Senate Bill sb2662
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    Florida Senate - 2006                                  SB 2662
    By Senator Campbell
    32-1148C-06
  1                      A bill to be entitled
  2         An act relating to persons with developmental
  3         disabilities or mental illness; amending s.
  4         393.063, F.S.; defining the terms "restraint"
  5         and "seclusion"; amending s. 393.067, F.S.;
  6         requiring the Agency for Persons with
  7         Disabilities to adopt rules relating to
  8         restraint and seclusion; amending s. 393.13,
  9         F.S.; declaring that the policy of the state is
10         to achieve an ongoing reduction of the use of
11         restraint and seclusion on persons with
12         developmental disabilities who are served by
13         programs and facilities operated, licensed, or
14         monitored by the agency; amending s. 394.453,
15         F.S.; declaring that the policy of the state is
16         to achieve an ongoing reduction of the use of
17         restraint and seclusion on persons with mental
18         illness who are served by programs and
19         facilities operated, licensed, or monitored by
20         the agency; amending s. 394.455, F.S.; defining
21         the terms "restraint" and "seclusion" for
22         purposes of the Baker Act; amending s. 394.457,
23         F.S.; requiring the Department of Children and
24         Family Services to adopt rules for the use of
25         restraint and seclusion for cases handled under
26         the Baker Act; amending ss. 394.879 and
27         400.967, F.S.; requiring that rules be adopted
28         for the use of restraint and seclusion;
29         amending s. 400.960, F.S.; defining the terms
30         "restraint" and "seclusion" for purposes of
31         provisions governing intermediate care
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 1         facilities for developmentally disabled
 2         persons; amending s. 916.105, F.S.; providing
 3         that the policy of the state is that the use of
 4         restraint and seclusion on clients is justified
 5         only as an emergency safety measure in response
 6         to imminent danger; amending s. 916.106, F.S.;
 7         defining the terms "restraint" and "seclusion"
 8         for purposes of ch. 916, F.S., relating to
 9         mentally deficient and mentally ill defendants;
10         amending s. 916.107, F.S.; requiring each
11         facility serving forensic patients who are
12         persons with mental illness or persons with
13         developmental disabilities to use restraint and
14         seclusion only when necessary; amending s.
15         916.1093, F.S.; authorizing the department to
16         adopt rules pertaining to the use of restraint
17         or seclusion; amending ss. 408.036, 744.704,
18         943.0585, and 943.059, F.S.; conforming
19         cross-references; reenacting s. 393.067(15),
20         F.S., relating to persons with developmental
21         disabilities, to incorporate the amendments
22         made to s. 393.13, F.S., in a reference
23         thereto; providing an effective date.
24  
25  Be It Enacted by the Legislature of the State of Florida:
26  
27         Section 1.  Subsections (38) through (47) of section
28  393.063, Florida Statutes, are amended to read:
29         393.063  Definitions.--For the purposes of this
30  chapter:
31  
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 1         (38)(a)  "Restraint" means a physical device, method,
 2  or drug used to control behavior. A physical restraint is any
 3  manual method or physical or mechanical device, material, or
 4  equipment attached or adjacent to the individual's body so
 5  that he or she cannot easily remove the restraint and which
 6  restricts freedom of movement or normal access to one's body.
 7         (b)  A drug used as a restraint is a medication used to
 8  control the person's behavior or to restrict his or her
 9  freedom of movement. Physically holding a person during a
10  procedure to forcibly administer psychotropic medication is a
11  physical restraint.
12         (c)  Restraint does not include physical devices, such
13  as orthopedically prescribed appliances, surgical dressings
14  and bandages, supportive body bands, or other physical holding
15  when necessary for routine physical examinations and tests;
16  for purposes of orthopedic, surgical, or other similar medical
17  treatment; when used to provide support for the achievement of
18  functional body position or proper balance; or when used to
19  protect a person from falling out of bed.
20         (39)(38)  "Retardation" means significantly subaverage
21  general intellectual functioning existing concurrently with
22  deficits in adaptive behavior and manifested during the period
23  from conception to age 18. "Significantly subaverage general
24  intellectual functioning," for the purpose of this definition,
25  means performance which is two or more standard deviations
26  from the mean score on a standardized intelligence test
27  specified in the rules of the agency. "Adaptive behavior," for
28  the purpose of this definition, means the effectiveness or
29  degree with which an individual meets the standards of
30  personal independence and social responsibility expected of
31  his or her age, cultural group, and community.
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 1         (40)  "Seclusion" means the physical segregation of a
 2  person in any fashion or the involuntary isolation of a person
 3  in a room or area from which the person is prevented from
 4  leaving. The prevention may be by physical barrier or by a
 5  staff member who is acting in a manner, or who is physically
 6  situated, so as to prevent the person from leaving the room or
 7  area. For purposes of this chapter, the term does not mean
 8  isolation due to a person's medical condition or symptoms.
 9         (41)(39)  "Severe self-injurious behavior" means any
10  chronic behavior that results in injury to the person's own
11  body, which includes, but is not limited to, self-hitting,
12  head banging, self-biting, scratching, and the ingestion of
13  harmful or potentially harmful nutritive or nonnutritive
14  substances.
15         (42)(40)  "Specialized therapies" means those
16  treatments or activities prescribed by and provided by an
17  appropriately trained, licensed, or certified professional or
18  staff person and may include, but are not limited to, physical
19  therapy, speech therapy, respiratory therapy, occupational
20  therapy, behavior therapy, physical management services, and
21  related specialized equipment and supplies.
