Senate Bill sb0192c1

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    Florida Senate - 2001                            CS for SB 192

    By the Committee on Education and Senator Clary





    304-1852A-01

  1                      A bill to be entitled

  2         An act relating to student records; amending s.

  3         228.093, F.S.; revising terminology; revising

  4         definitions; revising exceptions; providing

  5         rights of students; revising the rights of

  6         parents or eligible students; expanding the

  7         right to a hearing; providing a penalty for

  8         third-party violation; clarifying and revising

  9         lawful release of records and directory

10         information in certain circumstances; expanding

11         notification requirements; authorizing the

12         release of personally identifiable student

13         records to the Department of Highway Safety and

14         Motor Vehicles for purposes of the compulsory

15         attendance driver's license eligibility

16         requirements, to the Department of Children and

17         Family Services for purposes of the Learnfare

18         program compulsory attendance requirements, to

19         the court in specific circumstances, and, with

20         respect to postsecondary institutions, to

21         certain victims; providing notification

22         requirements; providing for applicability to

23         records of other nonpublic institutions in

24         certain circumstances; amending s. 232.23,

25         F.S., relating to maintenance and transfer of

26         student records, to conform; reenacting ss.

27         229.57(6), 240.237, 240.323, 240.40401(3),

28         242.3315, 381.0056(5), 411.223(2), F.S.,

29         relating to student assessment, university

30         student records, community college student

31         records, student financial assistance, student

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  1         and employee personnel records, school health

  2         services, and uniform standards, to incorporate

  3         the amendment of s. 228.093, F.S.; providing an

  4         effective date.

  5

  6  Be It Enacted by the Legislature of the State of Florida:

  7

  8         Section 1.  Section 228.093, Florida Statutes, is

  9  amended to read:

10         228.093  Pupil and Student records and reports; rights

11  of parents, guardians, pupils, and eligible students;

12  notification; penalty.--

13         (1)  PURPOSE.--The purpose of this section is to

14  protect the rights of pupils and students and their parents or

15  guardians with respect to pupil and student records and

16  reports as created, maintained, or and used by public

17  educational agencies or institutions in the state.  The intent

18  of the Legislature is that pupils and students and their

19  parents and eligible students or guardians shall have rights

20  of access, rights of challenge, rights of hearing, and rights

21  of privacy with respect to such records and reports, and that

22  rules shall be available for the exercise of these rights.

23         (2)  DEFINITIONS.--As used in this section:

24         (a)  "Chief executive officer" means that person,

25  whether elected or appointed, who is responsible for the

26  management and administration of any public educational body

27  or unit, or the chief executive officer's designee for pupil

28  or student records; that is, the superintendent of a district

29  school system, the director of an the area technical center,

30  the president of a community college, or the president of an

31

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  1  institution in the State University System, or their

  2  designees.

  3         (b)  "Dates of attendance" means the period of time

  4  during which a student attends or attended an educational

  5  agency or institution, such as the academic year, a spring

  6  semester, or a first quarter.  The term does not include

  7  specific daily records of a student's attendance at an

  8  educational agency or institution. "Child" means any person

  9  who has not reached the age of majority.

10         (c)  "Directory information" means information

11  contained in an educational record of a student which would

12  not generally be considered harmful or an invasion of privacy

13  if disclosed, including includes the pupil's or student's

14  name, address, telephone number if it is a listed number,

15  electronic mail address, photograph, date and place of birth,

16  major field of study, participation in officially recognized

17  activities and sports, weight and height of members of

18  athletic teams, dates of attendance, degrees, honors, and

19  awards received, and the most recent previous educational

20  agency or institution attended by the pupil or student.

21         (d)  "Disciplinary action or proceeding" means the

22  investigation, adjudication, or imposition of sanctions by the

23  institution with respect to an infraction or violation of the

24  internal rules of conduct applicable to students of the

25  institution.

26         (e)  "Disclosure" means to permit access to, or the

27  release, transfer, or other communication of, personally

28  identifiable information contained in education records to any

29  party, by any means, including oral, written, or electronic

30  means.

31

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  1         (f)  "Eligible student" means a student who has reached

  2  18 years of age or who is attending an institution of

  3  postsecondary education.

  4         (g)  "Parent" means a parent of the student and

  5  includes a natural parent, a guardian, or an individual acting

  6  as a parent in the absence of a parent or a guardian.

  7         (h)  "Personally identifiable information" includes,

  8  but is not limited to: the student's name; the name of the

  9  student's parent or other family member; the address of the

10  student or student's family; a personal identifier, such as

11  the student's social security number; a list of personal

12  characteristics that would make the student's identity easily

13  traceable; or other information that would make the student's

14  identity easily traceable.

15         (d)  "Pupil" means any child who is enrolled in any

16  instructional program or activity conducted under the

17  authority and direction of a district school board.

