Amendment
Bill No. CS/CS for SB 788
Amendment No. 386451
CHAMBER ACTION
Senate House
.
.
.






1Representative Galvano offered the following:
2
3     Amendment (with title amendment)
4     Remove everything after the enacting clause and insert:
5
6     Section 1.  Section 285.711, Florida Statutes, is created
7to read:
8     285.711  Gaming compact between the Seminole Tribe and the
9State of Florida.--The Governor is authorized and directed to
10negotiate and execute a gaming compact with the Seminole Tribe
11of Florida on behalf of the State of Florida subject to
12ratification by the Legislature in the form substantially as
13follows:
14
15
Gaming Compact Between the Seminole Tribe of Florida and the
16
State of Florida
17
18This compact is made and entered into by and between the
19Seminole Tribe of Florida, a federally recognized Indian Tribe
20and the State of Florida, with respect to the operation of
21covered games on the Tribe's Indian lands as defined by the
22Indian Gaming Regulatory Act, 25 U.S.C. ss. 2701 et seq.
23
24
PART I.
25     TITLE.--This Compact shall be referred to as the "Seminole
26Tribe of Florida and State of Florida Gaming Compact."
27
28
PART II.
29     RECITALS.--
30     A.  The Seminole Tribe of Florida is a federally recognized
31tribal government possessing sovereign powers and rights of
32self-government.
33     B.  The State of Florida is a state of the United States of
34America possessing the sovereign powers and rights of a state.
35     C.  The State of Florida and the Seminole Tribe of Florida
36maintain a government-to-government relationship.
37     D.  The United States Supreme Court has long recognized the
38right of an Indian Tribe to regulate activity on lands within
39its jurisdiction, but the Congress, through the Indian Gaming
40Regulatory Act, has given states a role in the conduct of tribal
41gaming in accordance with negotiated tribal-state compacts.
42     E.  Pursuant to the Seminole Tribe Amended Gaming
43Ordinance, adopted by Resolution No. C-195-06, and approved by
44the National Indian Gaming Commission on July 10, 2006,
45hereafter referred to as the Seminole Tribal Gaming Code, the
46Seminole Tribe of Florida desires to offer the play of Covered
47Games, as defined in Part III. of this Compact, as a means of
48generating revenues for purposes authorized by the Indian Gaming
49Regulatory Act, including without limitation the support of
50tribal governmental programs, such as health care, housing,
51sewer and water projects, police, fire suppression, general
52assistance for tribal elders, day care for children, economic
53development, educational opportunities, per capita payments to
54tribal members and other typical and valuable governmental
55services and programs for tribal members.
56     F.  It is in the best interest of the State of Florida to
57enter into a compact with the Seminole Tribe of Florida. This
58compact will generally benefit Florida, while at the same time
59limiting the expansion of gaming within the State. The State of
60Florida also recognizes that the significant revenue
61participation pursuant to the Compact in exchange for its
62exclusivity provisions provide an opportunity to increase and
63enhance the dollars available to spend on governmental programs
64that benefit the citizens of Florida.
65
66
PART III.
67     DEFINITIONS.--As used in this Compact and the Appendices
68thereto:
69     A.  "Annual Oversight Assessment" means the assessment
70described in Part XI., Section C. of this Compact.
71     B.  "Class III gaming" means the forms of Class III gaming
72defined in 25 U.S.C. s. 2703(8) and by the regulations of the
73National Indian Gaming Commission.
74     C.  "Commission" means the Seminole Tribal Gaming
75Commission, which is the tribal governmental agency that has the
76authority to carry out the Tribe's regulatory and oversight
77responsibilities under this Compact.
78     D.  "Compact" means the Seminole Tribe of Florida and State
79of Florida Gaming Compact.
80     E.  "Covered Game" or "Covered Gaming Activity" means the
81following Class III gaming activities:
82     1.(a)  Slot machines, meaning any mechanical or electrical
83contrivance, terminal that may or may not be capable of
84downloading slot games from a central server system, machine, or
85other device that, upon insertion of a coin, bill, ticket,
86token, or similar object or upon payment of any consideration
87whatsoever, including the use of any electronic payment system,
88except a credit card or debit card, is available to play or
89operate, the play or operation of which, whether by reason of
90skill or application of the element of chance or both, may
91deliver or entitle the person or persons playing or operating
92the contrivance, terminal, machine, or other device to receive
93cash, billets, tickets, tokens, or electronic credits to be
94exchanged for cash or to receive merchandise or anything of
95value whatsoever, whether the payoff is made automatically from
96the machine or manually. The term includes associated equipment
97necessary to conduct the operation of the contrivance, terminal,
98machine, or other device. Slot machines may use spinning reels,
99video displays, or both.
100     (b)  If at any time, State law authorizes alters, amends,
101or otherwise changes the definition of slot machines said
102definition will apply.
103     2.  High stakes poker games, as provided in Part V.,
104Section K.; and
105     3.  This definition specifically does not include banking
106or banked card games, including baccarat, chemin de fer and
107blackjack, roulette, craps, roulette-styled games, or craps-
108styled games.
109     F.  "Covered Game Employee" or "Covered Employee" means any
110individual employed and licensed by the Tribe whose
111responsibilities include the rendering of services with respect
112to the operation, maintenance or management of Covered Games,
113including, but not limited to, the following: managers and
114assistant managers; accounting personnel; Commission officers;
115surveillance and security personnel; cashiers, supervisors, and
116floor personnel; cage personnel; and any other employee whose
117employment duties require or authorize access to areas of the
118Facility related to the conduct of Covered Games or the
119technical support or storage of Covered Game components. This
120definition does not include the Tribe's elected officials
121provided that such individuals are not directly involved in the
122operation, maintenance, or management of Covered Games or
123Covered Games components.
124     G.  "Documents" means books, records, electronic, magnetic
125and computer media documents and other writings and materials,
126copies thereof, and information contained therein.
127     H.  "Effective Date" means the date on which the Compact
128becomes effective pursuant to Part XVII., Section A. of this
129Compact.
130     I.  "Facility" or "Facilities" means any building of the
131Tribe in which the Covered Games authorized by this Compact are
132conducted on Indian lands as defined by the Indian Gaming
133Regulatory Act.
134     J.  "Guaranteed Minimum Payment" means the minimum Payment
135the Tribe agrees to make to the State as provided by Part XI. of
136the Compact.
137     K.  "Indian Gaming Regulatory Act" or "IGRA" means the
138Indian Gaming Regulatory Act, Pub. L. No. 100-497, Oct. 17,
1391988, 102 Stat. 2467, codified at 25 U.S.C. ss. 2701 et seq.,
140and 18 U.S.C. ss. 1166-1168.
141     L.  "Net Poker Income" means the total revenue from all
142hands played, including buy-ins and rebuys.
143     M.  "Net Win" means the total receipts from the play of all
144Covered Games less all prize payouts.
145     N.  "Non-tribal member" means a person who is not a bona
146fide member of an Indian tribe as defined in 25 U.S.C. s.
1472703(5).
148     O.  "Patron" means any person who is on the premises of a
149Facility, or who is entering the Tribe's Indian lands for the
150purpose of playing Covered Games authorized by this Compact.
151     P.  "Reservation" means any of the seven Tribal locations
152currently with gaming facilities, specifically enumerated in
153Part IV., Section B.
154     Q.  "Revenue Share" means the periodic payment by the Tribe
155to the State provided for in Part XI., Sections A. and B. of
156this Compact.
157     R.  "Revenue Sharing Cycle" means the annual (12-month)
158period of the Tribe's operation of Covered Games in its
159Facilities and whose first annual Cycle shall commence on the
160day the Tribe makes Covered Games available for public play in
161its Facilities.