22         (43)(41)  "Spina bifida" means, for purposes of this
23  chapter, a person with a medical diagnosis of spina bifida
24  cystica or myelomeningocele.
25         (44)(42)  "Support coordinator" means a person who is
26  designated by the agency to assist individuals and families in
27  identifying their capacities, needs, and resources, as well as
28  finding and gaining access to necessary supports and services;
29  coordinating the delivery of supports and services; advocating
30  on behalf of the individual and family; maintaining relevant
31  records; and monitoring and evaluating the delivery of
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 1  supports and services to determine the extent to which they
 2  meet the needs and expectations identified by the individual,
 3  family, and others who participated in the development of the
 4  support plan.
 5         (45)(43)  "Supported employee" means a person who
 6  requires and receives supported employment services in order
 7  to maintain community-based employment.
 8         (46)(44)  "Supported employment" means employment
 9  located or provided in a normal employment setting which
10  provides at least 20 hours employment per week in an
11  integrated work setting, with earnings paid on a commensurate
12  wage basis, and for which continued support is needed for job
13  maintenance.
14         (47)(45)  "Supported living" means a category of
15  individually determined services designed and coordinated in
16  such a manner as to provide assistance to adult clients who
17  require ongoing supports to live as independently as possible
18  in their own homes, to be integrated into the community, and
19  to participate in community life to the fullest extent
20  possible.
21         (48)(46)  "Training" means a planned approach to
22  assisting a client to attain or maintain his or her maximum
23  potential and includes services ranging from sensory
24  stimulation to instruction in skills for independent living
25  and employment.
26         (49)(47)  "Treatment" means the prevention,
27  amelioration, or cure of a client's physical and mental
28  disabilities or illnesses.
29         Section 2.  Subsection (8) of section 393.067, Florida
30  Statutes, is amended to read:
31  
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 1         393.067  Licensure of residential facilities and
 2  comprehensive transitional education programs.--
 3         (8)  The agency shall adopt rules establishing minimum
 4  standards for licensure of residential facilities and
 5  comprehensive transitional education programs, including rules
 6  requiring facilities and programs to train staff to detect and
 7  prevent sexual abuse of residents and clients, minimum
 8  standards of quality and adequacy of care, and uniform
 9  firesafety standards established by the State Fire Marshal
10  which are appropriate to the size of the facility or of the
11  component centers or units of the program. Rules adopted under
12  this subsection must include provisions governing the use of
13  restraint and seclusion which are consistent with recognized
14  best practices and professional judgment; prohibit inherently
15  dangerous restraint or seclusion procedures; establish
16  limitations on the use and duration of restraint and
17  seclusion; establish measures to ensure the safety of program
18  participants and staff during an incident of restraint or
19  seclusion; establish procedures for staff to follow before,
20  during, and after incidents of restraint or seclusion;
21  establish professional qualifications of and training for
22  staff who may order or be engaged in the use of restraint or
23  seclusion; and establish mandatory reporting, data-collection,
24  and data-dissemination procedures and requirements. Rules
25  adopted under this subsection must require that each instance
26  of the use of restraint or seclusion be documented in the
27  facility's record of the client.
28         Section 3.  Paragraph (d) of subsection (2) and
29  paragraph (i) of subsection (4) of section 393.13, Florida
30  Statutes, are amended, and paragraph (f) is added to
31  subsection (2) of that section, to read:
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 1         393.13  Personal treatment of persons who are
 2  developmentally disabled.--
 3         (2)  LEGISLATIVE INTENT.--
 4         (d)  It is the intent of the Legislature:
 5         1.  To articulate the existing legal and human rights
 6  of persons with developmental disabilities who are
 7  developmentally disabled so that they may be exercised and
 8  protected. Persons with developmental disabilities shall have
 9  all the rights enjoyed by citizens of the state and the United
10  States.
11         2.  To provide a mechanism for the identification,
12  evaluation, and treatment of persons with developmental
13  disabilities.
14         3.  To divert those individuals from institutional
15  commitment who, by virtue of comprehensive assessment, can be
16  placed in less costly, more effective community environments
17  and programs.
18         4.  To fund improvements in the program in accordance
19  with the availability of state resources and yearly priorities
20  determined by the Legislature.
21         5.  To ensure that persons with developmental
22  disabilities receive treatment and habilitation which fosters
23  the developmental potential of the individual.
24         6.  To provide programs for the proper habilitation and
25  treatment of persons with developmental disabilities which
26  shall include, but not be limited to, comprehensive
27  medical/dental care, education, recreation, specialized
28  therapies, training, social services, transportation,
29  guardianship, family care programs, day habilitation services,
30  and habilitative and rehabilitative services suited to the
31  needs of the individual regardless of age, degree of
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 1  disability, or handicapping condition. A No person with
 2  developmental disabilities may not shall be deprived of these
 3  enumerated services by reason of inability to pay.
 4         7.  To fully effectuate the normalization principle
 5  through the establishment of community services for persons
 6  with developmental disabilities as a viable and practical
 7  alternative to institutional care at each stage of individual
 8  life development. If care in a residential facility becomes
 9  necessary, it shall be in the least restrictive setting.
