unique characteristics,

17  including unique requirements for eligibility. To move toward

18  a well-integrated system of behavioral health care services

19  will require careful planning and implementation. It is the

20  intent of the Legislature that the service delivery strategies

21  will be the first phase of transferring the provision and

22  management of mental health and substance abuse treatment

23  services provided by the Department of Children and Family

24  Services and the Medicaid program from traditional

25  fee-for-service and unit-cost contracting methods to

26  risk-sharing arrangements. As used in this section, the term

27  "behavioral health care services" means mental health services

28  and substance abuse treatment services that are provided with

29  state and federal funds.

30         (4)  CONTRACT FOR SERVICES.--

31


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  1         (a)  The Department of Children and Family Services and

  2  the Agency for Health Care Administration may contract for the

  3  provision or management of behavioral health services with a

  4  managing entity in at least two geographic areas. Both the

  5  Department of Children and Family Services and the Agency for

  6  Health Care Administration must contract with the same

  7  managing entity in any distinct geographic area where the

  8  strategy operates. This managing entity shall be accountable

  9  for the delivery of behavioral health services specified by

10  the department and the agency for children, adolescents, and

11  adults. The geographic area must be of sufficient size in

12  population and have enough public funds for behavioral health

13  services to allow for flexibility and maximum efficiency.

14  Notwithstanding the provisions of section 409.912(3)(b) 1. and

15  2., Florida Statutes, at least one service delivery strategy

16  must be in one of the service districts in the catchment area

17  of G. Pierce Wood Memorial Hospital.

18         (b)  Under one of the service delivery strategies, the

19  Department of Children and Family Services may contract with a

20  prepaid mental health plan that operates under section

21  409.912, Florida Statutes, to be the managing entity. Under

22  this strategy, the Department of Children and Family Services

23  is not required to competitively procure those services and,

24  notwithstanding other provisions of law, may employ

25  prospective payment methodologies that the department finds

26  are necessary to improve client care or institute more

27  efficient practices. The Department of Children and Family

28  Services may employ in its contract any provision of the

29  current prepaid behavioral health care plan authorized under

30  section 409.912(3)(a) and (b), Florida Statutes, or any other

31  provision necessary to improve quality, access, continuity,


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  1  and price. Any contracts under this strategy in Area 6 of the

  2  Agency for Health Care Administration or in the prototype

  3  region under section 20.19(7), Florida Statutes, of the

  4  Department of Children and Family Services may be entered with

  5  the existing substance abuse treatment provider network if an

  6  administrative services organization is part of its network.

  7  In Area 6 of the Agency for Health Care Administration or in

  8  the prototype region of the Department of Children and Family

  9  Services, the Department of Children and Family Services and

10  the Agency for Health Care Administration may employ

11  alternative service delivery and financing methodologies,

12  which may include prospective payment for certain population

13  groups.  The population groups that are to be provided these

14  substance abuse services would include at a minimum:

15  individuals and families receiving family safety services;

16  Medicaid-eligible children, adolescents, and adults who are

17  substance-abuse-impaired; or current recipients and persons at

18  risk of needing cash assistance under Florida's welfare reform

19  initiatives.

20         (c)  Under the second service delivery strategy, the

21  Department of Children and Family Services and the Agency for

22  Health Care Administration shall competitively procure a

23  contract for the management of behavioral health services with

24  a managing entity. The Department of Children and Family

25  Services and the Agency for Health Care Administration may

26  purchase from the managing entity the management services

27  necessary to improve continuity of care and access to care,

28  contain costs, and improve quality of care. The managing

29  entity shall manage and coordinate all publicly funded

30  diagnostic or assessment services, acute care services,

31  rehabilitative services, support services, and continuing care


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  1  services for persons who meet the financial criteria specified

  2  in part IV of chapter 394, Florida Statutes, for publicly

  3  funded mental health and substance abuse treatment services or

  4  for persons who are Medicaid eligible. The managing entity

  5  shall be solely accountable for a geographic area and shall

  6  coordinate the emergency care system. The managing entity may

  7  be a network of existing providers with an administrative

  8  services organization that can function independently, may be

  9  an administrative services organization that is independent of

10  local provider agencies, or may be an entity of state or local

11  government.