162     S.  "Rules and regulations" means the rules and regulations
163promulgated by the Commission for implementation of this
164Compact.
165     T.  "State" means the State of Florida.
166     U.  "State Compliance Agency" or "SCA" means any state
167agency that has the authority granted by the Legislature to
168carry out the State's oversight responsibilities under this
169Compact. The SCA shall be the Governor or his designee unless
170and until an SCA has been designated by the Legislature for this
171purpose.
172     V.  "Tribe" means the Seminole Tribe of Florida or any
173affiliate thereof conducting activities pursuant to this Compact
174under the authority of the Seminole Tribe of Florida.
175
176
PART IV.
177     AUTHORIZATION AND LOCATION OF COVERED GAMES.--
178     A.  The Tribe and State agree that the Tribe is authorized
179to operate Covered Games on its Indian lands, as defined in the
180Indian Gaming Regulatory Act, in accordance with the provisions
181of this Compact. However, except for the provisions in Part XI.,
182Section A. below, nothing in this Compact shall limit the
183Tribe's right to operate any game that is Class II under the
184Indian Gaming Regulatory Act.
185     B.  The Tribe is authorized to conduct Covered Games under
186this Compact at only the following seven existing gaming
187Facilities on Tribal lands:
188     1.  Seminole Indian Casino on the Brighton Indian
189Reservation in Okeechobee County.
190     2.  Seminole Indian Casino in the City of Coconut Creek in
191Broward County.
192     3.  Seminole Indian Casino in the City of Hollywood in
193Broward County.
194     4.  Seminole Indian Casino in Immokalee in Collier County.
195     5.  Seminole Indian Big Cypress Casino in the City of
196Clewiston in Hendry County.
197     6.  Seminole Hard Rock Hotel & Casino in the City of
198Hollywood in Broward County.
199     7.  Seminole Hard Rock Hotel & Casino in the City of Tampa
200in Hillsborough County.
201     C.  Any of the identified Facilities in Section B. may be
202expanded or replaced by another Facility on the same reservation
203with advance notice to the State of sixty (60) calendar days,
204subject to the understanding that the number of existing
205Facilities on each reservation and the number of reservations
206upon which Class III gaming is authorized shall remain the same
207as provided in Section B.
208
209
PART V.
210     RULES AND REGULATIONS; MINIMUM REQUIREMENTS FOR
211OPERATIONS.--
212     A.  At all times during the Term of this Compact, the Tribe
213shall be responsible for all duties which are assigned to it and
214the Commission under this Compact. The Tribe shall promulgate
215any rules and regulations necessary to implement this Compact,
216which at a minimum shall expressly include or incorporate by
217reference all provisions of this Part and the procedural
218requirements of Part VI. of this Compact. Nothing in this
219Compact shall be construed to affect the Tribe's right to amend
220its rules and regulations, provided that any such amendment
221shall be in conformity with this Compact and subject to approval
222by the SCA. The SCA may propose additional rules and regulations
223consistent with and related to the implementation of this
224Compact to the Commission at any time, and the Commission shall
225give good faith consideration to such suggestions and shall
226notify the SCA of its response or action with respect thereto.
227     B.  All Facilities shall comply with, and all Covered Games
228approved under this Compact shall be operated in accordance
229with, the requirements set forth in this Compact, including, but
230not limited to, those set forth in Sections C. and D. of this
231Part and the Tribe's Internal Control Policies and Procedures.
232In addition, all Facilities and all Covered Games shall be
233operated in strict compliance with tribal internal control
234standards that provide a level of control that equals or exceeds
235those set forth in the National Indian Gaming Commission's
236Minimum Internal Control Standards (25 C.F.R. Part 542), as the
237same may be amended or supplemented from time to time.
238     C.  The Tribe and the Commission shall retain all records
239in compliance with the requirements set forth in the Record
240Retention Policies and Procedures.
241     D.  The Tribe will continue and maintain its program to
242combat problem gambling and curtail compulsive gambling,
243including work with the Florida Council on Compulsive Gambling
244or other organization dedicated to assisting problem gamblers.
245The Tribe will continue to maintain the following safeguards
246against problem gambling.
247     1.  The Tribe will provide a comprehensive training and
248education program designed in cooperation with the Florida
249Council on Compulsive Gambling (or other organization dedicated
250to assisting problem gamblers) to every new gaming employee.
251     2.  The Tribe will make printed materials available to
252Patrons, which include contact information for the Florida
253Council on Compulsive Gambling 24-Hour Helpline (or other
254hotline dedicated to assisting problem gamblers), and will work
255with the Florida Council on Compulsive Gambling (or other
256organization dedicated to assisting problem gamblers) to provide
257contact information for the Florida Council on Compulsive
258Gambling (or other organization dedicated to assisting problem
259gamblers), and to provide such information on the Facilities'
260internet website. The Tribe will continue to display all
261literature from the Florida Council on Compulsive Gambling (or
262other organization dedicated to assisting problem gamblers)
263within the Facilities.
264     3.  The Commission shall establish a list of the Patrons
265voluntarily excluded from the Tribe's Facilities, pursuant to
266subsection 5.
267     4.  The Tribe shall employ its best efforts to exclude
268Patrons on such list from entry into its Facilities; provided
269that nothing in this Compact shall create for Patrons who are
270excluded but gain access to the Facilities, or any other person,
271a cause of action or claim against the State, the Tribe or the
272Commission or any other person, entity, or agency for failing to
273enforce such exclusion.
274     5.  Patrons who believe they may be playing Covered Games
275on a compulsive basis may request that their names be placed on
276the list of the Patrons voluntarily excluded from the Tribe's
277Facilities.
278     6.  All Covered Game employees shall receive training on
279identifying players who have a problem with compulsive gambling
280and shall be instructed to ask them to leave. Signs bearing a
281toll-free help-line number and educational and informational
282materials shall be made available at conspicuous locations and
283automated teller machines in each Facility, which aim at the
284prevention of problem gaming and which specify where Patrons may
285receive counseling or assistance for gambling problems. All
286Covered Game employees shall also be screened for compulsive
287gambling habits. Nothing in this Section shall create for
288Patrons, or any other person, a cause of action or claim against
289the State, the Tribe or the Commission or any other person,
290entity, or agency for failing to identify a Patron or person who
291is a compulsive gambler and/or ask that person to leave.
292     7.  The Tribe shall follow the rules for exclusion of
293Patrons set forth in Article XI of the Seminole Tribal Gaming
294Code.
295     8.  The Tribe shall make diligent efforts to prevent
296underage individuals from loitering in the area of each Facility
297where the Covered Games take place.
298     9.  The Tribe shall assure that advertising and marketing
299of the Covered Games at the Facilities contain a responsible
300gambling message and a toll-free help-line number for problem
301gamblers, where practical, and that they make no false or
302misleading claims.
303     E.  Summaries of the rules for playing Covered Games and
304promotional contests shall be visibly displayed in the
305Facilities. Complete sets of rules shall be available in the
306Facilities upon request. Copies of all such rules shall be
307provided to the SCA within thirty (30) calendar days of their
308issuance or their amendment.
309     F.  The Tribe shall provide the Commission and SCA with a
310chart of the supervisory lines of authority with respect to
311those directly responsible for the conduct of Covered Games, and
312shall promptly notify those agencies of any material changes
313thereto.
