CS/SB 814: Branch Offices Conducting Securities Transactions
GENERAL BILL by Banking and Insurance ; Brandes
Branch Offices Conducting Securities Transactions; Providing for a branch office notice filing with the Office of Financial Regulation in lieu of registration; prohibiting a securities dealer or investment advisor from conducting business from a branch office unless a specified notice has been filed with the office; providing for expiration, renewal, suspension, revocation, and termination of branch office notice filings under specified circumstances, etc.
Last Action: 5/2/2013 Senate - Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202) -SJ 1019
Location: Laid on Table
Bill Text: Web Page | PDF
- Banking and Insurance (BI)
- Commerce and Tourism (CM)
• Referred to Banking and Insurance; Commerce and Tourism; Judiciary -SJ 59
• Introduced -SJ 59
• On Committee agenda-- Banking and Insurance, 04/09/13, 1:30 pm, 110 Senate Office Building
• CS by Banking and Insurance; YEAS 10 NAYS 0 -SJ 422
• Pending reference review under Rule 4.7(2) - (Committee Substitute)
• Now in Commerce and Tourism -SJ 422
• CS by Banking and Insurance read 1st time -SJ 424
• On Committee agenda-- Commerce and Tourism, 04/15/13, 3:30 pm, 110 Senate Office Building
• Favorable by Commerce and Tourism; YEAS 11 NAYS 0 -SJ 476
• Now in Judiciary -SJ 476
• Withdrawn from Judiciary -SJ 881
• Placed on Calendar, on 2nd reading
• Placed on Special Order Calendar, 05/02/13
• Read 2nd time -SJ 10108
• Substituted CS/HB 783 -SJ 1018
• Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202) -SJ 1019
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