18         (i)(e)  "Records" and "reports" mean any and all

19  official records, files, and data directly related to a

20  student pupils and students which are created, maintained, or

21  and used by a public educational agency or institution

22  institutions, or by a party acting for the agency or

23  institution, including all material that is incorporated into

24  each pupil's or student's cumulative record folder and

25  intended for school use or to be available to parties outside

26  the school or school system for legitimate educational or

27  research purposes.  Materials which shall be considered as

28  part of a pupil's or student's record include, but are not

29  necessarily limited to:  identifying data, including a

30  student's social security number; academic work completed;

31  level of achievement records, including grades and

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  1  standardized achievement test scores; attendance data; scores

  2  on standardized intelligence, aptitude, and psychological

  3  tests; interest inventory results; health information data;

  4  family background information; teacher or counselor ratings

  5  and observations; verified reports of serious or recurrent

  6  behavior patterns; and any other evidence, knowledge, or

  7  information recorded in any medium, including, but not limited

  8  to, handwriting, typewriting, print, magnetic tapes, film,

  9  microfilm, and microfiche, and maintained or and used by an

10  educational agency or institution or by a person acting for

11  such agency or institution. However, the terms "records" and

12  "reports" do not include:

13         1.  Records of instructional, supervisory, and

14  administrative personnel, and educational personnel ancillary

15  to those persons, that are kept in the sole possession of the

16  maker of the record, are used only as a personal memory aid,

17  thereto, which records are in the sole possession of the maker

18  thereof and are not accessible or revealed to any other person

19  except a temporary substitute for the maker of the record any

20  of such persons.  An example of records of this type is

21  instructor's grade books.

22         2.  Records of law enforcement units of the institution

23  which are created by a law enforcement unit for a law

24  enforcement purpose, and maintained by the law enforcement

25  unit maintained solely for law enforcement purposes and which

26  are not available to persons other than officials of the

27  institution or law enforcement officials of the same

28  jurisdiction in the exercise of that jurisdiction.

29         3.  Records made and maintained by the institution in

30  the normal course of business which relate exclusively to an

31  individual a pupil or student in his or her capacity as an

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  1  employee and which are not available for use for any other

  2  purpose. Records relating to an individual in attendance at

  3  the institution who is employed as a result of his or her

  4  status as a student are education records, and are included as

  5  records and reports.

  6         4.  For eligible students, records created or

  7  maintained by a physician, psychiatrist, psychologist, or

  8  other recognized professional or paraprofessional acting in

  9  his or her professional or paraprofessional capacity, or

10  assisting in that capacity, which are created, maintained, or

11  used only in connection with the provision of treatment to the

12  pupil or student and which are not available to anyone other

13  than persons providing such treatment. For the purpose of this

14  definition, "treatment" does not include remedial educational

15  activities or activities that are part of the program of

16  instruction at the institution. However, such records shall be

17  open to a physician or other appropriate professional of the

18  pupil's or student's choice.

19         5.  Directory information as defined in this section.

20         6.  Records that only contain information about an

21  individual after he or she is no longer a student at that

22  institution.

23         7.6.  Other information, files, or data which do not

24  permit the personal identification of a pupil or student.

25         8.7.  Letters or statements of recommendation or

26  evaluation which were confidential under Florida law and which

27  were received and made a part of the pupil's or student's

28  educational records prior to July 1, 1977.

29         9.8.  Copies of the pupil's or student's fingerprints.

30  No public educational institution shall maintain any report or

31  record relative to a pupil or student which includes a copy of

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  1  the pupil's or student's fingerprints, except as otherwise

  2  provided by law.

  3         (j)(f)  "Student" means any child or adult who is

  4  enrolled or who has been enrolled in any instructional program

  5  or activity conducted under the authority and direction of an

  6  institution comprising a part of the state system of public

  7  education and with respect to whom an educational institution

  8  maintains educational records and reports or personally

  9  identifiable information, but does not include a person who

10  has not been in attendance as an enrollee at such institution.

11         (3)  RIGHTS OF STUDENTS.--

12         (a)  When a student becomes an eligible student, the

13  rights accorded to, and the consent required of, parents

14  transfer from the parents to the student.

15         (b)  An individual who is or has been a student at an

16  educational institution and who applies for admission at

17  another component of that institution does not have rights

18  under this section with respect to records maintained by the

19  other component, including records maintained in connection

20  with the student's application for admission, unless the

21  student is accepted and attends that other component of the

22  institution.