314     G.  The Tribe engages in and shall continue to maintain
315proactive approaches to prevent improper alcohol sales, drunk
316driving, underage drinking, and underage gambling. These
317approaches involve intensive staff training, screening and
318certification, Patron education, and the use of security
319personnel and surveillance equipment in order to enhance
320Patrons' enjoyment of the Facilities and provide for Patron
321safety. Staff training includes specialized employee training in
322nonviolent crisis intervention, driver's license verification
323and the detection of intoxication. Patron education is carried
324out through notices transmitted on valet parking stubs, posted
325signs in the Facilities and in brochures. Roving and fixed
326security officers, along with surveillance cameras, assist in
327the detection of intoxicated Patrons, investigate problems, and
328engage with Patrons to de-escalate volatile situations. To help
329prevent alcohol-related crashes, the Tribe will continue to
330operate the "Safe Ride Home Program," a free taxi service.
331Additionally, to reduce risks of underage gambling and underage
332drinking, the Tribe will continue to prohibit entry onto the
333casino floor of anyone under eighteen (18) years of age. The
334Tribe shall maintain these programs and policies in its Alcohol
335Beverage Control Act for the duration of the Compact but may
336replace such programs and policies with either stricter or more
337extensive programs and policies. The Tribe shall provide the
338State with written notice of any changes to the programs and
339policies in the Tribe's Alcohol Beverage Control Act, which
340notice shall include a copy of such changes and shall be sent on
341or before the effective date of the change. Nothing in this
342Section shall create for Patrons, or any other person, a cause
343of action or claim against the State, the Tribe or the
344Commission or any other person, entity, or agency for failing to
345fulfill the requirements of this Section.
346     H.  No person under twenty-one (21) years of age shall be
347allowed to play Covered Games.
348     I.  The Tribe may establish and operate Facilities that
349operate Covered Games only on the reservations as defined by the
350Indian Gaming Regulatory Act and as specified in Part IV. of
351this Compact.
352     J.  The Commission shall keep a record of, and shall report
353at least quarterly to the SCA, the number of Covered Games in
354each Facility, by the name or type of each and its identifying
355number.
356     K.  The Tribe presently conducts and shall continue to
357conduct poker in each of its Facilities in compliance with
358provisions of Florida law, including provisions that limit
359wagers and pot sizes. However, the Tribe may hold up to two (2)
360celebrity/charity poker tournaments per year in each of its
361Facilities that are not subject to the limitations and
362restrictions imposed by Florida law, provided that a minimum of
363one hundred percent (100 percent) of the Net Poker Income from
364each poker tournament is donated to a charitable organization
365organized pursuant to Section 501(c)(3) of the Internal Revenue
366Code. The maximum number of days a celebrity/charity tournament
367will be played is eight (8) calendar days during the month a
368tournament is hosted. Any payments made to charitable
369organizations pursuant to this Part shall not be calculated as
370Net Win for purpose of payments to the State under Part XI.
371     L.  The Tribe and the Commission shall make available a
372copy of the following documents to any member of the public upon
373request: the minimum internal control standards of the National
374Indian Gaming Commission; the Seminole Tribal Gaming Code; this
375Compact; the rules of each Covered Game operated by the Tribe;
376and the administrative procedures for addressing Patron tort
377claims under Part VI.
378     M.  Cessation of Banking or Banked Card Games. The Tribe
379shall stop all banked card games within ninety (90) days after
380the effective date of this Compact.
381
382
PART VI.
383     PATRON DISPUTES; WORKERS COMPENSATION: TORT CLAIMS; PRIZE
384CLAIMS; LIMITED CONSENT TO SUIT.--
385     A.  All patron disputes involving gaming will be resolved
386in accordance with the procedures established in Article XI of
387the Seminole Tribal Gaming Code.
388     B.  Tort claims by employees of the Tribe's Facilities will
389be handled pursuant to the provisions of the Tribe's Workers'
390Compensation Ordinance, which shall provide workers the same or
391better protections as set forth in Florida's workers
392compensation laws.
393     C.  Disputes by employees of the Tribe's Facilities will be
394handled pursuant to the provisions of the Tribe's policy for
395gaming employees, the Employee Fair Treatment and Dispute
396Resolution Policy.
397     D.1.  A Patron who claims to have been injured in a
398Facility where Covered Games are played is required to provide
399written notice to the Tribe's Risk Management Department or the
400Facility, in a reasonable and timely manner.
401     2.  The Tribe shall have ten (10) days to respond to a
402claim made by a Patron. When the Tribe responds to an incident
403alleged to have caused a Patron's injury or illness, the Tribe
404shall provide a claim form to the Patron. It is the Patron's
405responsibility to complete the form and forward the form to the
406Tribe's Risk Management Department within a reasonable period of
407time, and in a reasonable and timely manner.
408     3.  Upon receiving written notification of the claim, the
409Tribe's Risk Management Department shall forward the
410notification to the Tribe's insurance carrier. The Tribe will
411use its best efforts to assure that the insurance carrier
412contacts the Patron within a reasonable period of time following
413receipt of the claim.
414     4.  The insurance carrier will handle the claim to
415conclusion. If the Patron and the insurance carrier are not able
416to resolve the claim, the Patron may bring a tort claim against
417the Tribe in any court of competent jurisdiction in the County
418in which the incident occurred, subject to a four (4) year
419statute of limitations, which shall begin to run from the date
420of the incident of the alleged claimed injury. Nothing in this
421Part shall preclude a patron asserting a tort claim against the
422Tribe from immediately filing suit in any court of competent
423jurisdiction without resorting to or exhausting tribal remedies
424     5.  In no event shall the Tribe be deemed to have waived
425its tribal immunity from suit beyond $500,000 for an individual
426tort claim and $1,000,000 for the tort claims of all persons or
427entities claiming injury in tort arising out of a single event
428or occurrence. These limitations are intended to include
429liability for compensatory damages as well as any costs, pre-
430judgment interest and attorneys fees arising out of any claim
431brought or asserted against the Tribe, its subordinate
432governmental and economic units as well as any Tribal officials,
433employees, servants or agents in their official capacities.
434     6.  The Tribe shall obtain and maintain a commercial
435general liability policy which provides coverage of no less than
436$1,000,000 per occurrence and $10,000,000 in the aggregate for
437bodily injury, personal injury, and property damage arising out
438of, connected with, or relating to the operation of Facilities
439where Covered Games are offered.
440     7.  Notices explaining the procedures and time limitations
441with respect to making a tort claim shall be prominently
442displayed in the Facilities, posted on the Tribe's website, and
443provided to any Patron for whom the Tribe has notice of the
444injury or property damage giving rise to the tort claim. Such
445notices shall explain the method and places for making a tort
446claim.
447
448
PART VII.
449     ENFORCEMENT OF COMPACT PROVISIONS.--
450     A.  The Tribe and the Commission shall be responsible for
451regulating activities pursuant to this Compact. As part of its
452responsibilities, the Tribe has adopted or issued standards
453designed to ensure that the Facilities are constructed, operated
454and maintained in a manner that adequately protects the
455environment and public health and safety. Additionally, the
456Tribe shall ensure that:
457     1.  Operation of the conduct of Covered Games is in strict
458compliance with (i) the Seminole Tribal Gaming Code, (ii) all
459rules, regulations, procedures, specifications, and standards
460lawfully adopted by the National Indian Gaming Commission and
461the Commission, and (iii) the provisions of this Compact,
462including, but not limited to, the standards and the Tribe's
463rules and regulations set forth in the Appendices;
464     2.  Reasonable measures are taken to:
465     (a)  Assure the physical safety of Facility Patrons,
466employees, and any other person while in the Facility;
467     (b)  Prevent illegal activity at the Facilities or with
468regard to the operation of Covered Games, including, but not
469limited to, the maintenance of employee procedures and a
470surveillance system;
471     (c)  Ensure prompt notification is given to appropriate law
472enforcement authorities of persons who may be involved in
473illegal acts in accordance with applicable law;
474     (d)  Ensure that the construction and maintenance of the
475Facilities comply with the standards of the Florida Building
476Code, the provisions of which the Tribe has adopted as the
477Seminole Tribal Building Code; and
478     (e)  Ensure adequate emergency access plans have been
479prepared to ensure the health and safety of all Covered Game
480Patrons.
