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Glossary of Legislative Terms

CS/CS/HB 817: Merger and Acquisition Brokers

GENERAL BILL by Regulatory Affairs Committee ; Insurance and Banking Subcommittee ; Raulerson

Merger and Acquisition Brokers; Exempts specified offer or sale of securities from requirements to register with OFR & provides requirements for such transactions; exempts merger & acquisition broker from certain registration requirements under certain circumstances.

Effective Date: 7/1/2016
Last Action: 3/3/2016 House - Laid on Table, companion bill(s) passed, see CS/CS/SB 286 (Ch. 2016-111) -HJ 723
Bill Text: PDF

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  • Bill History

    Date Chamber Action
    12/1/2015 House • Filed
    12/10/2015 House • Referred to Insurance and Banking Subcommittee; Government Operations Appropriations Subcommittee; Regulatory Affairs Committee -HJ 70
    1/11/2016 House • On Committee agenda-- Insurance and Banking Subcommittee, 01/13/16, 1:00 pm, Sumner Hall
    1/12/2016 House • Introduced -HJ 70
    1/13/2016 House • CS by Insurance and Banking Subcommittee; YEAS 11 NAYS 0 -HJ 232
    1/17/2016 House • Pending review of CS under Rule 7.19(c)
    1/19/2016 House • CS by Insurance and Banking Subcommittee read 1st time -HJ 227
    1/21/2016 House • Now in Government Operations Appropriations Subcommittee -HJ 249
    1/26/2016 House • On Committee agenda-- Government Operations Appropriations Subcommittee, 01/28/16, 3:30 pm, Morris Hall
    1/28/2016 House • Favorable by Government Operations Appropriations Subcommittee; YEAS 12 NAYS 0 -HJ 323
    • Now in Regulatory Affairs Committee -HJ 323
    2/2/2016 House • On Committee agenda-- Regulatory Affairs Committee, 02/04/16, 1:00 pm, Sumner Hall
    2/4/2016 House • CS/CS by- Regulatory Affairs Committee; YEAS 17 NAYS 0 -HJ 407
    2/8/2016 House • Pending review of CS -under Rule 7.19(c)
    • CS/CS by Regulatory Affairs Committee read 1st time -HJ 403
    2/9/2016 House • Placed on Calendar -HJ 434
    3/1/2016 House • Placed on Special Order Calendar, 03/03/16
    3/3/2016 House • Substituted CS/CS/SB 286 -HJ 723
    • Laid on Table, companion bill(s) passed, see CS/CS/SB 286 (Ch. 2016-111) -HJ 723

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  • CS/CS/HB 817, Committee Substitute 2 (Current Bill Version) Posted 2/8/2016 at 2:43 PM

    Bill Text:   PDF
    Analyses:   None

    Related Bills (1)

    Bill Number Subject Filed By Relationship Last Action and Location Track Bills
    S 286 (er) Merger and Acquisition Brokers Brandes Similar Last Action: 3/25/2016 Chapter No. 2016-111
    Location: Became Law     		Track This Bill

    Citations - Statutes (2)

    Citation Catchline Location in Bill Location In Bill Help
    517.061 Exempt transactions. Page 1 (pdf)
    517.12 Registration of dealers, associated persons, intermediaries, and investment advisers. Page 2 (pdf)

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  • CS/HB 817, Committee Substitute 1 Posted 1/17/2016 at 7:41 PM

    Bill Text:   PDF
    Analyses:   Government Operations Appropriations Subcommittee (Post-Meeting) 1/28/2016 (pdf)
    Regulatory Affairs Committee (Post-Meeting) 2/8/2016 (pdf)

    Related Bills (1)

    Bill Number Subject Filed By Relationship Last Action and Location Track Bills
    S 286 (c2) Merger and Acquisition Brokers Brandes Similar Last Action: 3/25/2016 Chapter No. 2016-111
    Location: Became Law     		Track This Bill

    Committee Amendments (1)

    Amendment Sponsor Filed Last Committee Action Format
    414341 - Amendment
    Remove line 73 and insert:     		Raulerson 2/3/2016
    6:35 PM     		Adopted without Objection
    2/4/2016     		PDF

    Citations - Statutes (2)

    Citation Catchline Location in Bill Location In Bill Help
    517.061 Exempt transactions. Page 1 (pdf)
    517.12 Registration of dealers, associated persons, intermediaries, and investment advisers. Page 2 (pdf)

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  • HB 817, Original Filed Version Posted 12/1/2015 at 8:28 AM

    Bill Text:   PDF
    Analyses:   Insurance and Banking Subcommittee (Post-Meeting) 3/30/2016 (pdf)

    Related Bills (1)

    Bill Number Subject Filed By Relationship Last Action and Location Track Bills
    S 286 (c1) Merger and Acquisition Brokers Brandes Similar Last Action: 3/25/2016 Chapter No. 2016-111
    Location: Became Law     		Track This Bill

    Committee Amendments (1)

    Amendment Sponsor Filed Last Committee Action Format
    348209 - Strike All Amendment
    Remove everything after the enacting clause and insert:     		Raulerson 1/12/2016
    8:07 PM     		PDF

    Citations - Statutes (2)

    Citation Catchline Location in Bill Location In Bill Help
    517.061 Exempt transactions. Page 1 (pdf)
    517.12 Registration of dealers, associated persons, intermediaries, and investment advisers. Page 2 (pdf)

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