23         (4)(3)  RIGHTS OF PARENT, GUARDIAN, PUPIL, OR ELIGIBLE

24  STUDENT.--The parent or guardian of any pupil or student who

25  is not an eligible student, or an eligible student, who

26  attends or has attended any public school, area

27  vocational-technical training center, community college, or

28  institution of higher education in the State University System

29  shall have the following rights with respect to any records or

30  reports created, maintained, or and used by any public

31  educational agency or institution in the state.  However,

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  1  whenever a pupil or student has attained 18 years of age, or

  2  is attending an institution of postsecondary education, the

  3  permission or consent required of, and the rights accorded to,

  4  the parents of the pupil or student shall thereafter be

  5  required of and accorded to the pupil or student only, unless

  6  the pupil or student is a dependent pupil or student of such

  7  parents as defined in 26 U.S.C. s. 152 (s. 152 of the Internal

  8  Revenue Code of 1954). The State Board of Education shall

  9  formulate, adopt, and promulgate rules whereby parents,

10  guardians, pupils, or eligible students may exercise these

11  rights:

12         (a)  Right of access.--

13         1.  The Such parent, guardian, pupil, or eligible

14  student has shall have the right, upon request directed to the

15  appropriate school official, to be provided with a list of the

16  types of records and reports, directly related to pupils or

17  students, as maintained by the institution which the pupil or

18  student attends or has attended.

19         2.  The Such parent, guardian, pupil, or eligible

20  student has shall have the right, upon request, to inspect and

21  review be shown any record or report relating to the such

22  pupil or student maintained by any public educational agency

23  or institution.  When the record or report includes

24  information on more than one pupil or student, the parent,

25  guardian, pupil, or eligible student is shall be entitled to

26  receive, or be informed of, only that part of the record or

27  report which pertains to the pupil or student who is the

28  subject of the request.  Upon a reasonable request therefor,

29  the educational agency or institution shall furnish the such

30  parent, guardian, pupil, or eligible student with an

31  explanation or interpretation of any such record or report.

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  1         3.  Copies of any list, record, or report requested

  2  under the provisions of this paragraph shall be furnished to

  3  the parent, guardian, pupil, or eligible student upon request.

  4         4.  The State Board of Education shall establish rules

  5  to be followed by all public educational agencies and

  6  institutions in granting requests for lists, or for access to

  7  reports and records or for copies or explanations thereof

  8  under this paragraph. However, access to any report or record

  9  requested under the provisions of subparagraph 2. shall be

10  granted within 30 days after receipt of such request by the

11  institution.  Fees may be charged for furnishing any copies of

12  reports or records requested under subparagraph 3., but such

13  fees shall not exceed the actual cost to the educational

14  agency or institution of producing the such copies.

15         (b)  Right of waiver of access to confidential letters

16  or statements.--The Such parent, guardian, pupil, or eligible

17  student has shall have the right to waive the right of access

18  to letters or statements of recommendation or evaluation,

19  except that such waiver shall apply to recommendations or

20  evaluations only if:

21         1.  The parent, guardian, pupil, or eligible student

22  is, upon request, notified of the names of all persons

23  submitting confidential letters or statements; and

24         2.  The Such recommendations or evaluations are used

25  solely for the purpose for which they were specifically

26  intended.

27

28  Such waivers may not be required as a condition for admission

29  to, receipt of financial aid from, or receipt of any other

30  services or benefits from, any public agency or public

31  educational institution in this state.

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  1         (c)  Right to challenge and hearing.--If a parent or

  2  eligible student believes that the education records relating

  3  to the student contain information that is inaccurate,

  4  misleading, or in violation of the student's rights of

  5  privacy, the parent or eligible student may ask the

  6  educational agency or institution to amend the record.  The

  7  educational agency or institution shall decide whether to

  8  amend the record as requested within a reasonable time after

  9  the educational agency or institution receives the request. If

10  the parties agree to amend the record as requested, the

11  agreement shall be written and signed by the parties, and the

12  appropriate school officials shall take the necessary actions

13  to implement the agreement. If the educational agency or

14  institution decides not to amend the record as requested, it

15  shall inform the parent or eligible student of its decision

16  and of his or her right to a hearing under paragraph (d) and

17  rules adopted by the State Board of Education. Such parent,

18  guardian, pupil, or student shall have the right to challenge

19  the content of any record or report to which such person is

20  granted access under paragraph (a), in order to ensure that

21  the record or report is not inaccurate, misleading, or

22  otherwise in violation of the privacy or other rights of the

23  pupil or student and to provide an opportunity for the

24  correction, deletion, or expunction of any inaccurate,

25  misleading, or otherwise inappropriate data or material

26  contained therein.  Any challenge arising under the provisions

27  of this paragraph may be settled through informal meetings or

28  discussions between the parent, guardian, pupil, or student

29  and appropriate officials of the educational institution. If

30  the parties at such a meeting agree to make corrections, to

31  make deletions, to expunge material, or to add a statement of

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  1  explanation or rebuttal to the file, such agreement shall be

  2  reduced to writing and signed by the parties; and the

  3  appropriate school officials shall take the necessary actions

  4  to implement the agreement.  If the parties cannot reach an

  5  agreement, upon the request of either party, a hearing shall

  6  be held on such challenge under rules promulgated by the State

  7  Board of Education. Upon the request of the parent, guardian,

  8  pupil, or student, the hearing shall be exempt from the

  9  requirements of s. 286.011.  Such rules shall include at least

10  the following provisions:

11         1.  The hearing shall be conducted within a reasonable

12  period of time following the request for the hearing.