481     B.  All licenses for members and employees of the
482Commission shall be issued according to the same standards and
483terms applicable to Facility employees. The Commission's
484compliance officers shall be independent of the Tribal gaming
485operations, and shall be supervised by and accountable only to
486the Commission. A Commission compliance officer shall be
487available to the Facility during all hours of operation upon
488reasonable notice, and shall have immediate access to any and
489all areas of the Facility for the purpose of ensuring compliance
490with the provisions of this Compact. The Commission shall
491investigate any such suspected or reported violation of this
492Part and shall officially enter into its files timely written
493reports of investigations and any action taken thereon, and
494shall forward copies of such investigative reports to the SCA
495within thirty (30) calendar days of such filing. The scope of
496such reporting shall be determined by a Memorandum of
497Understanding between the Commission and the SCA as soon as
498practicable after the Effective Date of this Compact. Any such
499violations shall be reported immediately to the Commission, and
500the Commission shall immediately forward the same to the SCA. In
501addition, the Commission shall promptly report to the SCA any
502such violations which it independently discovers.
503     C.  In order to develop and foster a positive and effective
504relationship in the enforcement of the provisions of this
505Compact, representatives of the Commission and the SCA shall
506meet, not less than on an annual basis, to review past practices
507and examine methods to improve the regulatory scheme created by
508this Compact. The meetings shall take place at a location
509mutually agreed to by the Commission and the SCA. The SCA, prior
510to or during such meetings, shall disclose to the Commission any
511concerns, suspected activities, or pending matters reasonably
512believed to possibly constitute violations of this Compact by
513any person, organization or entity, if such disclosure will not
514compromise the interest sought to be protected.
515
516
PART VIII.
517     STATE MONITORING OF COMPACT.--
518     A.  The State may secure an annual independent financial
519audit of the conduct of Covered Games subject to this Compact.
520The audit shall examine revenues in connection with the conduct
521of Covered Games and shall include only those matters necessary
522to verify the determination of Net Win and the basis and amount
523of, and the right to, and the amount of the Payments the Tribe
524is obligated to make to the State pursuant to Part XI. of this
525Compact and as defined by this Compact. A copy of the audit
526report for the conduct of Covered Games shall be submitted to
527the Commission within thirty (30) calendar days of completion.
528Representatives of the SCA may, upon request, meet with the
529Tribe and its auditors to discuss the audit or any matters in
530connection therewith; provided, such discussions are limited to
531Covered Games information. The annual independent financial
532audit shall be performed by an independent accounting firm, with
533experience in auditing casino operations, selected by the State,
534subject to the consent of the Tribe, which shall not be
535unreasonably withheld. The Tribe shall pay the accounting firm
536for the costs of the annual independent financial audit.
537     B.  The SCA may, pursuant to the provisions of this
538Compact, monitor the conduct of Covered Games to ensure that the
539Covered Games are conducted in compliance with the provisions of
540this Compact. In order to properly monitor the conduct of
541Covered Games, agents of the SCA without prior notice shall have
542reasonable access to all public areas of the Facilities related
543to the conduct of Covered Games as provided herein.
544     1.  While the Commission will act as the regulator of the
545Facilities, the SCA may take reasonable steps to assure that
546operations at the Facilities comply with the terms of this
547Compact and may advise on such issues as it deems appropriate.
548     2.  In order to fulfill its oversight responsibilities, the
549State has identified specific oversight testing procedures, set
550forth below in subsection 3., paragraphs (a), (b), and (c),
551which the SCA may perform on a routine basis.
552     3.(a)  The SCA may inspect any Covered Games in operation
553at the Facilities on a random basis to confirm that the Covered
554Games operate and play properly pursuant to the manufacturer's
555technical standards and are conducted in compliance with the
556rules, regulations and standards established by the Commission
557and this Compact. Such random inspections shall occur during
558normal operating hours. No advance notice is required when the
559SCA inspection is limited to public areas of the Facility;
560however, representatives of the SCA shall provide notice to the
561Commission of their presence for such inspections. The SCA shall
562provide at least 1 hour notice to the Commission of such
563inspection at or prior to the commencement of the random
564inspections when such inspection will include non-public areas,
565and a Commission agent may accompany the inspection.
566     (b)  For each Facility, the SCA may perform one annual
567review of the slot machine compliance audit.
568     (c)  At least on an annual basis, the SCA may meet with the
569Tribe's Internal Audit Department for Gaming to review internal
570controls and violations of same by the Facilities.
571     4.  The SCA will seek to work with and obtain the
572assistance of the Commission in the resolution of any conflicts
573with the management of the Facilities, and the State and the
574Tribe shall make their best efforts to resolve disputes through
575negotiation whenever possible. Therefore, in order to foster a
576spirit of cooperation and efficiency, the parties hereby agree
577that when disputes arise between the SCA staff and Commission
578regulators from the day-to-day regulation of the Facilities,
579they should generally be resolved first through meeting and
580conferring in good faith. This voluntary process does not
581proscribe the right of either party to seek other relief that
582may be available when circumstances require such relief. In the
583event of a dispute or disagreement between Tribal and SCA
584regulators, the dispute or disagreement shall be resolved in
585accordance with the dispute resolution provisions of Part XIII.
586of this Compact;
587     5.  Access to each Facility by the SCA shall be during the
588Facility's operating hours only, provided that to the extent
589such inspections are limited to areas of the Facility where the
590public is normally permitted, the SCA agents may inspect the
591Facility without giving prior notice to the Tribe or the
592Commission;
593     6.  Any suspected or claimed violations of this Compact or
594law shall be directed in writing to the Commission; the SCA
595agents, in conducting the functions assigned them under this
596Compact, shall not unreasonably interfere with the functioning
597of any Facility; and
598     7.  Before the SCA agents enter any nonpublic area of a
599Facility, they shall provide proper prior notice and
600photographic identification to the Commission. The SCA agents
601shall be accompanied in nonpublic areas of the Facility by a
602Commission officer. Notice of at least one (1) hour by the SCA
603to the Commission is required to assure that a Commission
604officer is available to accompany the SCA agents at all times.
605     C.  Subject to the provisions herein, agents of the SCA
606shall have the right to review and request copies of documents
607of the Facility related to its conduct of Covered Games. The
608review and copying of such documents shall be during normal
609business hours unless otherwise allowed by the Tribe at the
610Tribe's discretion. The Tribe cannot refuse said inspection and
611copying of such documents, provided that the inspectors cannot
612require copies of documents in such volume that it unreasonably
613interferes with the normal functioning of the Facilities or
614Covered Games. To the extent that the Tribe provides the State
615with information which the Tribe claims to be confidential and
616proprietary, or a trade secret, the Tribe shall clearly mark
617such information with the following designation: "Trade Secret,
618Confidential and Proprietary." If the State receives a request
619under Chapter 119, Florida Statutes that would include such
620designated information, the State shall promptly notify the
621Tribe of such a request and the Tribe shall promptly notify the
622State about its intent to seek judicial protection from
623disclosure. Upon such notice from the Tribe, the State shall not
624release the requested information until a judicial determination
625is made. This designation and notification procedure does not
626excuse the State from complying with the requirements of the
627State's public records law, but is intended to provide the Tribe
628the opportunity to seek whatever judicial remedy it deems
629appropriate. Notwithstanding the foregoing procedure, the SCA
630may provide copies of tribal documents to federal law
631enforcement and other State agencies or State consultants that
632the State deems reasonably necessary in order to conduct or
633complete any investigation of suspected criminal activity in
634connection with the Tribe's Covered Games or the operation of
635the Facilities or in order to assure the Tribe's compliance with
636this Compact.
