Skip to Navigation | Skip to Main Content | Skip to Site Map

MyFloridaHouse.gov | Mobile Site

Senate Tracker: Sign Up | Login

The Florida Senate

Glossary of Legislative Terms

CS/CS/CS/SB 1624: Banking Regulation

GENERAL BILL by Finance and Taxation ; Governmental Oversight and Productivity ; Banking and Insurance ; Sebesta

Banking Regulation; authorizes Financial Services Commission to require electronic submission of forms, documents, or fees; authorizes commission to prescribe requirements for destroying books, accounts, records, & documents; revises provisions to specify continuing education for certain professions; requires licensure of mortgage brokerage businesses; revises certain fingerprinting requirements, etc. Amends FS.

Effective Date: 10/01/2004
 Last Action: 4/30/2004 House - Died in Messages, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335)
Bill Text: Web Page | PDF

View By Bill Version View By Category

Expand All Collapse All

  • Bill History

    Date Chamber Action
    1/22/2004 Senate • Prefiled
    1/28/2004 Senate • Referred to Banking and Insurance; Criminal Justice; Governmental Oversight and Productivity; Finance and Taxation
    2/9/2004 Senate • On Committee agenda-- Banking and Insurance, 02/18/04, 1:00 pm, 110-S
    2/18/2004 Senate • CS by Banking and Insurance; YEAS 11 NAYS 0
    2/20/2004 Senate • Now in Criminal Justice
    3/2/2004 Senate • Introduced, referred to Banking and Insurance; Criminal Justice; Governmental Oversight and Productivity; Finance and Taxation -SJ 00091; On Committee agenda-- Banking and Insurance, 02/18/04, 1:00 pm, 110-S; CS by Banking and Insurance; YEAS 11 NAYS 0 -SJ 00154; CS read first time on 03/02/04 -SJ 00148; Now in Criminal Justice -SJ 00154
    3/12/2004 Senate • On Committee agenda-- Criminal Justice, 03/17/04, 2:30 pm, 37-S
    3/17/2004 Senate • Favorable with 1 amendment(s) by Criminal Justice; YEAS 9 NAYS 0 -SJ 00352
    3/18/2004 Senate • Now in Governmental Oversight and Productivity -SJ 00352
    3/25/2004 Senate • On Committee agenda-- Governmental Oversight and Productivity, 03/30/04, 3:30 pm, 110-S
    3/30/2004 Senate • CS/CS by Governmental Oversight and Productivity; YEAS 10 NAYS 0 -SJ 00489; CS read first time on 04/01/04 -SJ 00493
    3/31/2004 Senate • Now in Finance and Taxation -SJ 00490
    4/12/2004 Senate • On Committee agenda-- Finance and Taxation, 04/15/04, 9:15 am, 37-S
    4/15/2004 Senate • CS/CS/CS by- Finance and Taxation; YEAS 5 NAYS 0 -SJ 00662; CS read first time on 04/16/04 -SJ 00664
    4/16/2004 Senate • Placed on Calendar, on second reading -SJ 00662
    4/21/2004 Senate • Placed on Special Order Calendar -SJ 00697; Read second time -SJ 00696
    4/22/2004 Senate • Read third time -SJ 00724; CS passed; YEAS 39 NAYS 0 -SJ 00725
    4/23/2004 House • In Messages
    4/30/2004 House • Died in Messages, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335)

    Top of SectionTop of Page

  • CS/CS/CS/SB 1624, Committee Substitute 3 (Current Bill Version) Posted 4/16/2004 at 9:39 AM

    Bill Text:   Web Page | PDF
    Analyses:   Finance and Taxation (Post-Meeting) 4/15/2004 (pdf)

    Related Bills (6)