13         2.  The hearing shall be conducted, and the decision

14  rendered, by an official of the educational institution or

15  other party who does not have a direct interest in the outcome

16  of the hearing.

17         3.  The parent, guardian, pupil, or student shall be

18  afforded a full and fair opportunity to present evidence

19  relevant to the issues raised under this paragraph.

20         4.  The decision shall be rendered in writing within a

21  reasonable period of time after the conclusion of the hearing.

22         5.  The appropriate school officials shall take the

23  necessary actions to implement the decision.

24         (d)  Right to hearing.--

25         1.  An educational agency or institution shall give a

26  parent or eligible student, upon request, an opportunity for a

27  hearing to challenge the content of the student's education

28  records on the grounds that the information contained in the

29  education records is inaccurate, misleading, or in violation

30  of the privacy rights of the student.  Upon request of the

31

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  1  parent or eligible student, the hearing shall be exempt from

  2  the requirements of s. 286.011.

  3         2.  If, as a result of the hearing, the educational

  4  agency or institution decides that the information is

  5  inaccurate, misleading, or otherwise in violation of the

  6  privacy rights of the student, it shall amend the record

  7  accordingly and inform the parent or eligible student in

  8  writing.

  9         3.  If, as a result of the hearing, the educational

10  agency or institution decides that the information in the

11  education record is not inaccurate, misleading, or otherwise

12  in violation of the privacy rights of the student, it shall

13  inform the parent or eligible student of the right to place a

14  statement in the record commenting on the contested

15  information in the record or stating why he or she disagrees

16  with the decision of the agency or institution, or both.

17         4.  If a parent or eligible student places a statement

18  in the education records of a student under subparagraph 3.,

19  the educational agency or institution shall maintain the

20  statement with the contested part of the record for as long as

21  the record is maintained, and disclose the statement whenever

22  it discloses the portion of the record to which the statement

23  relates.

24         5.  A hearing under this paragraph must meet the

25  following requirements:

26         a.  The educational agency or institution shall hold

27  the hearing within a reasonable time after it has received the

28  request for the hearing from the parent or eligible student.

29         b.  The educational agency or institution shall give

30  the parent or eligible student notice of the date, time, and

31  place, reasonably in advance of the hearing.

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  1         c.  The hearing may be conducted by any individual,

  2  including an official of the educational agency or

  3  institution, who does not have a direct interest in the

  4  outcome of the hearing.

  5         d.  The educational agency or institution shall give

  6  the parent or eligible student a full and fair opportunity to

  7  present evidence relevant to the issues raised under this

  8  paragraph.  The parent or eligible student may, at his or her

  9  own expense, be assisted or represented by one or more

10  individuals of his or her choice, including an attorney.

11         e.  The educational agency or institution shall make

12  its decision in writing within a reasonable period of time

13  after the hearing.

14         f.  The decision must be based solely on the evidence

15  presented at the hearing and must include a summary of the

16  evidence and the reasons for the decision.

17         g.  The appropriate school officials shall take the

18  necessary actions to implement the decision.

19         (e)(d)  Right of privacy.--Every pupil or student has

20  shall have a right of privacy with respect to the educational

21  records of the student kept on him or her. Personally

22  identifiable records or reports of a pupil or student, and any

23  personal information contained therein, are confidential and

24  exempt from the provisions of s. 119.07(1).  No state or local

25  educational agency, board, public school, area technical

26  center, community college, or institution of higher education

27  in the State University System shall permit the release of

28  such records, reports, or information without the written

29  consent of the pupil's or student's parent or guardian, or of

30  the eligible pupil or student himself or herself if he or she

31  is qualified as provided in this subsection, to any

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  1  individual, agency, or organization.  However, personally

  2  identifiable records or reports of a pupil or student may be

  3  released to the following persons or organizations without the

  4  consent of the pupil or the pupil's parent or eligible

  5  student:

  6         1.  Officials of schools, school systems, area

  7  technical centers, community colleges, or institutions of

  8  higher learning in which the pupil or student seeks or intends

  9  to enroll; and a copy of such records or reports shall be

10  furnished to the parent, guardian, pupil, or eligible student

11  upon request.

12         2.  Other school officials, including teachers within

13  the educational institution or agency, who have legitimate

14  educational interests in the information contained in the

15  records.

16         3.  The United States Secretary of Education, the

17  Director of the National Institute of Education, the Assistant

18  Secretary for Education, the Comptroller General of the United

19  States, the Attorney General of the United States, or state or

20  local educational authorities who are authorized to receive

21  such information subject to the conditions set forth in

22  applicable federal statutes and regulations of the United

23  States Department of Education, or in applicable state

24  statutes and rules of the State Board of Education.