637     D.  At the completion of any SCA inspection or
638investigation, the SCA may forward a written report thereof to
639the Commission, containing all pertinent, nonconfidential,
640nonproprietary information regarding any violation of applicable
641laws or this Compact which was discovered during the inspection
642or investigation unless disclosure thereof would adversely
643impact an investigation of suspected criminal activity. Nothing
644herein prevents the SCA from contacting tribal or federal law
645enforcement authorities for suspected criminal wrongdoing
646involving the Commission.
647     E.  Except as expressly provided in this Compact, nothing
648in this Compact shall be deemed to authorize the State to
649regulate the Tribe's government, including the Commission, or to
650interfere in any way with the Tribe's selection of its
651governmental officers, including members of the Commission.
652
653
PART IX.
654     JURISDICTION.--The obligations and rights of the State and
655the Tribe under this Compact are contractual in nature, and are
656to be construed and enforced in accordance with the laws of the
657State of Florida. This Compact shall not alter tribal, federal
658or state civil adjudicatory or criminal jurisdiction in any way.
659
660
PART X.
661     LICENSING.--The Tribe and the Commission shall comply with
662the licensing and hearing requirements set forth in 25 C.F.R.
663Parts 556 and 558, as well as the applicable licensing and
664hearing requirements set forth in Articles IV-VI of the Seminole
665Tribal Gaming Code. The Commission shall notify the SCA of any
666disciplinary hearings or revocation or suspension of licenses.
667
668
PART XI.
669     PAYMENTS TO THE STATE OF FLORIDA.--
670     A.  The parties acknowledge and recognize that this Compact
671provides the Tribe with partial but substantial exclusivity and
672other valuable consideration consistent with the goals of the
673Indian Gaming Regulatory Act, including special opportunities
674for tribal economic development through gaming within the
675external boundaries of Florida with respect to the play of
676Covered Games. In consideration thereof, the Tribe covenants and
677agrees, subject to the conditions agreed upon in Part XII. of
678this Compact, to make Payments to the State derived from Net Win
679as set forth in Section B. The Tribe further agrees to convert
680all of its Class II video bingo terminals (or their equivalents)
681to Class III slot machines within twenty-four (24) months after
682the Effective Date of this Compact, or the Payment to the State
683shall be calculated as if the conversion has been completed,
684whether or not the Tribe has fully executed its conversion. The
685Tribe further agrees that it will not purchase or lease any new
686Class II video bingo terminals (or their equivalents) after the
687Effective Date of this Compact.
688     B.  Payment schedule.--Subject to the provisions in Part
689XI. of the Compact, and subject to the limitations agreed upon
690in Part XII. of the Compact, the amounts paid by the Tribe to
691the State shall be calculated as follows:
692     1.  For each Revenue Sharing Cycle, the Tribe agrees to pay
693not less than a Guaranteed Minimum Payment of One Hundred
694Million Dollars ($100,000,000) if the Revenue Share calculated
695for that Revenue Sharing Cycle under subsection 3., below, is
696less than the Guaranteed Minimum Payment.
697     2.  All Guaranteed Minimum Payments shall be deducted from
698and credited toward the Revenue Share in each Revenue Sharing
699Cycle set forth below in subsection 3.
700     3.  For each Revenue Sharing Cycles, to the extent that the
701Revenue Share exceeds the Guaranteed Minimum Payment for each
702Revenue Sharing Cycle, the Tribe agrees, as further provided in
703subsection 4., to pay a Revenue Share for that Revenue Sharing
704Cycle equal to eighteen percent (18 percent) of the Net Win
705received by the Tribe from the operation and play of Covered
706Games from each Revenue Sharing Cycle.
707     4.(a)  On or before the fifteenth day of the month
708following the first month of the Revenue Sharing Cycle, the
709Tribe will remit to the State the greater amount of eight and
710one-third percent (8.3 percent) of the estimated annual Revenue
711Share or eight and one-third percent (8.3 percent) of the
712Guaranteed Minimum Payment ("the monthly payment").
713     (b)  The Tribe will make available to the State at the time
714of the monthly payment the basis for the calculation of the
715Payment.
716     (c)  Each month the Tribe will internally "true up" the
717calculation of the estimated Revenue Share based on the Tribe's
718un-audited financial statements related to Covered Games.
719     5.(a)  On or before the forty-fifth day after the third
720month, sixth month, ninth month, and twelfth month of Revenue
721Sharing Cycles three through twenty-five (provided that the
722twelve (12) month period does not coincide with the Tribe's
723fiscal year end date as indicated in paragraph (c), the Tribe
724will provide the State with an audit report by its independent
725auditors as to the accuracy of the annual Revenue Share
726calculation.
727     (b)  For each quarter of these Revenue Sharing Cycles the
728Tribe agrees to engage its independent auditors to conduct a
729review of the un-audited net revenue from Covered Games. On or
730before the one hundred and twentieth day after the end of the
731Tribe's fiscal year, the Tribe agrees to require its independent
732auditors to provide an audit report to verify Net Win for
733Covered Games and the related Payment of the annual Revenue
734Share to the SCA for State review.
735     (c)  If the twelfth month of the Revenue Sharing Cycle does
736not coincide with the Tribe's fiscal year, the Tribe agrees to
737require its independent auditors to deduct Net Win from Covered
738Games for any of the months that are outside of the Revenue
739Sharing Cycle and to include Net Win from Covered Games for
740those months which fall outside of the Tribe's audit period but
741fall within the Revenue Sharing Cycle, prior to issuing the
742audit report.
743     (d)  No later than thirty (30) calendar days after the day
744the audit report is issued, the Tribe will remit to the State
745any underpayment of the annual Revenue Share, and the State will
746either reimburse to the Tribe any overpayment of the annual
747Revenue Share or authorize the overpayment to be deducted from
748the next monthly payment.
749     C.  Payments pursuant to Sections A. and B. above shall be
750made to the State via electronic funds transfer in a manner
751directed by the SCA. Payments will be due in accordance with the
752Payment Schedule set forth in Section B. The appropriation of
753any Payments received by the State pursuant to this Compact lies
754within the exclusive prerogative of the Legislature.
755     D.  The Annual Oversight Assessment to reimburse the State
756for the actual costs of the operation of the SCA to perform its
757monitoring functions as defined in this Compact shall be
758determined and paid in quarterly installments within thirty (30)
759calendar days of receipt by the Tribe of an invoice from the
760SCA. The Tribe reserves the right to audit the invoices on an
761annual basis, a copy of which will be provided to the SCA, and
762any discrepancies found therein shall be reconciled within
763forty-five (45) calendar days of receipt of the audit by the
764SCA. Out-of-pocket expenses to be incurred by the Governor or
765his designee performing functions of the SCA unless and until
766the SCA is designated by the Legislature shall be advanced by
767the Tribe upon submission of properly documented requests.
768     E.  As provided for 25 U.S.C. s. 2710(b)(2)(B)(v), the
769Tribe agrees to pay to the State an additional amount equal to 5
770percent of the annual amount set forth in Section B. of this
771Part, which funds shall be used for the purposes of offsetting
772the impacts of the Tribe's facilities on the operations of local
773governments.