10         (f)  It is the policy of this state that the use of
11  restraint and seclusion on clients is justified only as an
12  emergency safety measure to be used in response to imminent
13  danger to the client or others. It is, therefore, the intent
14  of the Legislature to achieve an ongoing reduction in the use
15  of restraint and seclusion in programs and facilities serving
16  persons with developmental disabilities.
17         (4)  CLIENT RIGHTS.--For purposes of this subsection,
18  the term "client," as defined in s. 393.063, shall also
19  include any person served in a facility licensed pursuant to
20  s. 393.067.
21         (i)  Clients shall have the right to be free from the
22  unnecessary use of physical, chemical, or mechanical restraint
23  or seclusion. Restraints shall be employed only in emergencies
24  or to protect the client from imminent injury to himself or
25  herself or others.  Restraints shall not be employed as
26  punishment, for the convenience of staff, or as a substitute
27  for a habilitative plan.  Restraints shall impose the least
28  possible restrictions consistent with their purpose and shall
29  be removed when the emergency ends.  Restraints shall not
30  cause physical injury to the client and shall be designed to
31  allow the greatest possible comfort.
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 1         1.  Any instance of restraint must be documented in the
 2  facility's record of the client. Mechanical supports used in
 3  normative situations to achieve proper body position and
 4  balance shall not be considered restraints, but shall be
 5  prescriptively designed and applied under the supervision of a
 6  qualified professional with concern for principles of good
 7  body alignment, circulation, and allowance for change of
 8  position.
 9         2.  Totally enclosed cribs and barred enclosures shall
10  be considered restraints.
11         2.3.  Daily reports on the employment of restraint and
12  seclusion physical, chemical, or mechanical restraints by
13  those specialists authorized in the use of them such
14  restraints shall be made to the appropriate chief
15  administrator of the facility, and a monthly summary of such
16  reports shall be relayed to the service area district
17  administrator and the Florida local advocacy council. The
18  reports shall summarize all such cases of restraint and
19  seclusion restraints, the type used, the duration of usage,
20  and the reasons therefor. Districts shall submit districtwide
21  quarterly reports of these summaries to the state
22  Developmental Disabilities Program Office.
23         3.4.  The agency shall post a copy of the rules adopted
24  under this section in each living unit of residential
25  facilities.  A copy of the rules adopted under this section
26  shall be given to all staff members of licensed facilities and
27  made a part of all preservice and inservice training programs.
28         Section 4.  Section 394.453, Florida Statutes, is
29  amended to read:
30         394.453  Legislative intent.--It is the intent of the
31  Legislature to authorize and direct the Department of Children
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 1  and Family Services to evaluate, research, plan, and recommend
 2  to the Governor and the Legislature programs designed to
 3  reduce the occurrence, severity, duration, and disabling
 4  aspects of mental, emotional, and behavioral disorders. It is
 5  the intent of the Legislature that treatment programs for such
 6  disorders shall include, but not be limited to, comprehensive
 7  health, social, educational, and rehabilitative services to
 8  persons requiring intensive short-term and continued treatment
 9  in order to encourage them to assume responsibility for their
10  treatment and recovery. It is intended that such persons be
11  provided with emergency service and temporary detention for
12  evaluation when required; that they be admitted to treatment
13  facilities on a voluntary basis when extended or continuing
14  care is needed and unavailable in the community; that
15  involuntary placement be provided only when expert evaluation
16  determines that it is necessary; that any involuntary
17  treatment or examination be accomplished in a setting which is
18  clinically appropriate and most likely to facilitate the
19  person's return to the community as soon as possible; and that
20  individual dignity and human rights be guaranteed to all
21  persons who are admitted to mental health facilities or who
22  are being held under s. 394.463.  It is the further intent of
23  the Legislature that the least restrictive means of
24  intervention be employed based on the individual needs of each
25  person, within the scope of available services. It is the
26  policy of this state that the use of restraint and seclusion
27  on clients is justified only as an emergency safety measure to
28  be used in response to imminent danger to the client or
29  others. It is, therefore, the intent of the Legislature to
30  achieve an ongoing reduction in the use of restraint and
31  
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 1  seclusion in programs and facilities serving persons with
 2  mental illness.
 3         Section 5.  Present subsections (28) through (33) of
 4  section 394.455, Florida Statutes, are redesignated as
 5  subsections (30) through (35), respectively, and new
 6  subsections (28) and (29) are added to that section, to read:
 7         394.455  Definitions.--As used in this part, unless the
 8  context clearly requires otherwise, the term:
 9         (28)(a)  "Restraint" means a physical device, method,
10  or drug used to control behavior. A physical restraint is any
11  manual method or physical or mechanical device, material, or
12  equipment attached or adjacent to the individual's body so
13  that he or she cannot easily remove the restraint and which
14  restricts freedom of movement or normal access to one's body.
15         (b)  A drug used as a restraint is a medication used to
16  control the person's behavior or to restrict his or her
17  freedom of movement. Physically holding a person during a
18  procedure to forcibly administer psychotropic medication is a
19  physical restraint.
20         (c)  Restraint does not include physical devices, such
21  as orthopedically prescribed appliances, surgical dressings
22  and bandages, supportive body bands, or other physical holding
23  when necessary for routine physical examinations and tests; or
24  for purposes of orthopedic, surgical, or other similar medical
25  treatment; when used to provide support for the achievement of
26  functional body position or proper balance; or when used to
27  protect a person from falling out of bed.