25         4.  Relevant Other school officials, in connection with

26  a pupil's or student's application for or receipt of financial

27  aid for which the student has applied or which the student has

28  received, if the information is necessary to determine

29  eligibility for the aid, the amount of the aid, or the

30  conditions for the aid, or to enforce the terms and conditions

31  of the aid. For purposes of this subparagraph, "financial aid"

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  1  means a payment of funds provided to an individual or a

  2  payment in kind of tangible or intangible property to the

  3  individual that is conditioned on the individual's attendance

  4  at an institution.

  5         5.  Individuals or organizations, including, but not

  6  limited to, federal, state, and local agencies, and

  7  independent organizations, conducting studies for or on behalf

  8  of an educational agency or institution or a board of

  9  education for the purpose of developing, validating, or

10  administering predictive tests, administering pupil or student

11  aid programs, or improving instruction, if such studies are

12  conducted in such a manner as will not permit the personal

13  identification of pupils or students and their parents by

14  persons other than representatives of such organizations and

15  if such information will be destroyed when no longer needed

16  for the purpose of conducting such studies. If the United

17  States Department of Education Family Policy Compliance Office

18  determines that a third party that is outside the educational

19  agency or institution to whom information is disclosed under

20  this subparagraph violates this subparagraph, the agency or

21  institution may not allow that third party access to

22  personally identifiable information from education records for

23  at least 5 years.

24         6.  Accrediting organizations, in order to carry out

25  their accrediting functions.

26         7.  School readiness coalitions and the Florida

27  Partnership for School Readiness in order to carry out their

28  assigned duties.

29         8.  For use as evidence in pupil or student expulsion

30  hearings conducted by a district school board pursuant to the

31  provisions of chapter 120.

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  1         9.  Appropriate parties in connection with an

  2  emergency, if knowledge of the information in the pupil's or

  3  student's educational records is necessary to protect the

  4  health or safety of the pupil, student, or other individuals.

  5         10.  The Auditor General in connection with his or her

  6  official functions; however, except when the collection of

  7  personally identifiable information is specifically authorized

  8  by law, any data collected by the Auditor General is

  9  confidential and exempt from the provisions of s. 119.07(1)

10  and shall be protected in such a way as will not permit the

11  personal identification of students and their parents by other

12  than the Auditor General and his or her staff, and such

13  personally identifiable data shall be destroyed when no longer

14  needed for the Auditor General's official use.

15         11.a.  A court of competent jurisdiction in compliance

16  with an order of that court or the attorney of record pursuant

17  to a lawfully issued subpoena, upon the condition that the

18  pupil or student and the pupil's or student's parent or

19  eligible student is are notified of the order or subpoena in

20  advance of compliance therewith by the educational institution

21  or agency so that the parent or eligible student may seek

22  protective action, unless the disclosure is in compliance with

23  a court order that the existence or the contents of the

24  subpoena or the information furnished in response to the

25  subpoena not be disclosed.  If the educational agency or

26  institution initiates legal action against a parent or

27  student, and has complied with this subparagraph, it may

28  disclose the student's education records that are relevant to

29  the action to the court without a court order or subpoena.

30         b.  A person or entity pursuant to a court of competent

31  jurisdiction in compliance with an order of that court or the

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  1  attorney of record pursuant to a lawfully issued subpoena,

  2  upon the condition that the pupil or student, or his or her

  3  parent if the pupil or student is either a minor and not

  4  attending an institution of postsecondary education or a

  5  dependent of such parent as defined in 26 U.S.C. s. 152 (s.

  6  152 of the Internal Revenue Code of 1954), is notified of the

  7  order or subpoena in advance of compliance therewith by the

  8  educational institution or agency.

  9         12.  Credit bureaus, in connection with an agreement

10  for financial aid which the student has executed, provided

11  that such information may be disclosed only to the extent

12  necessary to enforce the terms or conditions of the financial

13  aid agreement. Credit bureaus shall not release any

14  information obtained pursuant to this paragraph to any person.

15         13.  Parties to an interagency agreement among the

16  Departments Department of Children and Family Services or

17  Juvenile Justice, school and law enforcement authorities, and

18  other signatory agencies for the purpose of reducing juvenile

19  crime and especially motor vehicle theft by promoting

20  cooperation and collaboration, or for the purpose of and the

21  sharing of appropriate information in a joint effort to

22  improve school safety, to reduce truancy, to reduce in-school

23  and out-of-school suspensions, to support alternatives to

24  in-school and out-of-school suspensions and expulsions that

25  provide structured and well-supervised educational programs

26  supplemented by a coordinated overlay of other appropriate

27  services designed to correct behaviors that lead to truancy,

28  suspensions, and expulsions, or to and which support students

29  in successfully completing their education. The interagency

30  agreement must specify the conditions under which information

31  is to be shared.  All parties entering into such agreement

                                  17

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  1  must maintain confidentiality of the information unless

  2  otherwise provided by law. Information provided to further in

  3  furtherance of such interagency agreements is intended solely

  4  for use in determining the appropriate programs and services

  5  for each student juvenile or the student's juvenile's family,

  6  or for coordinating the delivery of such programs and

  7  services, and as such is inadmissible in any court proceedings

  8  prior to a dispositional hearing unless written consent is

  9  provided by a parent, guardian, or other responsible adult on

10  behalf of the student juvenile.

