CS/CS/HB 143: Protection of Vulnerable Investors
GENERAL BILL by Commerce Committee ; Insurance and Banking Subcommittee ; Donalds ; Brown ; (CO-INTRODUCERS) Caruso ; Cortes ; Driskell ; Eskamani ; Fetterhoff ; Silvers ; Watson, B. ; Yarborough
Protection of Vulnerable Investors; Requires securities dealers, investment advisers, & associated persons to report abuse, neglect, or exploitation of vulnerable adults to DCF's central abuse hotline; authorizes dealers & advisers to delay transaction or disbursement of funds or securities based on reasonable belief of exploitation of specified adults; provides notice requirements; authorizes DCF to provide status of investigations to certain persons; requires dealers or advisers to make certain records available to OFR; provides specified immunity for certain persons.
Last Action: 5/3/2019 Senate - Died in Children, Families, and Elder Affairs
Bill Text: PDF
- Children, Families, and Elder Affairs (CF)
- Banking and Insurance (BI)
- Rules (RC)
Bill History
| Date | Chamber | Action |
|---|---|---|
| 1/2/2019 | House |
• Filed |
| 1/9/2019 | House |
• Referred to Insurance and Banking Subcommittee; Government Operations and Technology Appropriations Subcommittee; Commerce Committee -HJ 33 |
| 1/16/2019 | House |
• On Committee agenda-- Insurance and Banking Subcommittee, 01/23/19, 4:00 pm, Sumner Hall -- Removed from meeting agenda |
| 3/5/2019 | House |
• Introduced -HJ 33 |
| 3/11/2019 | House |
• PCS on Committee agenda-- Insurance and Banking Subcommittee, 03/13/19, 12:30 pm, Sumner Hall |
| 3/13/2019 | House |
• CS by Insurance and Banking Subcommittee; YEAS 13 NAYS 0 -HJ 441 |
| 3/14/2019 | House |
• Pending review of CS under Rule 7.18(c) |
| 3/15/2019 | House |
• CS by Insurance and Banking Subcommittee read 1st time -HJ 435 • Now in Government Operations and Technology Appropriations Subcommittee -HJ 445 |
| 3/22/2019 | House |
• On Committee agenda-- Government Operations and Technology Appropriations Subcommittee, 03/26/19, 12:00 pm, Morris Hall |
| 3/26/2019 | House |
• Favorable by Government Operations and Technology Appropriations Subcommittee; YEAS 9 NAYS 0 -HJ 519 • Now in Commerce Committee -HJ 519 |
| 4/2/2019 | House |
• On Committee agenda-- Commerce Committee, 04/04/19, 8:00 am, Webster Hall |
| 4/4/2019 | House |
• CS/CS by- Commerce Committee; YEAS 20 NAYS 0 -HJ 598 |
| 4/5/2019 | House |
• Pending review of CS -under Rule 7.18(c) |
| 4/8/2019 | House |
• Placed on Calendar -HJ 597 • CS/CS by Commerce Committee read 1st time -HJ 595 |
| 4/11/2019 | House |
• Placed on Special Order Calendar, 04/17/19 |
| 4/17/2019 | House |
• Read 2nd time -HJ 693 • Read 3rd time -HJ 693 • CS passed; YEAS 117 NAYS 0 -HJ 694 |
| 4/23/2019 | Senate |
• In Messages |
| 4/24/2019 | Senate |
• Referred to Children, Families, and Elder Affairs; Banking and Insurance; Rules -SJ 455 • Received -SJ 455 |
| 5/3/2019 | Senate |
• Indefinitely postponed and withdrawn from consideration • Died in Children, Families, and Elder Affairs |
