SB 1880: Offers and Sales of Securities
GENERAL BILL by Gruters
Offers and Sales of Securities; Excluding certain securities offers and sales by specified persons from the exemption from specified registration requirements; revising requirements for securities offers and sales that are exempt transactions under specified laws; revising the information and documents that the Office of Financial Regulation may require for securities registration; revising circumstances under which the office may revoke or suspend securities registrations; deleting issuers of securities from the list of persons that may not offer for sale or sell securities without being registered; requiring finders to maintain certain books and records, etc.
Last Action: 3/14/2022 Senate - Died in Banking and Insurance
Bill Text: Web Page | PDF
- Banking and Insurance (BI)
- Appropriations Subcommittee on Agriculture, Environment, and General Government (AEG)
- Appropriations (AP)
• Referred to Banking and Insurance; Appropriations Subcommittee on Agriculture, Environment, and General Government; Appropriations -SJ 163
• Introduced -SJ 162
• Indefinitely postponed and withdrawn from consideration
• Died in Banking and Insurance
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