CS/CS/HB 817: Merger and Acquisition Brokers
GENERAL BILL by Regulatory Affairs Committee ; Insurance and Banking Subcommittee ; Raulerson
Merger and Acquisition Brokers; Exempts specified offer or sale of securities from requirements to register with OFR & provides requirements for such transactions; exempts merger & acquisition broker from certain registration requirements under certain circumstances.
Effective Date: 7/1/2016
Last Action: 3/3/2016 House - Laid on Table, companion bill(s) passed, see CS/CS/SB 286 (Ch. 2016-111) -HJ 723
Bill Text: PDF
Last Action: 3/3/2016 House - Laid on Table, companion bill(s) passed, see CS/CS/SB 286 (Ch. 2016-111) -HJ 723
Bill Text: PDF
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Bill History
Date Chamber Action 12/1/2015 House • Filed
12/10/2015 House • Referred to Insurance and Banking Subcommittee; Government Operations Appropriations Subcommittee; Regulatory Affairs Committee -HJ 70
1/11/2016 House • On Committee agenda-- Insurance and Banking Subcommittee, 01/13/16, 1:00 pm, Sumner Hall
1/12/2016 House • Introduced -HJ 70
1/13/2016 House • CS by Insurance and Banking Subcommittee; YEAS 11 NAYS 0 -HJ 232
1/17/2016 House • Pending review of CS under Rule 7.19(c)
1/19/2016 House • CS by Insurance and Banking Subcommittee read 1st time -HJ 227
1/21/2016 House • Now in Government Operations Appropriations Subcommittee -HJ 249
1/26/2016 House • On Committee agenda-- Government Operations Appropriations Subcommittee, 01/28/16, 3:30 pm, Morris Hall
1/28/2016 House • Favorable by Government Operations Appropriations Subcommittee; YEAS 12 NAYS 0 -HJ 323
• Now in Regulatory Affairs Committee -HJ 323
2/2/2016 House • On Committee agenda-- Regulatory Affairs Committee, 02/04/16, 1:00 pm, Sumner Hall
2/4/2016 House • CS/CS by- Regulatory Affairs Committee; YEAS 17 NAYS 0 -HJ 407
2/8/2016 House • Pending review of CS -under Rule 7.19(c)
• CS/CS by Regulatory Affairs Committee read 1st time -HJ 403
2/9/2016 House • Placed on Calendar -HJ 434
3/1/2016 House • Placed on Special Order Calendar, 03/03/16
3/3/2016 House • Substituted CS/CS/SB 286 -HJ 723
• Laid on Table, companion bill(s) passed, see CS/CS/SB 286 (Ch. 2016-111) -HJ 723
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CS/CS/HB 817, Committee Substitute 2 (Current Bill Version) Posted 2/8/2016 at 2:43 PM
Bill Text: PDF Analyses: None Related Bills (1)
Bill Number Subject Filed By Relationship Last Action and Location Track Bills S 286 (er) Merger and Acquisition Brokers Brandes Similar Last Action: 3/25/2016 Chapter No. 2016-111
Location: Became Law
Citations - Statutes (2)
Citation Catchline Location in Bill Location In Bill Help 517.061 Exempt transactions. Page 1 (pdf) 517.12 Registration of dealers, associated persons, intermediaries, and investment advisers. Page 2 (pdf) -
CS/HB 817, Committee Substitute 1 Posted 1/17/2016 at 7:41 PM
Bill Text: PDF Analyses: Government Operations Appropriations Subcommittee (Post-Meeting) 1/28/2016 (pdf)
Regulatory Affairs Committee (Post-Meeting) 2/8/2016 (pdf)
Related Bills (1)
Bill Number Subject Filed By Relationship Last Action and Location Track Bills S 286 (c2) Merger and Acquisition Brokers Brandes Similar Last Action: 3/25/2016 Chapter No. 2016-111
Location: Became Law
Committee Amendments (1)
Amendment Sponsor Filed Last Committee Action Format 414341 - Amendment
Remove line 73 and insert:Raulerson 2/3/2016
6:35 PMAdopted without Objection
2/4/2016PDF Citations - Statutes (2)
Citation Catchline Location in Bill Location In Bill Help 517.061 Exempt transactions. Page 1 (pdf) 517.12 Registration of dealers, associated persons, intermediaries, and investment advisers. Page 2 (pdf) -
HB 817, Original Filed Version Posted 12/1/2015 at 8:28 AM
Bill Text: PDF Analyses: Insurance and Banking Subcommittee (Post-Meeting) 3/30/2016 (pdf)
Related Bills (1)
Bill Number Subject Filed By Relationship Last Action and Location Track Bills S 286 (c1) Merger and Acquisition Brokers Brandes Similar Last Action: 3/25/2016 Chapter No. 2016-111
Location: Became Law
Committee Amendments (1)
Amendment Sponsor Filed Last Committee Action Format 348209 - Strike All Amendment
Remove everything after the enacting clause and insert:Raulerson 1/12/2016
8:07 PMPDF Citations - Statutes (2)
Citation Catchline Location in Bill Location In Bill Help 517.061 Exempt transactions. Page 1 (pdf) 517.12 Registration of dealers, associated persons, intermediaries, and investment advisers. Page 2 (pdf)