    Bill Number Subject Filed By Relationship Last Action and Location
    S 2416 (c1) Financial Reg. Office/Pub. Rec. Sebesta Linked Last Action: 4/30/2004 S Died in Committee on Judiciary
    Location:
    H 1789 Commerce Similar Last Action: 4/30/2004 H Died on Calendar, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335)
    Location:
    H 357 Financial Services Commission Ambler Compare Last Action: 2/17/2004 H Withdrawn from Banking & Securities (COM); Commerce; Finance & Tax; Commerce & Local Affairs Appropriations (AP); Appropriations; Withdrawn prior to introduction,Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335) -HJ 00036
    Location:
    H 621 Financial Reg. Office/Pub. Rec. Ambler Compare Last Action: 2/17/2004 H Withdrawn from Commerce; State Administration; Withdrawn prior to introduction -HJ 00054
    Location:
    H 1147 Public Records State Administration Compare Last Action: 4/27/2004 H Substituted CS/SB 1678; Laid on Table, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335) -HJ 00837
    Location:
    S 1678 (e1) Governmental Oversight and Productivity Compare Last Action: 6/18/2004 Approved by Governor; Chapter No. 2004-335
    Location:

    Committee Votes (2)

    Date Committee Result
    3/30/2004 3:30 PM Governmental Oversight and Productivity 10 Yeas - 0 Nays
    4/15/2004 9:15 AM Finance and Taxation 5 Yeas - 0 Nays

    Floor Votes (1)

    Date Chamber Result
    4/22/2004 11:01 AM Senate 39 Yeas - 0 Nays

    Citations - Statutes (50)

    Citation Catchline Location in Bill Location In Bill Help
    494.0011 Powers and duties of the commission and office.
    494.0016 Books, accounts, and records; maintenance; examinations by the office.
    494.0029 Mortgage business schools.
    494.00295 Professional education.
    494.003 Exemptions.
    494.0031 Licensure as a mortgage brokerage business.
    494.0033 Mortgage broker's license.
    494.0034 Renewal of mortgage broker's license.
    494.0036 Mortgage brokerage business branch offices.
    494.0041 Administrative penalties and fines; license violations.
    494.006 Exemptions.
    494.0061 Mortgage lender's license requirements.
    494.0062 Correspondent mortgage lender's license requirements.
    494.0064 Renewal of mortgage lender's license; branch office license renewal.
    494.0065 Saving clause.
    494.0066 Branch offices.
    494.0067 Requirements of licensees under ss. 494.006-494.0077.
    494.0072 Administrative penalties and fines; license violations.
    494.00721 Net worth.
    516.03 Application for license; fees; etc.
    516.07 Grounds for denial of license or for disciplinary action.
    516.12 Records to be kept by licensee.
    517.051 Exempt securities.
    517.061 Exempt transactions.
    517.081 Registration procedure.
    517.12 Registration of dealers, associated persons, investment advisers, and branch offices.
    517.131 Securities Guaranty Fund.
    517.141 Payment from the fund.
    517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, associated person, or branch office.
    520.03 Licenses.
    520.32 Licenses.
    520.52 Licensees.
    520.63 Licensees.
    520.994 Powers of office.
    520.995 Grounds for disciplinary action.
    520.997 Books, accounts, and records.
    537.009 Recordkeeping; reporting; safekeeping of property.
    560.105 Supervisory powers; rulemaking.
    560.114 Disciplinary actions.
    560.118 Examinations, reports, and internal audits; penalty.
    560.121 Records; limited restrictions upon public access.
    560.205 Qualifications of applicant for registration; contents.
    560.207 Renewal of registration; registration fee.
    560.210 Permissible investments.
    560.211 Records.
    560.305 Application.
    560.306 Standards.
    560.308 Registration terms; renewal; renewal fees.
    560.310 Records of check cashers and foreign currency exchangers.
    626.565

    Top of SectionTop of Page

  • CS/CS/SB 1624, Committee Substitute 2 Posted 3/31/2004 at 5:36 PM

    Bill Text:   Web Page | PDF
    Analyses:   Governmental Oversight and Productivity (Post-Meeting) 3/30/2004 (pdf)

