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CS/SB 662: Protection for Vulnerable Investors

GENERAL BILL by Commerce and Tourism ; Stargel ; (CO-INTRODUCERS) Taddeo

Protection for Vulnerable Investors; Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers, investment advisers, and associated persons to delay certain transactions or disbursements if such persons reasonably believe certain exploitation of a specified adult has occurred, is occurring, has been attempted, or will be attempted, etc.

Effective Date: 7/1/2018
Last Action: 3/10/2018 Senate - Died on Calendar
Bill Text: Web Page | PDF
Senate Committee References:
  1. Banking and Insurance (BI)
  2. Commerce and Tourism (CM)
  3. Rules (RC)



Bill History

Date Chamber Action
10/26/2017 Senate • Filed
11/8/2017 Senate • Referred to Banking and Insurance; Commerce and Tourism; Rules -SJ 54
1/9/2018 Senate • Introduced -SJ 53
2/1/2018 Senate • On Committee agenda-- Banking and Insurance, 02/06/18, 11:00 am, 110 Senate Office Building
2/6/2018 Senate • Favorable by Banking and Insurance; YEAS 10 NAYS 0 -SJ 296
• Now in Commerce and Tourism -SJ 296
2/15/2018 Senate • On Committee agenda-- Commerce and Tourism, 02/20/18, 11:00 am, 110 Senate Office Building
2/20/2018 Senate • CS by Commerce and Tourism; YEAS 6 NAYS 0 -SJ 374
2/21/2018 Senate • Pending reference review under Rule 4.7(2) - (Committee Substitute)
• CS by Commerce and Tourism read 1st time -SJ 374
• Now in Rules -SJ 374
• On Committee agenda-- Rules, 02/26/18, 2:30 pm, 412 Knott Building --Not Considered
2/28/2018 Senate • On Committee agenda-- Rules, 03/01/18, 9:00 am, 412 Knott Building
3/1/2018 Senate • Favorable by- Rules; YEAS 12 NAYS 0 -SJ 564
3/2/2018 Senate • Placed on Calendar, on 2nd reading -SJ 564
• Placed on Special Order Calendar, 03/06/18 -SJ 771
3/6/2018 Senate • Retained on Special Order Calendar
3/7/2018 Senate • Retained on Special Order Calendar
3/8/2018 Senate • Retained on Special Order Calendar
3/10/2018 Senate • Indefinitely postponed and withdrawn from consideration
• Died on Calendar