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CS/CS/HB 817: Merger and Acquisition Brokers

GENERAL BILL by Regulatory Affairs Committee ; Insurance and Banking Subcommittee ; Raulerson

Merger and Acquisition Brokers; Exempts specified offer or sale of securities from requirements to register with OFR & provides requirements for such transactions; exempts merger & acquisition broker from certain registration requirements under certain circumstances.

Effective Date: 7/1/2016
Last Action: 3/3/2016 House - Laid on Table, companion bill(s) passed, see CS/CS/SB 286 (Ch. 2016-111) -HJ 723
Bill Text: PDF



Bill History

Date Chamber Action
12/1/2015 House • Filed
12/10/2015 House • Referred to Insurance and Banking Subcommittee; Government Operations Appropriations Subcommittee; Regulatory Affairs Committee -HJ 70
1/11/2016 House • On Committee agenda-- Insurance and Banking Subcommittee, 01/13/16, 1:00 pm, Sumner Hall
1/12/2016 House • Introduced -HJ 70
1/13/2016 House • CS by Insurance and Banking Subcommittee; YEAS 11 NAYS 0 -HJ 232
1/17/2016 House • Pending review of CS under Rule 7.19(c)
1/19/2016 House • CS by Insurance and Banking Subcommittee read 1st time -HJ 227
1/21/2016 House • Now in Government Operations Appropriations Subcommittee -HJ 249
1/26/2016 House • On Committee agenda-- Government Operations Appropriations Subcommittee, 01/28/16, 3:30 pm, Morris Hall
1/28/2016 House • Favorable by Government Operations Appropriations Subcommittee; YEAS 12 NAYS 0 -HJ 323
• Now in Regulatory Affairs Committee -HJ 323
2/2/2016 House • On Committee agenda-- Regulatory Affairs Committee, 02/04/16, 1:00 pm, Sumner Hall
2/4/2016 House • CS/CS by- Regulatory Affairs Committee; YEAS 17 NAYS 0 -HJ 407
2/8/2016 House • Pending review of CS -under Rule 7.19(c)
• CS/CS by Regulatory Affairs Committee read 1st time -HJ 403
2/9/2016 House • Placed on Calendar -HJ 434
3/1/2016 House • Placed on Special Order Calendar, 03/03/16
3/3/2016 House • Substituted CS/CS/SB 286 -HJ 723
• Laid on Table, companion bill(s) passed, see CS/CS/SB 286 (Ch. 2016-111) -HJ 723