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CS/CS/SB 532: Securities

GENERAL BILL by Fiscal Policy ; Banking and Insurance ; Brodeur

Securities; Revising the list of securities that are exempt from registration requirements under certain provisions; revising provisions relating to a certain registration exemption for certain securities transactions; updating the federal laws or regulations with which the offer or sale of securities must be in compliance; requiring that offers and sales of securities be in accordance with certain federal laws and rules; providing that registration exemptions under certain provisions are not available to issuers for certain transactions under specified circumstances; specifying criteria for determining integration of offerings for the purpose of registration or qualifying for a registration exemption; specifying the purpose of the Securities Guaranty Fund, etc.

Effective Date: 10/1/2024
Last Action: 3/1/2024 House - 1st Reading (Committee Substitute 2)
Bill Text: Web Page | PDF



Bill History

Date Chamber Action
11/20/2023 Senate • Filed
12/5/2023 Senate • Referred to Banking and Insurance; Appropriations Committee on Agriculture, Environment, and General Government; Fiscal Policy
1/9/2024 Senate • Introduced
1/11/2024 Senate • On Committee agenda-- Banking and Insurance, 01/16/24, 11:00 am, 412 Knott Building
1/16/2024 Senate • CS by Banking and Insurance; YEAS 10 NAYS 0
1/18/2024 Senate • Pending reference review under Rule 4.7(2) - (Committee Substitute)
• Now in Appropriations Committee on Agriculture, Environment, and General Government
• CS by Banking and Insurance read 1st time
2/5/2024 Senate • On Committee agenda-- Appropriations Committee on Agriculture, Environment, and General Government, 02/08/24, 2:00 pm, 110 Senate Building
2/8/2024 Senate • Favorable by Appropriations Committee on Agriculture, Environment, and General Government; YEAS 9 NAYS 0
• Now in Fiscal Policy
2/12/2024 Senate • On Committee agenda-- Fiscal Policy, 02/15/24, 12:00 pm, 412 Knott Building
2/15/2024 Senate • CS/CS by- Fiscal Policy; YEAS 17 NAYS 0
2/16/2024 Senate • Pending reference review -under Rule 4.7(2) - (Committee Substitute)
• Placed on Calendar, on 2nd reading
2/20/2024 Senate • CS/CS by Fiscal Policy read 1st time
2/26/2024 Senate • Placed on Special Order Calendar, 02/28/24
2/28/2024 Senate • Read 2nd time -SJ 495
• Read 3rd time -SJ 496
• CS passed; YEAS 39 NAYS 1 -SJ 496
2/28/2024 House • In Messages
• Bill referred to House Calendar
3/1/2024 House • Bill added to Special Order Calendar (3/4/2024)
• 1st Reading (Committee Substitute 2)