28         (29)  "Seclusion" means the physical segregation of a
29  person in any fashion or involuntary isolation of a person in
30  a room or area from which the person is prevented from
31  leaving. The prevention may be by physical barrier or by a
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 1  staff member who is acting in a manner, or who is physically
 2  situated, so as to prevent the person from leaving the room or
 3  area. For purposes of this chapter, the term does not mean
 4  isolation due to a person's medical condition or symptoms.
 5         Section 6.  Paragraph (b) of subsection (5) of section
 6  394.457, Florida Statutes, is amended to read:
 7         394.457  Operation and administration.--
 8         (5)  RULES.--
 9         (b)  The department shall adopt rules necessary for the
10  implementation and administration of the provisions of this
11  part, and a program subject to the provisions of this part
12  shall not be permitted to operate unless rules designed to
13  ensure the protection of the health, safety, and welfare of
14  the patients treated through such program have been adopted.
15  Rules adopted under this subsection must include provisions
16  governing the use of restraint and seclusion which are
17  consistent with recognized best practices and professional
18  judgment; prohibit inherently dangerous restraint or seclusion
19  procedures; establish limitations on the use and duration of
20  restraint and seclusion; establish measures to ensure the
21  safety of program participants and staff during an incident of
22  restraint or seclusion; establish procedures for staff to
23  follow before, during, and after incidents of restraint or
24  seclusion; establish professional qualifications of and
25  training for staff who may order or be engaged in the use of
26  restraint or seclusion; and establish mandatory reporting,
27  data-collection, and data-dissemination procedures and
28  requirements. Rules adopted under this subsection must require
29  that each instance of the use of restraint or seclusion be
30  documented in the record of the patient.
31  
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 1         Section 7.  Paragraph (g) is added to subsection (1) of
 2  section 394.879, Florida Statutes, to read:
 3         394.879  Rules; enforcement.--
 4         (1)  The department, in consultation with the agency,
 5  shall adopt rules pursuant to ss. 120.536(1) and 120.54 to
 6  implement the provisions of this chapter, including, at a
 7  minimum, rules providing standards to ensure that:
 8         (g)  The use of restraint and seclusion is consistent
 9  with recognized best practices and professional judgment; that
10  inherently dangerous restraint or seclusion procedures are
11  prohibited; that limitations are established on the use and
12  duration of restraint and seclusion; that measures are
13  established to ensure the safety of program participants and
14  staff during an incident of restraint or seclusion; that
15  procedures are created for staff to follow before, during, and
16  after incidents of restraint or seclusion; that professional
17  qualifications and training are established for staff who may
18  order or be engaged in the use of restraint or seclusion; and
19  that mandatory reporting, data-collection, and
20  data-dissemination procedures and requirements are instituted.
21  Rules adopted under this section must require that any
22  instance of the use of restraint or seclusion shall be
23  documented in the record of the client.
24         Section 8.  Present subsections (14) and (15) of
25  section 400.960, Florida Statutes, are redesignated as
26  subsections (15) and (17), respectively, and new subsections
27  (14) and (16) are added to that section, to read:
28         400.960  Definitions.--As used in this part, the term:
29         (14)(a)  "Restraint" means a physical device, method,
30  or drug used to control behavior. A physical restraint is any
31  manual method or physical or mechanical device, material, or
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 1  equipment attached or adjacent to the individual's body so
 2  that he or she cannot easily remove the restraint and which
 3  restricts freedom of movement or normal access to one's body.
 4         (b)  A drug used as a restraint is a medication used to
 5  control the person's behavior or to restrict his or her
 6  freedom of movement. Physically holding a person during a
 7  procedure to forcibly administer psychotropic medication is a
 8  physical restraint.
 9         (c)  Restraint does not include physical devices, such
10  as orthopedically prescribed appliances, surgical dressings
11  and bandages, supportive body bands, or other physical holding
12  when necessary for routine physical examinations and tests;
13  for purposes of orthopedic, surgical, or other similar medical
14  treatment; when used to provide support for the achievement of
15  functional body position or proper balance; or when used to
16  protect a person from falling out of bed.
17         (16)  "Seclusion" means the physical segregation of a
18  person in any fashion or the involuntary isolation of a person
19  in a room or area from which the person is prevented from
20  leaving. The prevention may be by physical barrier or by a
21  staff member who is acting in a manner, or who is physically
22  situated, so as to prevent the person from leaving the room or
23  area. For purposes of this part, the term does not mean
24  isolation due to a person's medical condition or symptoms.