774     F.  With respect to all payments made by the Tribe to the
775State that were in any way related to benefits of exclusivity in
776gaming, which payments were remitted before the effective date
777of this Compact, such moneys shall be deemed forfeited by the
778Tribe and released to the State without further obligation or
779encumbrance. Acceptance and appropriation of such funds does not
780legitimize, validate, or otherwise ratify any previously
781proposed compact or the operation of class III games by the
782Tribe for any period prior to the effective date of this
783Compact.
784     G.  Except as expressly provided in this Part and in Part
785XIV., nothing in this Compact shall be deemed to require the
786Tribe to make payments of any kind to the State or any of its
787agencies.
788
789
PART XII.
790     REDUCTION OF TRIBAL PAYMENTS BECAUSE OF LOSS OF EXCLUSIVITY
791OR OTHER CHANGES IN FLORIDA LAW.--The intent of this Part is to
792provide the Tribe with the right to operate Covered Games on an
793exclusive basis throughout the State, subject to the exceptions
794and provisions set forth below.
795     A.  If Class III gaming as defined in this Compact, or
796other casino-style gambling where the results of such games are
797determined through the use of a random number generator, that is
798not presently authorized by or under Florida law is authorized
799for any location within the State of Florida that is under the
800jurisdiction of the State, including but not limited to (1)
801electronically-assisted bingo or pull-tab games or (2) video
802lottery terminals (VLTs) or any similar games that allow direct
803operation of the games by customers of the Florida Lottery, any
804successor entity or any licensee of the Florida Lottery or any
805successor entity, and such gambling begins to be offered for
806public or private use, the Payments due the State pursuant to
807Part XI., Sections A. and B. of this Compact shall cease until
808such gambling is no longer operated, in which event the Payments
809due the State pursuant to Part XI., Sections A. and B. of this
810Compact shall resume.
811     B.  The following are exceptions to the exclusivity
812provisions of Section A. above.
813     1.  Any Class III gaming authorized by a compact between
814the State and any other federally recognized tribe pursuant to
815the Indian Gaming Regulatory Act will not be a breach or other
816violation of the exclusivity provisions set forth in Section A.
817above.
818     2.  If a citizen's initiative amending the state
819constitution is passed by the voters of Florida authorizing,
820subject to approval by local referendum and implementation by
821the Legislature, the operation of slot machines or other Class
822III games in a jurisdiction not then authorized for such games
823under Florida law, and after which any entity begins to offer
824slot machine play or operates or conducts other Class III games
825authorized pursuant to the constitutional amendment, such
826activity will not be a breach or violation of the exclusivity
827provisions set forth in Section A., so long as the Tribe's total
828annual Net Win from Covered Games and revenues from its
829remaining Class II video bingo terminals (or their equivalent)
830exceeds $1.37 billion. In the event revenue sharing payments are
831discontinued pursuant to this subsection, the abatement of the
832revenue sharing payments shall only extend until the Tribe's
833total annual Net Win from Covered Games and revenues from Class
834II video bingo terminals (or their equivalent) again exceeds
835$1.37 billion.
836     3.  The conduct of illegal or otherwise unauthorized Class
837III gaming within the State shall not be considered a breach or
838other violation of the exclusivity provisions set forth in
839Section A. above.
840     C.  To the extent that the exclusivity provisions of this
841Part are discontinued and the Tribe's ongoing Payment
842obligations to the State pursuant to Part XI., Sections A. and
843B. of this Compact cease, any outstanding Payments that would
844have been due the State from the Tribe's Facilities prior to the
845breach/violation shall be made within thirty (30) business days
846after cessation.
847     D.  The discontinuation of this Part's exclusivity
848provisions and the cessation of Payments pursuant to Part XI.,
849Sections A. and B. of this Compact shall not excuse the Tribe
850from continuing to comply with all other provisions of this
851Compact, including continuing to pay the State the Annual
852Oversight Assessment as set forth in Part XI., Section C. of
853this Compact. Furthermore, the State shall continue to have the
854right to monitor the Tribe's compliance with the Compact.
855     E.  In the event that revenue sharing payments to the State
856made pursuant to Part XI., Sections A. and B. are discontinued
857under this Part, the annual amount payable to the State for the
858impacts to local governments under Part XI., Section E. shall be
859calculated as the amount paid for the last full revenue sharing
860year. Such payments shall continue to be calculated in such
861manner until the revenue sharing payments under Part XI.,
862Sections A. and B. are restored.
863     F.  Nothing in this Compact is intended to affect the
864ability of the State Legislature to enact laws either further
865restricting or expanding gambling on non-tribal lands.
866
867
PART XIII.
868     DISPUTE RESOLUTION.--In the event that either party to this
869Compact believes that the other party has failed to comply with
870any requirements of this Compact, or in the event of any dispute
871hereunder, including, but not limited to, a dispute over the
872proper interpretation of the terms and conditions of this
873Compact, the goal of the Parties is to resolve all disputes
874amicably and voluntarily whenever possible. In pursuit of this
875goal, the following procedures may be invoked:
876     A.  A party asserting noncompliance or seeking an
877interpretation of this Compact first shall serve written notice
878on the other party. The notice shall identify the specific
879Compact provision alleged to have been violated or in dispute
880and shall specify in detail the asserting party's contention and
881any factual basis for the claim. Representatives of the Tribe
882and State shall meet within thirty (30) calendar days of receipt
883of notice in an effort to resolve the dispute, unless they
884mutually agree to extend this period.
885     B.  A party asserting noncompliance or seeking an
886interpretation of this Compact under this Part shall be deemed
887to have certified that to the best of the party's knowledge,
888information, and belief formed after reasonable inquiry, the
889claim of noncompliance or the request for interpretation of this
890Compact is warranted and made in good faith and not for any
891improper purpose, such as to harass or to cause unnecessary
892delay or the needless incurring of the cost of resolving the
893dispute.
894     C.  If the parties are unable to resolve a dispute through
895the process specified in Sections A. and B. of this Part, either
896party can call for mediation under the Commercial Mediation
897Procedures of the American Arbitration Association (AAA), or any
898such successor procedures, provided that such mediation does not
899last more than sixty (60) calendar days, unless an extension to
900this time limit is mutually agreed to by the parties. The
901disputes available for resolution through mediation are limited
902to matters arising under the terms of this Compact.
903     D.  If the parties are unable to resolve a dispute through
904the process specified in Sections A., B., and C. of this Part,
905notwithstanding any other provision of law, the State may bring
906an action against the Tribe in any court of competent
907jurisdiction regarding any dispute arising under this Compact.
908The State is entitled to all remedies available under law or in
909equity.
910     E.  For purposes of actions based on disputes between the
911State and the Tribe that arise under this Compact and the
912enforcement of any judgment resulting therefrom, the Tribe
913expressly waives its right to assert sovereign immunity from
914suit and from enforcement of any ensuing judgment, and further
915consents to be sued in federal or state court, including the
916rights of appeal specified above, as the case may be, provided
917that (i) the dispute is limited solely to issues arising under
918this Compact, (ii) there is no claim for monetary damages
919(except that payment of any money required by the terms of this
920Compact, as well as injunctive relief or specific performance
921enforcing a provision of this Compact requiring the payment of
922money to the State may be sought), and (iii) nothing herein
923shall be construed to constitute a waiver of the sovereign
924immunity of the Tribe with respect to any third party that is
925made a party or intervenes as a party to the action.
926     F.  The State may not be precluded from pursuing any
927mediation or judicial remedy against the Tribe on the grounds
928that the State has failed to exhaust its Tribal administrative
929remedies.