11         14.  The Department of Highway Safety and Motor

12  Vehicles for purposes of the compulsory attendance driver's

13  license eligibility requirements of s. 322.091.

14         15.  The Department of Children and Family Services for

15  purposes of the Learnfare program compulsory attendance

16  requirements of s. 414.125.

17         16.  The United States Armed Services for purposes of

18  recruiting and testing.

19         17.  The parent of a dependent student, as defined in

20  26 U.S.C. s. 152, the Internal Revenue Code of 1986.

21         18.  The parent of a student who is not an eligible

22  student or to the eligible student.

23         19.  The court, pursuant to this subparagraph.  If an

24  educational agency or institution initiates legal action

25  against a parent or student, the educational agency or

26  institution may disclose to the court, without a court order

27  or subpoena, the education records of the student that are

28  relevant for the educational agency or institution to proceed

29  with the legal action as plaintiff.  If a parent or eligible

30  student initiates legal action against an educational agency

31  or institution, the educational agency or institution may

                                  18

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  1  disclose to the court, without a court order or subpoena, the

  2  student's education records that are relevant for the

  3  educational agency or institution to defend itself.

  4         20.  With respect to postsecondary education

  5  institutions, a victim of a crime of violence or a nonforcible

  6  sex offense.  As used in this subparagraph, a crime of

  7  violence means: arson; assault; burglary; criminal homicide;

  8  manslaughter by negligence; murder; nonnegligent manslaughter;

  9  destruction, damage, or vandalism of property; kidnapping;

10  abduction; robbery; or forcible sex offenses.  A nonforcible

11  sex offense means statutory rape or incest.  The disclosure

12  may only include the final results of the disciplinary

13  proceeding conducted by the postsecondary education

14  institution with respect to that alleged crime or offense,

15  regardless of whether the institution concluded a violation

16  was committed, as long as the institution determines that:

17         a.  The alleged perpetrator of a crime of violence or a

18  nonforcible sex offense is a student at the postsecondary

19  education institution.

20         b.  With respect to the allegation made against him or

21  her, the student has committed a violation of the

22  institution's rules or policies.

23         c.  The institution does not disclose the name of any

24  other student, including a victim or witness, without the

25  prior consent of the other student.

26

27  This subparagraph applies only to disciplinary proceedings in

28  which the final results were reached on or after October 7,

29  1998.  This subparagraph and subparagraph 21. do not supersede

30  any provision of state law that prohibits a postsecondary

31  education institution from disclosing information.

                                  19

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  1         21.  A parent of a student at a postsecondary education

  2  institution regarding the student's violation of any federal,

  3  state, or local law, or of any rule or policy of the

  4  institution, governing the use or possession of alcohol or a

  5  controlled substance if:

  6         a.  The institution determines that the student has

  7  committed a disciplinary violation with respect to that use or

  8  possession.

  9         b.  The student is under the age of 21 years at the

10  time of the disclosure to the parent.

11         22.  The alleged victim of any crime of violence, as

12  that term is defined in 18 U.S.C. s. 16, of the results of any

13  disciplinary proceeding conducted by an institution of

14  postsecondary education against the alleged perpetrator of

15  that crime with respect to that crime.

16

17  This paragraph does not prohibit any educational institution

18  from publishing and releasing to the general public directory

19  information relating to a pupil or student if the institution

20  elects to do so.  However, No school district or K-12

21  educational institution shall release, to any individual,

22  agency, business, or organization which is not listed in

23  subparagraphs 1.-22. 1.-13., or to an individual student,

24  directory information relating to an individual student or

25  students or the student body in general unless the school

26  district or K-12 educational institution has received the

27  written consent of the parents of the students to whom the

28  information relates, except that an individual student may

29  receive such information which relates only to such individual

30  student or a portion thereof unless it is normally published

31  for the purpose of release to the public in general.  Any

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  1  non-K-12 educational institution desiring to make making

  2  directory information public shall give public notice of the

  3  categories of information which it has designated as directory

  4  information with respect to all pupils or students attending

  5  the institution and shall allow a reasonable period of time

  6  after such notice has been given for a parent, guardian,

  7  pupil, or eligible student to inform the institution in

  8  writing that any or all of the information designated should

  9  not be released. Prior to releasing directory information, any

10  school district or K-12 educational institution that intends

11  to make directory information public shall provide written

12  notification to the parent of each student whose information

13  will be released, listing the specific directory information

14  to be released and the individual, agency, business, or

15  organization to receive the information. If prior written

16  authorization from the parent or eligible student is not

17  obtained for that release of information, the information

18  shall not be released. However, this paragraph does not

19  prohibit any school district or K-12 educational institution

20  from publishing and releasing to the general public the name

21  or size of any student participating in school activities or

22  extracurricular activities or receiving an honor, provided

23  that the student's address or telephone number is not

24  disclosed without the written consent of the parent; and

25  provided further that if the custodial parent so directs, the

26  school district or K-12 educational institution shall not

27  release any information whatsoever on the student under any

28  circumstances.