25         Section 9.  Subsection (2) of section 400.967, Florida
26  Statutes, is amended to read:
27         400.967  Rules and classification of deficiencies.--
28         (2)  Pursuant to the intention of the Legislature, the
29  agency, in consultation with the Agency for Persons with
30  Disabilities Department of Children and Family Services and
31  the Department of Elderly Affairs, shall adopt and enforce
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 1  rules to administer this part, which shall include reasonable
 2  and fair criteria governing:
 3         (a)  The location and construction of the facility;
 4  including fire and life safety, plumbing, heating, cooling,
 5  lighting, ventilation, and other housing conditions that will
 6  ensure the health, safety, and comfort of residents. The
 7  agency shall establish standards for facilities and equipment
 8  to increase the extent to which new facilities and a new wing
 9  or floor added to an existing facility after July 1, 2000, are
10  structurally capable of serving as shelters only for
11  residents, staff, and families of residents and staff, and
12  equipped to be self-supporting during and immediately
13  following disasters. The Agency for Health Care Administration
14  shall work with facilities licensed under this part and report
15  to the Governor and the Legislature by April 1, 2000, its
16  recommendations for cost-effective renovation standards to be
17  applied to existing facilities. In making such rules, the
18  agency shall be guided by criteria recommended by nationally
19  recognized, reputable professional groups and associations
20  having knowledge concerning such subject matters. The agency
21  shall update or revise such criteria as the need arises. All
22  facilities must comply with those lifesafety code requirements
23  and building code standards applicable at the time of approval
24  of their construction plans. The agency may require
25  alterations to a building if it determines that an existing
26  condition constitutes a distinct hazard to life, health, or
27  safety. The agency shall adopt fair and reasonable rules
28  setting forth conditions under which existing facilities
29  undergoing additions, alterations, conversions, renovations,
30  or repairs are required to comply with the most recent updated
31  or revised standards.
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 1         (b)  The number and qualifications of all personnel,
 2  including management, medical nursing, and other personnel,
 3  having responsibility for any part of the care given to
 4  residents.
 5         (c)  All sanitary conditions within the facility and
 6  its surroundings, including water supply, sewage disposal,
 7  food handling, and general hygiene, which will ensure the
 8  health and comfort of residents.
 9         (d)  The equipment essential to the health and welfare
10  of the residents.
11         (e)  A uniform accounting system.
12         (f)  The care, treatment, and maintenance of residents
13  and measurement of the quality and adequacy thereof.
14         (g)  The preparation and annual update of a
15  comprehensive emergency management plan. The agency shall
16  adopt rules establishing minimum criteria for the plan after
17  consultation with the Department of Community Affairs. At a
18  minimum, the rules must provide for plan components that
19  address emergency evacuation transportation; adequate
20  sheltering arrangements; postdisaster activities, including
21  emergency power, food, and water; postdisaster transportation;
22  supplies; staffing; emergency equipment; individual
23  identification of residents and transfer of records; and
24  responding to family inquiries. The comprehensive emergency
25  management plan is subject to review and approval by the local
26  emergency management agency. During its review, the local
27  emergency management agency shall ensure that the following
28  agencies, at a minimum, are given the opportunity to review
29  the plan: the Department of Elderly Affairs, the Department of
30  Children and Family Services, the Agency for Health Care
31  Administration, the Agency for Persons with Disabilities, and
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 1  the Department of Community Affairs. Also, appropriate
 2  volunteer organizations must be given the opportunity to
 3  review the plan. The local emergency management agency shall
 4  complete its review within 60 days and either approve the plan
 5  or advise the facility of necessary revisions.
 6         (h)  Each licensee shall post its license in a
 7  prominent place that is in clear and unobstructed public view
 8  at or near the place where residents are being admitted to the
 9  facility.
10         (i)  The use of restraint and seclusion. Such rules
11  must be consistent with recognized best practices and
12  professional judgment; prohibit inherently dangerous restraint
13  or seclusion procedures; establish limitations on the use and
14  duration of restraint and seclusion; establish measures to
15  ensure the safety of program participants and staff during an
16  incident of restraint or seclusion; create procedures for
17  staff to follow before, during, and after incidents of
18  restraint or seclusion; establish professional qualifications
19  of and training for staff who may order or be engaged in the
20  use of restraint or seclusion; and provide for mandatory
21  reporting, data-collection, and data-dissemination procedures
22  and requirements. Rules adopted under this section must
23  require that any instance of the use of restraint or seclusion
24  shall be documented in the facility's record of the client.
25         Section 10.  Subsection (4) is added to section
26  916.105, Florida Statutes, to read:
27         916.105  Legislative intent.--
28         (4)  It is the policy of this state that the use of
29  restraint and seclusion on clients is justified only as an
30  emergency safety measure to be used in response to imminent
31  danger to the client or others. It is, therefore, the intent
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 1  of the Legislature to achieve an ongoing reduction in the use
 2  of restraint and seclusion on persons who are committed to a
 3  civil or forensic facility under this chapter.
 4         Section 11.  Subsections (12) and (13) of section
 5  916.106, Florida Statutes, are amended to read:
 6         916.106  Definitions.--For the purposes of this
 7  chapter:
 8         (12)(a)  "Restraint" means a physical device, method,
 9  or drug used to control behavior. A physical restraint is any
10  manual method or physical or mechanical device, material, or
11  equipment attached or adjacent to the individual's body so
12  that he or she cannot easily remove the restraint and which
13  restricts freedom of movement or normal access to one's body.
14         (b)  A drug used as a restraint is a medication used to
15  control the person's behavior or to restrict his or her
16  freedom of movement. Physically holding a person during a
17  procedure to forcibly administer psychotropic medication is a
18  physical restraint.
19         (c)  Restraint does not include physical devices, such
20  as orthopedically prescribed appliances, surgical dressings
21  and bandages, supportive body bands, or other physical holding
22  when necessary for routine physical examinations and tests;
23  for purposes of orthopedic, surgical, or other similar medical
24  treatment; when used to provide support for the achievement of
25  functional body position or proper balance; or when used to
26  protect a person from falling out of bed.