12         (d)  Under both strategies, the Department of Children

13  and Family Services and the Agency for Health Care

14  Administration may:

15         1.  Establish benefit packages based on the level of

16  severity of illness and level of client functioning;

17         2.  Align and integrate procedure codes, standards, or

18  other requirements if it is jointly determined that these

19  actions will simplify or improve client services and

20  efficiencies in service delivery;

21         3.  Use prepaid per capita and prepaid aggregate

22  fixed-sum payment methodologies; and

23         4.  Modify their current procedure codes to increase

24  clinical flexibility, encourage the use of the most effective

25  interventions, and support rehabilitative activities.

26         (e)  The cost of the managing entity contract shall be

27  funded through a combination of funds from the Department of

28  Children and Family Services and the Agency for Health Care

29  Administration. To operate the managing entity, the Department

30  of Children and Family Services and the Agency for Health Care

31  Administration may not expend more than 10 percent of the


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  1  annual appropriations for mental health and substance abuse

  2  treatment services prorated to the geographic areas and must

  3  include all behavioral health Medicaid funds, including

  4  psychiatric inpatient funds. This restriction does not apply

  5  to a prepaid behavioral health plan that is authorized under

  6  section 409.912(3)(a) and (b), Florida Statutes.

  7         (f)  Contracting and payment mechanisms for services

  8  should promote flexibility and responsiveness and should allow

  9  different categorical funds to be combined. The service array

10  should be determined by using needs assessment and best

11  practice models.

12         (g)  Medicaid contracts for Behavioral Health Overlay

13  Services for dependent children or delinquent children will

14  remain fee-for-service. Any provider who currently contracts

15  to provide Medicaid behavioral health services with

16  residential group care facilities under the Family Safety

17  program of the Department of Children and Family Services or

18  with the Department of Juvenile Justice to serve delinquent

19  youth in residential commitment programs shall be included in

20  the network of providers in both service delivery strategies

21  and shall continue the existing staffing arrangements. During

22  the operation of the service delivery strategies, any new

23  behavioral health provider that enters into a contract with

24  residential group care facilities under the Family Safety

25  program of the Department of Children and Family Services or

26  with the Department of Juvenile Justice for delinquent youth

27  in residential commitment programs shall also be included in

28  the network.

29         (5)  STATEWIDE ACTIONS.--If Medicaid appropriations for

30  Community Mental Health Services or Mental Health Targeted

31  Case Management are reduced in fiscal year 2001-02, the agency


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    CS for CS for SB 1258                         Second Engrossed



  1  and the department shall jointly develop and implement

  2  strategies that reduce service costs in a manner that

  3  mitigates the impact on persons in need of those services. The

  4  agency and department may employ any methodologies on a

  5  regional or statewide basis necessary to achieve the

  6  reduction, including but not limited to use of case rates,

  7  prepaid per capita contracts, utilization management, expanded

  8  use of care management, use of waivers from the Health Care

  9  Financing Administration to maximize federal matching of

10  current local and state funding, modification or creation of

11  additional procedure codes, and certification of match or

12  other management techniques.

13         (6)  GOALS.--The goal of the service delivery

14  strategies is to provide a design for an effective

15  coordination, integration, and management approach for

16  delivering effective behavioral health services to persons who

17  are experiencing a mental health or substance abuse crisis,

18  who have a disabling mental illness or substance abuse

19  disorder and will require extended services in order to

20  recover from their illness, or who need brief treatment or

21  supportive interventions to avoid a crisis or disability.

22  Other goals of the models include the following:

23         (a)  Improve accountability for a local system of

24  behavioral health care services to meet performance outcomes

25  and standards.

26         (b)  Assure continuity of care for all children,

27  adolescents, and adults who enter the publicly funded

28  behavioral health service system.

29         (c)  Provide early diagnosis and treatment

30  interventions to enhance recovery and prevent hospitalization.

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  1         (d)  Improve assessment of local needs for behavioral

  2  health services.

  3         (e)  Improve the overall quality of behavioral health

  4  services through the use of best practice models.

  5         (f)  Demonstrate improved service integration between

  6  behavioral health programs and other programs, such as

  7  vocational rehabilitation, education, child welfare, primary

  8  health care, emergency services, and criminal justice.

  9         (g)  Provide for additional testing of creative and

10  flexible strategies for financing behavioral health services

11  to enhance individualized treatment and support services.

12         (h)  Control the costs of services without sacrificing

13  quality of care.

14         (i)  Coordinate the admissions and discharges from

15  state mental health hospitals and residential treatment

16  centers.

17         (j)  Improve the integration, accessibility, and

18  dissemination of behavioral health data for planning and

19  monitoring purposes.

20         (k)  Promote specialized behavioral health services to

21  residents of assisted living facilities.