29         (5)(4)  NOTIFICATION.--

30         (a)  Parents of students currently in attendance or

31  eligible students currently in attendance Every parent,

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  1  guardian, pupil, and student entitled to rights relating to

  2  pupil and student records and reports under the provisions of

  3  subsection (3) shall be notified annually, in writing, of such

  4  rights and that the institution has a policy of supporting the

  5  law; the types of information and data generally entered in

  6  the pupil and student records as maintained by the

  7  institution; and the procedures to be followed in order to

  8  exercise such rights.

  9         (b)  The notification shall be general in form and in a

10  manner to be determined by the State Board of Education and

11  may be incorporated with other printed materials distributed

12  to pupils and students, such as being printed on the back of

13  school assignment forms or report cards for students pupils

14  attending kindergarten or grades 1 through 12 in the public

15  school system and being printed in college catalogs or in

16  other program announcement bulletins for students attending

17  postsecondary institutions.

18         (c)  The notice must inform parents or eligible

19  students that they have the right to:

20         1.  Inspect and review the student's education records.

21         2.  Seek amendment of the student's education records

22  that the parent or eligible student believes to be inaccurate,

23  misleading, or otherwise in violation of the student's privacy

24  rights.

25         3.  Consent to disclosures of personally identifiable

26  information contained in the student's education records

27  except to the extent that disclosure is authorized.

28         4.  File with the United States Department of Education

29  Family Policy Compliance Office concerning alleged failures by

30  the institution to comply with the requirements of this

31  section.

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  1         (d)  The notice must include the procedure for

  2  exercising the right to inspect and review education records

  3  and the procedures for requesting amendment of records under

  4  this section.

  5         (e)  If the educational agency or institution has a

  6  policy of disclosing education records under subparagraph

  7  (4)(e)2., a specification of criteria for determining who

  8  constitutes a school official and what constitutes a

  9  legitimate educational interest must be included in the

10  notice.

11         (f)  The institution shall effectively provide this

12  notification to parents or eligible students who are disabled.

13         (g)  An institution of elementary or secondary

14  education shall effectively notify parents who have a primary

15  home language other than English.

16         (6)(5)  PENALTY.--In the event that any public school

17  official or employee, State University System official or

18  employee, area technical center official or employee,

19  community college official or employee, or district school

20  board official or employee refuses to comply with any of the

21  provisions of this section, the aggrieved parent, guardian,

22  pupil, or eligible student has shall have an immediate right

23  to bring an action in the circuit court to enforce the

24  violated right by injunction.  Any aggrieved parent, guardian,

25  pupil, or eligible student who brings such an action and whose

26  rights are vindicated may be awarded attorney's fees and court

27  costs.

28         (7)(6)  APPLICABILITY TO RECORDS OF DEFUNCT OR CERTAIN

29  OTHER NONPUBLIC INSTITUTIONS.--The provisions of this section

30  also apply to pupil or student records which any nonpublic

31  educational institution that is no longer operating, or

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  1  nonpublic educational institution that has or had students who

  2  participated in the public educational system's statewide

  3  assessment program, has deposited with or received from the

  4  district school superintendent in the county where the

  5  nonpublic educational institution was or is located or with

  6  the clerk of the circuit court of that county; has deposited

  7  with or received from the Department of Education; has

  8  deposited with or received from the Division of Library and

  9  Information Services, records and information management

10  program, of the Department of State; or has deposited with or

11  received from any other public agency.

12         Section 2.  Section 232.23, Florida Statutes, is

13  amended to read:

14         232.23  Procedures for maintenance and transfer of

15  student pupil records.--

16         (1)  Each principal shall maintain a permanent

17  cumulative record for each student pupil enrolled in a public

18  school.  Such record shall be maintained in the form, and

19  contain all data, prescribed by rule by the Commissioner of

20  Education. The cumulative record is confidential and exempt

21  from the provisions of s. 119.07(1) and is open to inspection

22  only as provided in s. 228.093.

23         (2)  The procedure for transferring and maintaining

24  records of students pupils who transfer from school to school

25  shall be prescribed by regulations of the commissioner.

26         (3)  Procedures relating to the acceptance of transfer

27  work and credit for students pupils shall be prescribed by

28  rule by the Commissioner of Education.