27         (13)(12)  "Retardation" means significantly subaverage
28  general intellectual functioning existing concurrently with
29  deficits in adaptive behavior and manifested during the period
30  from conception to age 18. "Significantly subaverage general
31  intellectual functioning," for the purpose of this definition,
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 1  means performance which is two or more standard deviations
 2  from the mean score on a standardized intelligence test
 3  specified in the rules of the department. "Adaptive behavior,"
 4  for the purpose of this definition, means the effectiveness or
 5  degree with which an individual meets the standards of
 6  personal independence and social responsibility expected of
 7  the individual's age, cultural group, and community.
 8         (14)  "Seclusion" means the physical segregation of a
 9  person in any fashion or the involuntary isolation of a person
10  in a room or area from which the person is prevented from
11  leaving.  The prevention may be by physical barrier or by a
12  staff member who is acting in a manner, or who is physically
13  situated, so as to prevent the person from leaving the room or
14  area. For purposes of this chapter, the term does not mean
15  isolation due to a person's medical condition or symptoms.
16         (15)(13)  "Social service professional," for the
17  purposes of part III, means a person whose minimum
18  qualifications include a bachelor's degree and at least 2
19  years of social work, clinical practice, special education,
20  habilitation, or equivalent experience working directly with
21  persons with retardation, autism, or other developmental
22  disabilities.
23         Section 12.  Subsection (4) of section 916.107, Florida
24  Statutes, is amended to read:
25         916.107  Rights of forensic clients.--
26         (4)  QUALITY OF TREATMENT.--
27         (a)  Each client committed pursuant to this chapter
28  shall receive treatment or training suited to the client's
29  needs, which shall be administered skillfully, safely, and
30  humanely with full respect for the client's dignity and
31  personal integrity.  Each client shall receive such medical,
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 1  vocational, social, educational, and rehabilitative services
 2  as the client's condition requires to bring about a return to
 3  court for disposition of charges or a return to the community.
 4  In order to achieve this goal, the department is directed to
 5  coordinate the services of the Mental Health Program Office
 6  and the Agency for Persons with Developmental Disabilities
 7  Program Office with all other programs of the department and
 8  other appropriate state agencies.
 9         (b)  Clients shall be free from the unnecessary use of
10  restraint and seclusion. Restraints shall be employed only in
11  emergencies or to protect the client or others from imminent
12  injury. Restraint or seclusion may not be employed as
13  punishment or for the convenience of staff. Any instance of
14  the use of restraint or seclusion must be documented in the
15  facility record of the client.
16         Section 13.  Section 916.1093, Florida Statutes, is
17  amended to read:
18         916.1093  Operation and administration; rules.--
19         (1)  The department may is authorized to enter into
20  contracts and do such things as may be necessary and
21  incidental to assure compliance with and to carry out the
22  provisions of this chapter in accordance with the stated
23  legislative intent.
24         (2)  The department may has authority to adopt rules
25  pursuant to ss. 120.536(1) and 120.54 to implement the
26  provisions of this chapter. Rules adopted under this
27  subsection must include provisions governing the use of
28  restraint and seclusion which are consistent with recognized
29  best practices and professional judgment; prohibit inherently
30  dangerous restraint or seclusion procedures; establish
31  limitations on the use and duration of restraint and
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 1  seclusion; establish measures to ensure the safety of program
 2  participants and staff during an incident of restraint or
 3  seclusion; establish procedures for staff to follow before,
 4  during, and after incidents of restraint or seclusion;
 5  establish professional qualifications of and training for
 6  staff who may order or be engaged in the use of restraint or
 7  seclusion; and establish mandatory reporting, data-collection,
 8  and data-dissemination procedures and requirements. Rules
 9  adopted under this subsection must require that each instance
10  of the use of restraint or seclusion be documented in the
11  facility's record of the client.
12         Section 14.  Paragraph (r) of subsection (3) of section
13  408.036, Florida Statutes, is amended to read:
14         408.036  Projects subject to review; exemptions.--
15         (3)  EXEMPTIONS.--Upon request, the following projects
16  are subject to exemption from the provisions of subsection
17  (1):
18         (r)  For beds in state mental health treatment
19  facilities operated under s. 394.455(32) s. 394.455(30) and
20  state mental health forensic facilities operated under s.
21  916.106(8).
22         Section 15.  Subsection (7) of section 744.704, Florida
23  Statutes, is amended to read:
24         744.704  Powers and duties.--
25         (7)  A public guardian shall not commit a ward to a
26  mental health treatment facility, as defined in s. 394.455(32)
27  s. 394.455(30), without an involuntary placement proceeding as
28  provided by law.
29         Section 16.  Paragraph (a) of subsection (4) of section
30  943.0585, Florida Statutes, is amended to read:
31  
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 1         943.0585  Court-ordered expunction of criminal history
 2  records.--The courts of this state have jurisdiction over
 3  their own procedures, including the maintenance, expunction,
 4  and correction of judicial records containing criminal history
 5  information to the extent such procedures are not inconsistent
 6  with the conditions, responsibilities, and duties established
 7  by this section. Any court of competent jurisdiction may order
 8  a criminal justice agency to expunge the criminal history
 9  record of a minor or an adult who complies with the
10  requirements of this section. The court shall not order a
11  criminal justice agency to expunge a criminal history record
12  until the person seeking to expunge a criminal history record
13  has applied for and received a certificate of eligibility for
14  expunction pursuant to subsection (2). A criminal history
15  record that relates to a violation of s. 393.135, s. 394.4593,
16  s. 787.025, chapter 794, s. 796.03, s. 800.04, s. 817.034, s.