    Citations - Statutes (50)

    Citation Catchline Location in Bill Location In Bill Help
    494.0011 Powers and duties of the commission and office.
    494.0016 Books, accounts, and records; maintenance; examinations by the office.
    494.0029 Mortgage business schools.
    494.00295 Professional education.
    494.003 Exemptions.
    494.0031 Licensure as a mortgage brokerage business.
    494.0033 Mortgage broker's license.
    494.0034 Renewal of mortgage broker's license.
    494.0036 Mortgage brokerage business branch offices.
    494.0041 Administrative penalties and fines; license violations.
    494.006 Exemptions.
    494.0061 Mortgage lender's license requirements.
    494.0062 Correspondent mortgage lender's license requirements.
    494.0064 Renewal of mortgage lender's license; branch office license renewal.
    494.0065 Saving clause.
    494.0066 Branch offices.
    494.0067 Requirements of licensees under ss. 494.006-494.0077.
    494.0072 Administrative penalties and fines; license violations.
    494.00721 Net worth.
    516.03 Application for license; fees; etc.
    516.07 Grounds for denial of license or for disciplinary action.
    516.12 Records to be kept by licensee.
    517.051 Exempt securities.
    517.061 Exempt transactions.
    517.081 Registration procedure.
    517.12 Registration of dealers, associated persons, investment advisers, and branch offices.
    517.131 Securities Guaranty Fund.
    517.141 Payment from the fund.
    517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, associated person, or branch office.
    520.03 Licenses.
    520.32 Licenses.
    520.52 Licensees.
    520.63 Licensees.
    520.994 Powers of office.
    520.995 Grounds for disciplinary action.
    520.997 Books, accounts, and records.
    537.009 Recordkeeping; reporting; safekeeping of property.
    560.105 Supervisory powers; rulemaking.
    560.114 Disciplinary actions.
    560.118 Examinations, reports, and internal audits; penalty.
    560.121 Records; limited restrictions upon public access.
    560.205 Qualifications of applicant for registration; contents.
    560.207 Renewal of registration; registration fee.
    560.210 Permissible investments.
    560.211 Records.
    560.305 Application.
    560.306 Standards.
    560.308 Registration terms; renewal; renewal fees.
    560.310 Records of check cashers and foreign currency exchangers.
    626.565

    Top of SectionTop of Page

  • CS/SB 1624, Committee Substitute 1 Posted 2/20/2004 at 10:20 AM

    Bill Text:   Web Page | PDF
    Analyses:   Banking and Insurance (Post-Meeting) 2/19/2004 (pdf)
    Criminal Justice (Post-Meeting) 3/10/2004 (pdf)

    Committee Amendments (1)

    Amendment Sponsor Filed Last Committee Action Format
    541102 - Amendment
    		Criminal Justice 3/17/2004
    9:03 PM     		Web Page
    PDF

    Committee Votes (1)

    Date Committee Result
    3/17/2004 2:30 PM Criminal Justice 9 Yeas - 0 Nays

    Citations - Statutes (50)