22         (l)  Reduce the admissions and the length of stay for

23  dependent children in residential treatment centers.

24         (m)  Provide services to abused and neglected children

25  and their families as indicated in court-ordered case plans.

26         (7)  ESSENTIAL ELEMENTS.--

27         (a)  The managing entity must demonstrate the ability

28  of its network of providers to comply with the pertinent

29  provisions of chapters 394 and 397, Florida Statutes, and to

30  assure the provision of comprehensive behavioral health

31  services. The network of providers shall include, but is not


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  1  limited to, mental health centers, substance abuse treatment

  2  providers, hospitals, licensed psychiatrists, licensed

  3  psychiatric nurses, and mental health professionals licensed

  4  under chapter 490 or chapter 491, Florida Statutes. A

  5  behavioral health client served by the network under the

  6  service delivery strategies may reside in his or her own home

  7  or in settings including, but not limited to, assisted living

  8  facilities, skilled nursing facilities, foster homes, or group

  9  homes.

10         (b)  The target population to be served in the service

11  delivery strategies must include children, adolescents, and

12  adults who fall into the following categories:

13         1.  Adults in mental health crisis;

14         2.  Older adults in crisis;

15         3.  Adults with serious and persistent mental illness;

16         4.  Adults with substance abuse problems;

17         5.  Adults with forensic involvement;

18         6.  Older adults with severe and persistent mental

19  illness;

20         7.  Older adults with substance abuse problems;

21         8.  Children and adolescents with serious emotional

22  disturbances as defined in section 394.492(6), Florida

23  Statutes;

24         9.  Children with substance abuse problems as defined

25  in section 397.93(2), Florida Statutes;

26         10.  Children and adolescents in state custody pursuant

27  to chapter 39, Florida Statutes; and

28         11.  Children and adolescents in residential commitment

29  programs of the Department of Juvenile Justice pursuant to

30  chapter 985, Florida Statutes.

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  1         (c)  The service delivery strategies must include a

  2  continuing care system for persons whose clinical and

  3  functional status indicates the need for these services. These

  4  persons will be eligible for a range of treatment,

  5  rehabilitative, and support services until they no longer need

  6  the services to maintain or improve their level of

  7  functioning. Given the long-term nature of some mental and

  8  addictive disorders, continuing care services should be

  9  sensitive to the variable needs of individuals across time and

10  shall be designed to help assure easy access for persons with

11  these long-term problems. The Department of Children and

12  Family Services shall develop criteria for the continuing care

13  program for behavioral health services.

14         (d)  A local body or group must be identified by the

15  district administrator of the Department of Children and

16  Family Services to serve in an advisory capacity to the

17  behavioral health service delivery strategy and must include

18  representatives of the local school system, the judicial

19  system, county government, public and private Baker Act

20  receiving facilities, and law enforcement agencies; a consumer

21  of the public behavioral health system; and a family member of

22  a consumer of the publicly funded system. This advisory body

23  may be the community alliance established under section

24  20.19(6), Florida Statutes, or any other suitable established

25  local group.

26         (e)  The managing entity shall ensure that written

27  cooperative agreements are developed among the judicial

28  system, the criminal justice system, and the local behavioral

29  health providers in the geographic area which define

30  strategies and alternatives for diverting, from the criminal

31  justice system to the civil system as provided under part I of


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    CS for CS for SB 1258                         Second Engrossed



  1  chapter 394, Florida Statutes, or chapter 397, Florida

  2  Statutes, persons with behavioral health problems who are

  3  arrested for a misdemeanor. These agreements must also address

  4  the provision of appropriate services to persons with

  5  behavioral health problems who leave the criminal justice

  6  system.

  7         (f)  Managing entities must submit data to the

  8  Department of Children and Family Services and the Agency for

  9  Health Care Administration on the use of services and the

10  outcomes for all enrolled clients. Managing entities must meet

11  performance standards developed by the Agency for Health Care

12  Administration and the Department of Children and Family

13  Services related to:

14         1.  The rate at which individuals in the community

15  receive services, including persons who receive followup care

16  after emergencies.

17         2.  Clinical improvement of individuals served,

18  clinically and functionally.

19         3.  Reduction of jail admissions.

20         4.  Consumer and family satisfaction.

21         5.  Satisfaction of key community constituents such as

22  law enforcement agencies, juvenile justice agencies, the

23  courts, the schools, local government entities, and others as

24  appropriate for the locality.