17  825.1025, s. 827.071, chapter 839, s. 847.0133, s. 847.0135,
18  s. 847.0145, s. 893.135,  s. 916.1075, or a violation
19  enumerated in s. 907.041 may not be expunged, without regard
20  to whether adjudication was withheld, if the defendant was
21  found guilty of or pled guilty or nolo contendere to the
22  offense, or if the defendant, as a minor, was found to have
23  committed, or pled guilty or nolo contendere to committing,
24  the offense as a delinquent act. The court may only order
25  expunction of a criminal history record pertaining to one
26  arrest or one incident of alleged criminal activity, except as
27  provided in this section. The court may, at its sole
28  discretion, order the expunction of a criminal history record
29  pertaining to more than one arrest if the additional arrests
30  directly relate to the original arrest. If the court intends
31  to order the expunction of records pertaining to such
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 1  additional arrests, such intent must be specified in the
 2  order. A criminal justice agency may not expunge any record
 3  pertaining to such additional arrests if the order to expunge
 4  does not articulate the intention of the court to expunge a
 5  record pertaining to more than one arrest. This section does
 6  not prevent the court from ordering the expunction of only a
 7  portion of a criminal history record pertaining to one arrest
 8  or one incident of alleged criminal activity. Notwithstanding
 9  any law to the contrary, a criminal justice agency may comply
10  with laws, court orders, and official requests of other
11  jurisdictions relating to expunction, correction, or
12  confidential handling of criminal history records or
13  information derived therefrom. This section does not confer
14  any right to the expunction of any criminal history record,
15  and any request for expunction of a criminal history record
16  may be denied at the sole discretion of the court.
17         (4)  EFFECT OF CRIMINAL HISTORY RECORD EXPUNCTION.--Any
18  criminal history record of a minor or an adult which is
19  ordered expunged by a court of competent jurisdiction pursuant
20  to this section must be physically destroyed or obliterated by
21  any criminal justice agency having custody of such record;
22  except that any criminal history record in the custody of the
23  department must be retained in all cases. A criminal history
24  record ordered expunged that is retained by the department is
25  confidential and exempt from the provisions of s. 119.07(1)
26  and s. 24(a), Art. I of the State Constitution and not
27  available to any person or entity except upon order of a court
28  of competent jurisdiction. A criminal justice agency may
29  retain a notation indicating compliance with an order to
30  expunge.
31  
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 1         (a)  The person who is the subject of a criminal
 2  history record that is expunged under this section or under
 3  other provisions of law, including former s. 893.14, former s.
 4  901.33, and former s. 943.058, may lawfully deny or fail to
 5  acknowledge the arrests covered by the expunged record, except
 6  when the subject of the record:
 7         1.  Is a candidate for employment with a criminal
 8  justice agency;
 9         2.  Is a defendant in a criminal prosecution;
10         3.  Concurrently or subsequently petitions for relief
11  under this section or s. 943.059;
12         4.  Is a candidate for admission to The Florida Bar;
13         5.  Is seeking to be employed or licensed by or to
14  contract with the Department of Children and Family Services
15  or the Department of Juvenile Justice or to be employed or
16  used by such contractor or licensee in a sensitive position
17  having direct contact with children, the developmentally
18  disabled, the aged, or the elderly as provided in s.
19  110.1127(3), s. 393.063, s. 394.4572(1), s. 397.451, s.
20  402.302(3), s. 402.313(3), s. 409.175(2)(i), s. 415.102(4), s.
21  916.106(10) and (15) (13), s. 985.407, or chapter 400; or
22         6.  Is seeking to be employed or licensed by the
23  Department of Education, any district school board, any
24  university laboratory school, any charter school, any private
25  or parochial school, or any local governmental entity that
26  licenses child care facilities.
27         Section 17.  Paragraph (a) of subsection (4) of section
28  943.059, Florida Statutes, is amended to read:
29         943.059  Court-ordered sealing of criminal history
30  records.--The courts of this state shall continue to have
31  jurisdiction over their own procedures, including the
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 1  maintenance, sealing, and correction of judicial records
 2  containing criminal history information to the extent such
 3  procedures are not inconsistent with the conditions,
 4  responsibilities, and duties established by this section. Any
 5  court of competent jurisdiction may order a criminal justice
 6  agency to seal the criminal history record of a minor or an
 7  adult who complies with the requirements of this section. The
 8  court shall not order a criminal justice agency to seal a
 9  criminal history record until the person seeking to seal a
10  criminal history record has applied for and received a
11  certificate of eligibility for sealing pursuant to subsection
12  (2). A criminal history record that relates to a violation of
13  s. 393.135, s. 394.4593, s. 787.025, chapter 794, s. 796.03,
14  s. 800.04, s. 817.034, s. 825.1025, s. 827.071, chapter 839,
15  s. 847.0133, s. 847.0135, s. 847.0145, s. 893.135, s.