930     G.  Notwithstanding anything to the contrary in this Part,
931any failure of the Tribe to remit the Payments pursuant to the
932terms of Part XI. will entitle the State to seek mandatory
933injunctive relief in federal or state court, at the State's
934election, to compel the Payments after exhausting the dispute
935resolution process in Sections A. and B. of this Part.
936     H.  The State shall be entitled to seek immediate
937injunctive relief in the event the Tribe offers or continues to
938offer Class III games not authorized under this Compact.
939     I.  If the parties are unable to resolve a dispute
940involving a claim by the Tribe against the State through the
941process specified in Sections A., B., and C. of this Part,
942notwithstanding any other provision of law, the Tribe may invoke
943non-binding arbitration of the dispute under the Commercial
944Arbitration Rules of the American Arbitration Association. The
945arbitrators' decision may not be enforced in any court. If the
946arbitrators find that the State is not in compliance with the
947Compact, the State shall have the opportunity to challenge the
948decision of the arbitrators by bringing an independent action
949against the Tribe in federal district court ("federal court")
950regarding the dispute underlying the arbitration in a district
951in which the federal court has venue. If the federal court
952declines to exercise jurisdiction, or federal precedent exists
953that rules that the federal court would not have jurisdiction
954over such a dispute, the State may bring the action in the
955Courts of the Seventeenth Judicial Circuit in and for Broward
956County, Florida. The State is entitled to all rights of appeal
957permitted by law in the court system in which the action is
958brought. The State shall be entitled to de novo review of the
959arbitrators' decision under this Section. For the purpose of
960this Section, the Tribe agrees to waive its immunity as provided
961in Section E. of this Part.
962     J.  If the arbitrators find that the State is not in
963compliance with the Compact and the State fails to file suit as
964provided above within sixty (60) calendar days of the
965arbitrators' decision or fails to maintain the suit through
966final judgment, including appeals, without the agreement of the
967Tribe, the Tribe may suspend Payment under Part XI. until the
968State comes into compliance with the arbitrators' decision.
969     K.  If the State files suit as provided above and a final
970judgment is rendered by the court, the failure of the State to
971comply with the judgment shall constitute grounds for the Tribe
972to suspend Payment under Part XI. until the State comes into
973compliance with the court's judgment.
974
975
PART XIV.
976     Collection of Sales Tax on Sales to Non-Tribal Members.--
977     A.  In addition to the Tribe's payments to the State set
978forth in Part XI., the Tribe shall collect and remit to the
979Florida Department of Revenue the taxes imposed by Chapter 212,
980Florida Statutes, on all sales to non-tribal members, except
981those non-tribal members who hold valid exemption certificates
982issued by the Florida Department of Revenue, exempting the sales
983from taxes imposed by Chapter 212, Florida Statutes.
984     B.  The Tribe shall register with the Department of Revenue
985and shall remit to the Department of Revenue the taxes collected
986pursuant to Section A. of this Part.
987     C.  The Tribe shall retain for at least a period of five
988(5) years records of all sales to non-tribal members which are
989subject to taxation under Chapter 212, Florida Statutes. The
990Department of Revenue may conduct an audit not more often than
991annually in order to verify such collections. The Tribe shall
992provide reasonable access during normal operating hours to
993records of transactions subject to the taxes collected pursuant
994to Section A. of this Part.
995     D.  Any disputes about the amounts collected pursuant to
996Section A. of this Part shall be resolved as provided for in
997Part XIII. of this Compact. For purposes of this Section, the
998Tribe agrees to waive its immunity as provided for in Part
999XIII., Section E. of this compact, except that the state may
1000seek monetary damages limited to the amount of taxes owed.
1001
1002
PART XV.
1003     CONSTRUCTION OF COMPACT; SEVERANCE; FEDERAL APPROVAL.--
1004     A.  If any provision of this Compact is held by a court of
1005competent jurisdiction to be invalid, this Compact will become
1006null and void. If any provision, part, section, or subsection of
1007this Compact is determined by a federal district court in
1008Florida or other court of competent jurisdiction to impose a
1009mandatory duty on the State of Florida that requires
1010authorization by the Florida Legislature, the duty conferred by
1011that particular provision, part, section or subsection shall no
1012longer be mandatory but will be deemed to be a matter within the
1013discretion of the Governor or other State officers, subject to
1014such legislative approval as may be required by Florida law.
1015     B.  It is understood that Part XII. of this Compact, which
1016provides for a cessation of the Payments to the State under Part
1017XI., does not create any duty on the State of Florida but only a
1018remedy for the Tribe if Class III gambling under state
1019jurisdiction is expanded by an act of the Legislature.
1020     C.  This Compact is intended to meet the requirements of
1021the Indian Gaming Regulatory Act as it reads on the Effective
1022Date of this Compact, and where reference is made to the Indian
1023Gaming Regulatory Act, or to an implementing regulation thereof,
1024the reference is deemed to have been incorporated into this
1025document as if set in full. Subsequent changes to the Indian
1026Gaming Regulatory Act that diminish the rights of the State or
1027Tribe may not be applied retroactively to alter the terms of
1028this Compact, except to the extent that federal law validly
1029mandates that retroactive application without the respective
1030consent of the State or Tribe.
1031     D.  Neither the presence in another tribal-state compact of
1032language that is not included in this Compact, nor the absence
1033in this Compact of language that is present in another tribal-
1034state compact shall be a factor in construing the terms of this
1035Compact.
1036     E.  The parties shall cooperate in seeking approval of this
1037Compact from the Secretary of the Interior and the parties
1038further agree that, upon execution, the Tribe shall submit the
1039Compact to the Secretary forthwith.
1040
1041
PART XVI.
1042     NOTICES.--All notices required under this Compact shall be
1043given by (i) certified mail, return receipt requested, (ii)
1044commercial overnight courier service, or (iii) personal
1045delivery, to the following persons:
1046     A.  The Governor.
1047     B.  The General Counsel to the Governor.
1048     C.  The Chair of the Seminole Tribe of Florida.
1049     D.  The General Counsel to the Seminole Tribe of Florida.
1050
1051
PART XVII.
1052     EFFECTIVE DATE & TERM.--
1053     A.  This Compact shall become effective upon its approval
1054by the Secretary of the Interior as a tribal-state compact
1055within the meaning of the Indian Gaming Regulatory Act either by
1056publication of the notice of approval in the Federal Register or
1057by operation of law under 25 U.S.C. s. 2710(d)(7)(C).
1058     B.  This Compact shall have a term of ten (10) years,
1059beginning on the first day of the month following the month in
1060which the Compact becomes effective under Section A. of this
1061Part. This Compact shall remain in full force and effect until
1062the sooner of expiration of its terms or until terminated by
1063mutual agreement of the parties.
1064
1065
PART XVIII.
1066     AMENDMENT OF COMPACT AND REFERENCES.--Amendment of this
1067Compact may only be made by written agreement of the parties,
1068subject to approval by the Secretary either by publication of
1069the notice of approval in the Federal Register or by operation
1070of law under 25 U.S.C. s. 2710(d)(7)(C). Changes in the
1071provisions of tribal ordinances, regulations, and procedures
1072referenced in this Compact may be made by the Tribe with thirty
1073(30) calendar days advance notice to the State. If the State has
1074an objection to any change to the tribal ordinance, regulation
1075or procedure which is the subject of the notice on the ground
1076that its adoption would be a violation of the Tribe's
1077obligations under this Compact, the State may invoke the dispute
1078resolution provisions provided in Part XIII. of this Compact.
1079
1080
PART XIX.
1081     MISCELLANEOUS.--
1082     A.  Except to the extent expressly provided in this
1083Compact, this Compact is not intended to, and shall not be
1084construed to, create any right on the part of a third party to
1085bring an action to enforce any of its terms.
