CS/SB 1672: Protection of Vulnerable Investors
Protection of Vulnerable Investors; Requiring securities dealers, investment advisers, and associated persons to immediately report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to the Department of Children and Families’ central abuse hotline; authorizing dealers and investment advisers to delay disbursements or transactions of funds or securities from certain accounts associated with specified adults if certain conditions are met; providing for administrative and civil immunity for dealers, investment advisers, and associated persons, etc.
Last Action: 3/11/2020 Senate - Laid on Table, refer to CS/CS/HB 813 -SJ 699
Bill Text: Web Page | PDF
• Referred to Banking and Insurance; Judiciary; Rules -SJ 163
• Introduced -SJ 163
• On Committee agenda-- Banking and Insurance, 01/28/20, 4:00 pm, 412 Knott Building
• Favorable by Banking and Insurance; YEAS 6 NAYS 0 -SJ 214
• Now in Judiciary
• On Committee agenda-- Judiciary, 02/11/20, 2:00 pm, 110 Senate Building
• CS by Judiciary; YEAS 6 NAYS 0 -SJ 307
• Pending reference review under Rule 4.7(2) - (Committee Substitute)
• Now in Rules
• CS by Judiciary read 1st time -SJ 310
• On Committee agenda-- Rules, 03/02/20, 12:00 pm, 110 Senate Building
• Favorable by- Rules; YEAS 17 NAYS 0 -SJ 374
• Placed on Calendar, on 2nd reading
• Placed on Special Order Calendar, 03/11/20 -SJ 724
• Read 2nd time -SJ 698
• Substituted CS/CS/HB 813 -SJ 699
• Laid on Table, refer to CS/CS/HB 813 -SJ 699
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