    Citation Catchline Location in Bill Location In Bill Help
    494.0011 Powers and duties of the commission and office.
    494.0016 Books, accounts, and records; maintenance; examinations by the office.
    494.0029 Mortgage business schools.
    494.00295 Professional education.
    494.003 Exemptions.
    494.0031 Licensure as a mortgage brokerage business.
    494.0033 Mortgage broker's license.
    494.0034 Renewal of mortgage broker's license.
    494.0036 Mortgage brokerage business branch offices.
    494.0041 Administrative penalties and fines; license violations.
    494.006 Exemptions.
    494.0061 Mortgage lender's license requirements.
    494.0062 Correspondent mortgage lender's license requirements.
    494.0064 Renewal of mortgage lender's license; branch office license renewal.
    494.0065 Saving clause.
    494.0066 Branch offices.
    494.0067 Requirements of licensees under ss. 494.006-494.0077.
    494.0072 Administrative penalties and fines; license violations.
    494.00721 Net worth.
    516.03 Application for license; fees; etc.
    516.07 Grounds for denial of license or for disciplinary action.
    516.12 Records to be kept by licensee.
    517.051 Exempt securities.
    517.061 Exempt transactions.
    517.081 Registration procedure.
    517.12 Registration of dealers, associated persons, investment advisers, and branch offices.
    517.131 Securities Guaranty Fund.
    517.141 Payment from the fund.
    517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, associated person, or branch office.
    520.03 Licenses.
    520.32 Licenses.
    520.52 Licensees.
    520.63 Licensees.
    520.994 Powers of office.
    520.995 Grounds for disciplinary action.
    520.997 Books, accounts, and records.
    537.009 Recordkeeping; reporting; safekeeping of property.
    560.105 Supervisory powers; rulemaking.
    560.114 Disciplinary actions.
    560.118 Examinations, reports, and internal audits; penalty.
    560.121 Records; limited restrictions upon public access.
    560.205 Qualifications of applicant for registration; contents.
    560.207 Renewal of registration; registration fee.
    560.210 Permissible investments.
    560.211 Records.
    560.305 Application.
    560.306 Standards.
    560.308 Registration terms; renewal; renewal fees.
    560.310 Records of check cashers and foreign currency exchangers.
    626.565

    Top of SectionTop of Page

  • SB 1624, Original Filed Version Posted 1/22/2004 at 6:58 PM

    Bill Text:   Web Page | PDF
    Analyses:   None

    Committee Votes (1)

    Date Committee Result
    2/18/2004 1:00 PM Banking and Insurance 11 Yeas - 0 Nays

    Citations - Statutes (48)

    Citation Catchline Location in Bill Location In Bill Help
    494.0011 Powers and duties of the commission and office.
    494.0016 Books, accounts, and records; maintenance; examinations by the office.
    494.0029 Mortgage business schools.
    494.00295 Professional education.
    494.003 Exemptions.
    494.0031 Licensure as a mortgage brokerage business.
    494.0033 Mortgage broker's license.
    494.0034 Renewal of mortgage broker's license.
    494.0036 Mortgage brokerage business branch offices.
    494.0041 Administrative penalties and fines; license violations.
    494.006 Exemptions.
    494.0061 Mortgage lender's license requirements.
    494.0062 Correspondent mortgage lender's license requirements.
    494.0064 Renewal of mortgage lender's license; branch office license renewal.
    494.0065 Saving clause.
    494.0066 Branch offices.
    494.0067 Requirements of licensees under ss. 494.006-494.0077.
    494.0072 Administrative penalties and fines; license violations.
    494.00721 Net worth.
    516.03 Application for license; fees; etc.
    516.07 Grounds for denial of license or for disciplinary action.
    516.12 Records to be kept by licensee.
    517.051 Exempt securities.
    517.081 Registration procedure.
    517.12 Registration of dealers, associated persons, investment advisers, and branch offices.
    517.131 Securities Guaranty Fund.
    517.141 Payment from the fund.
    517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, associated person, or branch office.
    520.03 Licenses.
    520.32 Licenses.
    520.52 Licensees.
    520.63 Licensees.
    520.994 Powers of office.
    520.995 Grounds for disciplinary action.
    520.997 Books, accounts, and records.
    537.009 Recordkeeping; reporting; safekeeping of property.
    560.105 Supervisory powers; rulemaking.
    560.114 Disciplinary actions.
    560.118 Examinations, reports, and internal audits; penalty.
    560.121 Records; limited restrictions upon public access.
    560.205 Qualifications of applicant for registration; contents.
    560.207 Renewal of registration; registration fee.
    560.210 Permissible investments.
    560.211 Records.
    560.305 Application.
    560.306 Standards.
    560.308 Registration terms; renewal; renewal fees.
    560.310 Records of check cashers and foreign currency exchangers.

    Top of SectionTop of Page