1086     B.  If, after the Effective Date of this Compact, the State
1087enters into a Compact with any other Tribe that contains more
1088favorable terms with respect to any of the provisions of this
1089Compact and the U.S. Secretary of the Interior approves such
1090compact, either by publication of the notice of approval in the
1091Federal Register or by operation of law under 25 U.S.C. s.
10922710(d)(7)(C), upon tribal notice to the State and the
1093Secretary, this Compact shall be deemed amended to contain the
1094more favorable terms, unless the State objects to the change and
1095can demonstrate, in a proceeding commenced under Part XIII.,
1096that the terms in question are not more favorable.
1097     C.  Upon the occurrence of certain events beyond the
1098Tribe's control, including acts of God, war, terrorism, fires,
1099floods, or accidents causing damage to or destruction of one or
1100more of its Facilities or property necessary to operate the
1101Facility(ies), (i) the Tribe's obligation to pay the Guaranteed
1102Minimum Payment described in Part XI. shall be reduced pro rata
1103to reflect the percentage of the total Net Win lost to the Tribe
1104from the impacted Facility(ies) and (ii) the Net Win specified
1105under Part XII., Section B., for purposes of determining whether
1106the Tribe's Payments described in Part XI. shall cease, shall be
1107reduced pro rata to reflect the percentage of the total Net Win
1108lost to the Tribe from the impacted Facility(ies), with the
1109proviso that if Payments to the State have already stopped under
1110the provisions of Part XII., Section B., the provisions of this
1111Section shall not trigger a resumption of payments under that
1112Part. The foregoing shall not excuse any obligations of the
1113Tribe to make Payments to the State as and when required
1114hereunder or in any related document or agreement.
1115     D.  The Tribe and the State recognize that opportunities to
1116engage in gaming in smoke-free or reduced-smoke environments
1117provides both health and other benefits to Patrons, and the
1118Tribe has already instituted a non-smoking section at its
1119Seminole Hard Rock Hotel & Casino - Hollywood Facility. As part
1120of its continuing commitment to this issue, the Tribe will:
1121     1.  Install and utilize a ventilation system at all new
1122construction at its Facilities, which system exhausts tobacco
1123smoke to the extent reasonably feasible under existing state-of-
1124the-art technology; and
1125     2.  Designate a smoke-free area for slot machines at all
1126new construction at its Facilities.
1127     3.  Install non-smoking, vented tables for table games in
1128its Facilities sufficient to respond to demand for such tables.
1129     E.  The annual average minimum pay-out of all slot machines
1130in each Facility shall not be less than eighty-five percent (85
1131percent).
1132     F.  Nothing in this Compact shall alter any of the existing
1133memoranda of understanding, contracts, or other agreements
1134entered into between the Tribe and any other federal, state, or
1135local governmental entity.
1136     G.  The Tribe currently has as set forth in its Employee
1137Fair Treatment and Dispute Resolution Policy, and agrees to
1138maintain, standards that are comparable to the standards
1139provided in federal laws and State laws forbidding employers
1140from discrimination in connection with the employment of persons
1141working at the Facilities on the basis of race, color, religion,
1142national origin, gender, age, disability/handicap, or marital
1143status. Nothing herein shall preclude the Tribe from giving
1144preference in employment, promotion, seniority, lay-offs or
1145retention to members of the Tribe and other federally recognized
1146tribes. The Tribe will comply with all federal and state labor
1147laws, where applicable.
1148     Section 2.  This act shall take effect on the same date
1149that House Bill 7145, or similar legislation, takes effect if
1150such legislation is adopted during the same legislative session
1151or an extension thereof and becomes law.
1152
1153
1154
-----------------------------------------------------
1155
T I T L E  A M E N D M E N T
1156     Remove the entire title and insert:
1157
A bill to be entitled
1158An act relating to gaming on Indian lands; creating s.
1159285.711, F.S.; authorizing and directing the Governor to
1160negotiate and execute a gaming compact between the state
1161and the Seminole Indian Tribe of Florida; providing a
1162title; providing recitals stating rights, powers, and
1163purpose of the parties to the compact; providing
1164definitions; authorizing the operation of certain games in
1165specified locations on Indian lands; authorizing expansion
1166or replacement of gaming facilities; prohibiting
1167additional gaming facilities; providing for rules and
1168regulations; providing minimum requirements for
1169operations; requiring certain procedures and signs
1170relating to compulsive gambling; providing a limitation of
1171liability for failing to identify a compulsive gambler;
1172requiring certain procedures to prevent certain
1173activities; providing for staff training, screening, and
1174certification, patron education, and security measures;
1175prohibiting a person under a certain age from playing the
1176games; requiring certain recordkeeping by the tribe and
1177the Seminole Tribal Gaming Commission; requiring the tribe
1178to stop certain card games; providing for patron disputes
1179and claims; providing for employee tort claims; providing
1180limitations on claims; providing for limited liability and
1181liability coverage of the tribe; providing for enforcement
1182of compact provisions; providing responsibilities of the
1183tribe and the commission; providing that the tribe and the
1184commission shall be responsible for regulating activities;
1185providing requirements for construction, operation, and
1186maintenance of facilities and the conduct of games;
1187providing for members and employees of the commission;
1188providing requirements for licensing members and
1189employees; providing for commission compliance officers;
1190requiring representatives of the commission and the State
1191Compliance Agency to meet to review practices and examine
1192methods to improve the regulatory scheme; providing for
1193state monitoring of the compact; authorizing the state to
1194secure an annual independent financial audit of the
1195conduct of the games; providing requirements and
1196limitations for such audit; authorizing the State
1197Compliance Agency to monitor the conduct of the games,
1198inspect any games in operation, and perform one annual
1199review of the slot machine compliance audit for certain
1200purposes; authorizing that agency to meet with the tribe's
1201Internal Audit Department for Gaming to review internal
1202controls and violations; providing procedures inspections
1203and for suspected or claimed violations; providing for
1204construction and application of the compact; providing
1205licensing and hearing requirements; providing for payment
1206of consideration to the state; providing a payment
1207schedule, payment amounts, and procedures for such
1208payments; providing procedures for auditing certain
1209revenue and review of unaudited revenue; providing that
1210certain prior payments shall be deemed forfeited and
1211released to the state; providing that acceptance and
1212appropriation of such funds does not legitimize, validate,
1213or otherwise ratify any previously proposed compact or the
1214operation of class III games by the tribe prior to the
1215effective date of this compact; providing the tribe with
1216the right to operate such games on an exclusive basis;
1217providing for reduction of tribal payments because of loss
1218of exclusivity or other changes in state law; providing
1219for exceptions to the exclusivity; providing procedures
1220for resolution of disputes among the parties and for
1221interpretation of the compact; requiring notice of a claim
1222of noncompliance; authorizing nonbinding arbitration and
1223providing procedures therefor; providing that for certain
1224purposes the tribe waives rights to immunity from suit and
1225enforcement of judgment; providing for collection of sales
1226tax on sales to non-tribal members; providing for
1227construction, application, and severability; providing for
1228federal approval; providing notice requirements; providing
1229an effective date and term of the compact; providing for
1230amendment of compact and references; providing for
1231application to third parties; providing for application to
1232any compact with any other tribe; providing for events
1233beyond the tribe's control; providing for smoke-free or
1234reduced-smoke environments; providing for minimum pay-out;
1235providing for effect of compact on agreements entered into
1236between the tribe and any other federal, state, or local
1237governmental entity; providing for employment practices;
1238providing a contingent effective date.


CODING: Words stricken are deletions; words underlined are additions.