25         (g)  The Agency for Health Care Administration may

26  establish a certified match program, which must be voluntary.

27  Under a certified match program, reimbursement is limited to

28  the federal Medicaid share to Medicaid-enrolled strategy

29  participants. The agency shall take no action to implement a

30  certified match program without ensuring that the consultation

31  provisions of chapter 216, Florida Statutes, have been met.


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  1  The agency may seek federal waivers that are necessary to

  2  implement the behavioral health service delivery strategies.

  3         (h)1.  The Department of Children and Family Services,

  4  in consultation with the Agency for Health Care

  5  Administration, shall prepare an amendment by October 31,

  6  2001, to the 2001 master state plan required under section

  7  394.75(1), Florida Statutes, which describes each service

  8  delivery strategy, including at least the following details:

  9         a.  Operational design;

10         b.  Counties or service districts included in each

11  strategy;

12         c.  Expected outcomes; and

13         d.  Timeframes.

14         2.  The amendment shall specifically address the

15  application of each service delivery strategy to substance

16  abuse services, including:

17         a.  The development of substance abuse service

18  protocols;

19         b.  Credentialing requirements for substance abuse

20  services; and

21         c.  The development of new service models for

22  individuals with co-occurring mental health and substance

23  abuse disorders.

24         3.  The amendment must specifically address the

25  application of each service delivery strategy to the child

26  welfare system, including:

27         a.  The development of service models that support

28  working with both children and their families in a

29  community-based care system and that are specific to the child

30  welfare system.

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  1         b.  A process for providing services to abused and

  2  neglected children and their families as indicated in

  3  court-ordered case plans.

  4         (8)  MONITORING AND EVALUATION.--The Department of

  5  Children and Family Services and the Agency for Health Care

  6  Administration shall provide routine monitoring and oversight

  7  of and technical assistance to the managing entities. The

  8  Louis de la Parte Florida Mental Health Institute shall

  9  conduct an ongoing formative evaluation of each strategy to

10  identify the most effective methods and techniques used to

11  manage, integrate, and deliver behavioral health services. The

12  entity conducting the evaluation shall report to the

13  Department of Children and Family Services, the Agency for

14  Health Care Administration, the Executive Office of the

15  Governor, and the Legislature every 12 months regarding the

16  status of the implementation of the service delivery

17  strategies. The report must include a summary of activities

18  that have occurred during the past 12 months of implementation

19  and any problems or obstacles that prevented, or may prevent

20  in the future, the managing entity from achieving performance

21  goals and measures. The first status report is due January 1,

22  2002. After the service delivery strategies have been

23  operational for 1 year, the status report must include an

24  analysis of administrative costs and the status of the

25  achievement of performance outcomes. Upon receiving the annual

26  report from the evaluator, the Department of Children and

27  Family Services and the Agency for Health Care Administration

28  shall jointly make any recommendations to the Executive Office

29  of the Governor regarding changes in the service delivery

30  strategies or in the implementation of the strategies,

31  including timeframes.


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  1         Section 10.  Behavioral Health Services Integration

  2  Workgroup.--

  3         (1)  The Secretary of Children and Family Services

  4  shall establish the Behavioral Health Services Integration

  5  Workgroup, which, at a minimum, shall include representatives

  6  from the following: Department of Juvenile Justice, the

  7  Department of Corrections, and the Department of Education;

  8  the Office of Drug Control Policy; the Agency for Health Care

  9  Administration; and county jails, homeless coalitions, county

10  government, providers of behavioral health services, public

11  and private Baker Act receiving facilities, providers of child

12  protection services, assisted living facilities serving

13  behavioral health clients, and consumers of behavioral health

14  services and their families.  The Behavioral Health Services

15  Integration Workgroup shall assess barriers to the effective

16  and efficient integration of mental health and substance abuse

17  treatment services across various systems, propose solutions

18  to these barriers, and ensure that plans for mental health and

19  substance abuse treatment services which are required by

20  statute consider these solutions.  Under chapter 216, Florida

21  Statutes, the Department of Children and Family Services may

22  transfer up to $200,000 to support the Behavioral Health

23  Services Integration Workgroup.

24         (2)  The Behavioral Health Services Integration

25  Workgroup shall submit a report to the Governor, the President

26  of the Senate, and the Speaker of the House of Representatives

27  by January 1, 2002, regarding the Workgroup's progress toward

28  achieving the goals specified in subsection (1).

29         Section 11.  This act shall take effect upon becoming a

30  law.

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