29         Section 3.  For the purpose of incorporating the

30  amendment of section 228.093, Florida Statutes, in references

31  thereto, subsection (6) of section 229.57, Florida Statutes,

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  1  sections 240.237 and 240.323, Florida Statutes, subsection (3)

  2  of section 240.40401, Florida Statutes, section 242.3315,

  3  Florida Statutes, subsection (5) of section 381.0056, Florida

  4  Statutes, and subsection (2) of section 411.223, Florida

  5  Statutes, are reenacted to read:

  6         229.57  Student assessment program.--

  7         (6)  ANNUAL REPORTS.--The commissioner shall prepare

  8  annual reports of the results of the statewide assessment

  9  program which describe student achievement in the state, each

10  district, and each school.  The commissioner shall prescribe

11  the design and content of these reports, which must include,

12  without limitation, descriptions of the performance of all

13  schools participating in the assessment program and all of

14  their major student populations as determined by the

15  Commissioner of Education, and must also include the median

16  scores of all eligible students who scored at or in the lowest

17  25th percentile of the state in the previous school year;

18  provided, however, that the provisions of s. 228.093

19  pertaining to student records apply to this section. Until

20  such time as annual assessments prescribed in this section are

21  fully implemented, annual reports shall include student

22  performance data based on existing assessments.

23         240.237  Student records.--The university may prescribe

24  the content and custody of records and reports which the

25  university may maintain on its students.  Such records are

26  confidential and exempt from the provisions of s. 119.07(1)

27  and are open to inspection only as provided in s. 228.093.

28         240.323  Student records.--Rules of the State Board of

29  Community Colleges may prescribe the content and custody of

30  records and reports which a community college may maintain on

31  its students. Such records are confidential and exempt from s.

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  1  119.07(1) and are open to inspection only as provided in s.

  2  228.093.

  3         240.40401  Student financial assistance database.--

  4         (3)  The database must include records on any student

  5  receiving any form of financial assistance as described in

  6  subsection (2).  Institutions participating in any state

  7  financial assistance program shall annually submit such

  8  information to the Department of Education in a format

  9  prescribed by the department and consistent with the

10  provisions of s. 228.093.

11         242.3315  Student and employee personnel records.--The

12  Board of Trustees for the Florida School for the Deaf and the

13  Blind shall provide for the content and custody of student and

14  employee personnel records. Student records shall be subject

15  to the provisions of s. 228.093. Employee personnel records

16  shall be subject to the provisions of s. 231.291.

17         381.0056  School health services program.--

18         (5)  Each county health department shall develop,

19  jointly with the district school board and the local school

20  health advisory committee, a school health services plan; and

21  the plan shall include, at a minimum, provisions for:

22         (a)  Health appraisal;

23         (b)  Records review;

24         (c)  Nurse assessment;

25         (d)  Nutrition assessment;

26         (e)  A preventive dental program;

27         (f)  Vision screening;

28         (g)  Hearing screening;

29         (h)  Scoliosis screening;

30         (i)  Growth and development screening;

31         (j)  Health counseling;

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  1         (k)  Referral and followup of suspected or confirmed

  2  health problems by the local county health department;

  3         (l)  Meeting emergency health needs in each school;

  4         (m)  County health department personnel to assist

  5  school personnel in health education curriculum development;

  6         (n)  Referral of students to appropriate health

  7  treatment, in cooperation with the private health community

  8  whenever possible;

  9         (o)  Consultation with a student's parent or guardian

10  regarding the need for health attention by the family

11  physician, dentist, or other specialist when definitive

12  diagnosis or treatment is indicated;

13         (p)  Maintenance of records on incidents of health

14  problems, corrective measures taken, and such other

15  information as may be needed to plan and evaluate health

16  programs; except, however, that provisions in the plan for

17  maintenance of health records of individual students must be

18  in accordance with s. 228.093;

19         (q)  Health information which will be provided by the

20  school health nurses, when necessary, regarding the placement

21  of students in exceptional student programs and the

22  reevaluation at periodic intervals of students placed in such

23  programs; and

24         (r)  Notification to the local nonpublic schools of the

25  school health services program and the opportunity for

26  representatives of the local nonpublic schools to participate

27  in the development of the cooperative health services plan.

28         411.223  Uniform standards.--

29         (2)  Duplicative diagnostic and planning practices

30  shall be eliminated to the extent possible. Diagnostic and

31  other information necessary to provide quality services to

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  1  high-risk or handicapped children shall be shared among the

  2  program offices of the Department of Children and Family

  3  Services, pursuant to the provisions of s. 228.093.

  4         Section 4.  This act shall take effect upon becoming a

  5  law.

  6

  7          STATEMENT OF SUBSTANTIAL CHANGES CONTAINED IN
                       COMMITTEE SUBSTITUTE FOR
  8                              sb192

  9

10  The committee substitute differs from SB 192 in the following
    ways:
11
    1. Prior written consent from a student's parent is required
12  for the release of student records.  The bill provides
    exceptions for the release of records to the Department of
13  Highway Safety and Motor Vehicles and the Department of
    Children and Family Services for specified purposes.
14
    2. Educational institutions may release information about
15  students in extracurricular activities and honors, but locator
    information may not be released unless the custodial parent
16  givers written permission for the release.

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

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