CS/SB 180: Regulation of Securities
GENERAL BILL by Banking and Insurance ; Gruters
Regulation of Securities; Requiring the Financial Services Commission to define the term “accredited investor” by rule; revising requirements for the registration of securities; revising grounds on which the office may revoke, suspend, or deny the registration of securities; specifying continuing education requirements for associated persons of investment advisers and federal covered advisers; authorizing the commission to establish rules of conduct and prohibited business practices for intermediaries, etc.
Senate Committee References:
Bill History
| Date | Chamber | Action |
|---|---|---|
| 1/12/2023 | Senate |
• Filed |
| 1/26/2023 | Senate |
• Referred to Banking and Insurance; Appropriations Committee on Agriculture, Environment, and General Government; Fiscal Policy |
| 3/7/2023 | Senate |
• Introduced |
| 3/24/2023 | Senate |
• On Committee agenda-- Banking and Insurance, 03/29/23, 8:30 am, 412 Knott Building |
| 3/29/2023 | Senate |
• CS by Banking and Insurance; YEAS 11 NAYS 0 |
| 3/31/2023 | Senate |
• Pending reference review under Rule 4.7(2) - (Committee Substitute) • Now in Appropriations Committee on Agriculture, Environment, and General Government • CS by Banking and Insurance read 1st time |
| 4/13/2023 | Senate |
• On Committee agenda-- Appropriations Committee on Agriculture, Environment, and General Government, 04/18/23, 12:00 pm, 110 Senate Building |
| 4/18/2023 | Senate |
• Favorable by Appropriations Committee on Agriculture, Environment, and General Government; YEAS 13 NAYS 0 |
| 4/19/2023 | Senate |
• Now in Fiscal Policy |
| 4/20/2023 | Senate |
• On Committee agenda-- Fiscal Policy, 04/25/23, 10:00 am, 412 Knott Building |
| 4/25/2023 | Senate |
• Favorable by- Fiscal Policy; YEAS 19 NAYS 0 |
| 4/26/2023 | Senate |
• Placed on Calendar, on 2nd reading • Placed on Special Order Calendar, 04/28/23 |
| 4/28/2023 | Senate |
• Read 2nd time -SJ 600 • Amendment(s) adopted (511822) -SJ 600 • Read 3rd time -SJ 601 • CS passed as amended; YEAS 39 NAYS 0 -SJ 601 |
| 4/28/2023 | House |
• In Messages • Bill referred to House Calendar • Bill added to Special Order Calendar (5/1/2023) • 1st Reading (Engrossed 1) |
| 5/1/2023 | House |
• Read 2nd time • Placed on 3rd reading • Added to Third Reading Calendar |
| 5/2/2023 | House |
• Read 3rd time • CS passed; YEAS 117, NAYS 0 |
| 5/2/2023 | Senate |
• Ordered enrolled |
| 6/5/2023 |
• Signed by Officers and presented to Governor |
|
| 6/9/2023 |
• Approved by Governor |
|
| 6/13/2023 |
• Chapter No. 2023-205 |