16  916.1075, or a violation enumerated in s. 907.041 may not be
17  sealed, without regard to whether adjudication was withheld,
18  if the defendant was found guilty of or pled guilty or nolo
19  contendere to the offense, or if the defendant, as a minor,
20  was found to have committed or pled guilty or nolo contendere
21  to committing the offense as a delinquent act. The court may
22  only order sealing of a criminal history record pertaining to
23  one arrest or one incident of alleged criminal activity,
24  except as provided in this section. The court may, at its sole
25  discretion, order the sealing of a criminal history record
26  pertaining to more than one arrest if the additional arrests
27  directly relate to the original arrest. If the court intends
28  to order the sealing of records pertaining to such additional
29  arrests, such intent must be specified in the order. A
30  criminal justice agency may not seal any record pertaining to
31  such additional arrests if the order to seal does not
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 1  articulate the intention of the court to seal records
 2  pertaining to more than one arrest. This section does not
 3  prevent the court from ordering the sealing of only a portion
 4  of a criminal history record pertaining to one arrest or one
 5  incident of alleged criminal activity. Notwithstanding any law
 6  to the contrary, a criminal justice agency may comply with
 7  laws, court orders, and official requests of other
 8  jurisdictions relating to sealing, correction, or confidential
 9  handling of criminal history records or information derived
10  therefrom. This section does not confer any right to the
11  sealing of any criminal history record, and any request for
12  sealing a criminal history record may be denied at the sole
13  discretion of the court.
14         (4)  EFFECT OF CRIMINAL HISTORY RECORD SEALING.--A
15  criminal history record of a minor or an adult which is
16  ordered sealed by a court of competent jurisdiction pursuant
17  to this section is confidential and exempt from the provisions
18  of s. 119.07(1) and s. 24(a), Art. I of the State Constitution
19  and is available only to the person who is the subject of the
20  record, to the subject's attorney, to criminal justice
21  agencies for their respective criminal justice purposes, or to
22  those entities set forth in subparagraphs (a)1., 4., 5., and
23  6. for their respective licensing and employment purposes.
24         (a)  The subject of a criminal history record sealed
25  under this section or under other provisions of law, including
26  former s. 893.14, former s. 901.33, and former s. 943.058, may
27  lawfully deny or fail to acknowledge the arrests covered by
28  the sealed record, except when the subject of the record:
29         1.  Is a candidate for employment with a criminal
30  justice agency;
31         2.  Is a defendant in a criminal prosecution;
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 1         3.  Concurrently or subsequently petitions for relief
 2  under this section or s. 943.0585;
 3         4.  Is a candidate for admission to The Florida Bar;
 4         5.  Is seeking to be employed or licensed by or to
 5  contract with the Department of Children and Family Services
 6  or the Department of Juvenile Justice or to be employed or
 7  used by such contractor or licensee in a sensitive position
 8  having direct contact with children, the developmentally
 9  disabled, the aged, or the elderly as provided in s.
10  110.1127(3), s. 393.063, s. 394.4572(1), s. 397.451, s.
11  402.302(3), s. 402.313(3), s. 409.175(2)(i), s. 415.102(4), s.
12  415.103, s. 916.106(10) and (15) (13), s. 985.407, or chapter
13  400; or
14         6.  Is seeking to be employed or licensed by the
15  Department of Education, any district school board, any
16  university laboratory school, any charter school, any private
17  or parochial school, or any local governmental entity that
18  licenses child care facilities.
19         (b)  Subject to the exceptions in paragraph (a), a
20  person who has been granted a sealing under this section,
21  former s. 893.14, former s. 901.33, or former s. 943.058 may
22  not be held under any provision of law of this state to commit
23  perjury or to be otherwise liable for giving a false statement
24  by reason of such person's failure to recite or acknowledge a
25  sealed criminal history record.
26         (c)  Information relating to the existence of a sealed
27  criminal record provided in accordance with the provisions of
28  paragraph (a) is confidential and exempt from the provisions
29  of s. 119.07(1) and s. 24(a), Art. I of the State
30  Constitution, except that the department shall disclose the
31  sealed criminal history record to the entities set forth in
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 1  subparagraphs (a)1., 4., 5., and 6. for their respective
 2  licensing and employment purposes. It is unlawful for any
 3  employee of an entity set forth in subparagraph (a)1.,
 4  subparagraph (a)4., subparagraph (a)5., or subparagraph (a)6.
 5  to disclose information relating to the existence of a sealed
 6  criminal history record of a person seeking employment or
 7  licensure with such entity or contractor, except to the person
 8  to whom the criminal history record relates or to persons
 9  having direct responsibility for employment or licensure
10  decisions. Any person who violates the provisions of this
11  paragraph commits a misdemeanor of the first degree,
12  punishable as provided in s. 775.082 or s. 775.083.
13         Section 18.  For the purpose of incorporating the
14  amendments made by this act to section 393.13, Florida
15  Statutes, in a reference thereto, subsection (15) of section
16  393.067, Florida Statutes, is reenacted to read:
17         393.067  Licensure of residential facilities and
18  comprehensive transitional education programs.--
19         (15)  Facilities and programs licensed pursuant to this
20  section shall adhere to all rights specified in s. 393.13,
21  including those enumerated in s. 393.13(4).
22         Section 19.  This act shall take effect July 1, 2006.
23  
24            *****************************************
25                          SENATE SUMMARY
26    Requiring the Agency for Persons with Disabilities to
      adopt rules establishing minimum standards for licensure
27    of residential facilities and comprehensive transitional
      education programs. Declares that it is the policy of the
28    state to achieve an ongoing reduction of the use of
      restraint and seclusion on persons with developmental
29    disabilities or with mental illness who are served by
      programs and facilities operated, licensed, or monitored
30    by the agency or the Department of Children and Family
      Services. (See bill for details.)
31  
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